GUARANTEE AND COLLATERAL AGREEMENT made by EXPLORER INVESTOR CORPORATION, EXPLORER MERGER SUB CORPORATION, as the Initial Borrower, BOOZ ALLEN HAMILTON INC., as the Surviving Borrower, and the Subsidiary Guarantors party hereto in favor of CREDIT...
Exhibit 4.1
EXECUTION VERSION
made by
EXPLORER INVESTOR CORPORATION,
EXPLORER MERGER SUB CORPORATION,
as the Initial Borrower,
BOOZ XXXXX XXXXXXXX INC.,
as the Surviving Borrower,
and the Subsidiary Guarantors party hereto
in favor of
CREDIT SUISSE,
as Collateral Agent
Dated as of July 31, 2008
TABLE OF CONTENTS
Page | ||||
SECTION 1. DEFINED TERMS |
1 | |||
1.1 Definitions |
1 | |||
1.2 Other Definitional Provisions |
7 | |||
SECTION 2. GUARANTEE |
7 | |||
2.1 Guarantee |
7 | |||
2.2 Right of Contribution |
8 | |||
2.3 No Subrogation |
8 | |||
2.4 Amendments, etc. with respect to the Borrower Obligations |
8 | |||
2.5 Guarantee Absolute and Unconditional |
9 | |||
2.6 Reinstatement |
9 | |||
2.7 Payments |
10 | |||
SECTION 3. GRANT OF SECURITY INTEREST |
10 | |||
3.1 Grant of First Priority Security Interests |
10 | |||
SECTION 4. REPRESENTATIONS AND WARRANTIES |
11 | |||
4.1 Representations in Credit Agreement |
11 | |||
4.2 Title; No Other Liens |
11 | |||
4.3 Names; Jurisdiction of Organization; Chief Executive Office |
12 | |||
4.4 Pledged Securities |
12 | |||
4.5 Intellectual Property |
12 | |||
4.6 Material Deposit Accounts and Material Securities Accounts |
12 | |||
4.7 Material Government Contracts |
12 | |||
SECTION 5. COVENANTS |
12 | |||
5.1 Covenants in Credit Agreement |
12 | |||
5.2 Investment Property |
13 | |||
5.3 Material Government Contracts |
13 | |||
5.4 Account Control Agreements |
13 | |||
5.5 Foreign Law Pledges |
13 | |||
SECTION 6. REMEDIAL PROVISIONS |
14 | |||
6.1 Certain Matters Relating to Receivables |
14 | |||
6.2 Material Deposit Accounts, Material Securities Accounts |
14 | |||
6.3 Communications with Grantors; Grantors Remain Liable |
14 | |||
6.4 Pledged Securities |
15 | |||
6.5 Intellectual Property |
15 | |||
6.6 Proceeds to be Turned Over To Collateral Agent |
16 | |||
6.7 Application of Proceeds |
16 | |||
6.8 Code and Other Remedies |
17 | |||
6.9 Private Sales |
18 | |||
6.10 Deficiency |
18 | |||
SECTION 7. THE COLLATERAL AGENT |
18 | |||
7.1 Collateral Agent’s Appointment as Attorney-in-Fact, etc |
18 |
Page | ||||
7.2 Duty of Collateral Agent |
19 | |||
7.3 Execution of Financing Statements |
20 | |||
7.4 Authority of Collateral Agent |
20 | |||
SECTION 8. MISCELLANEOUS |
20 | |||
8.1 Amendments in Writing |
20 | |||
8.2 Notices |
20 | |||
8.3 No Waiver by Course of Conduct; Cumulative Remedies |
21 | |||
8.4 Enforcement Expenses; Indemnification |
21 | |||
8.5 Successors and Assigns |
21 | |||
8.6 Set-Off |
21 | |||
8.7 Counterparts |
21 | |||
8.8 Severability |
22 | |||
8.9 Section Headings |
22 | |||
8.10 Integration |
22 | |||
8.11 GOVERNING LAW |
22 | |||
8.12 Submission To Jurisdiction; Waivers |
22 | |||
8.13 Acknowledgements |
22 | |||
8.14 Additional Guarantors and Grantors |
23 | |||
8.15 Releases |
23 | |||
8.16 WAIVER OF JURY TRIAL |
24 | |||
SCHEDULES |
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Schedule 1 Notice Addresses |
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Schedule 2 Investment Property |
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Schedule 3 Legal Name, Jurisdictions of Organization and Chief Executive Offices |
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Schedule 4 Intellectual Property |
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Schedule 5(a) Material Deposit Accounts |
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Schedule 5(b) Material Securities Accounts |
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Schedule 6 Material Government Contracts |
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ANNEXES |
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Annex I Assumption Agreement |
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Annex II Acknowledgement and Consent |
ii
GUARANTEE AND COLLATERAL AGREEMENT, dated as of July 31, 2008, made by each of the signatories
hereto, in favor of Credit Suisse, as Collateral Agent (in such capacity, the “Collateral
Agent”) for the banks and other financial institutions or entities (the “Lenders”) from
time to time parties to the Credit Agreement, dated as of July 31, 2008 (as amended, supplemented
or otherwise modified from time to time, the “Credit Agreement”), among Explorer Investor
Corporation, a Delaware corporation (“Holdings”), Explorer Merger Sub Corporation, a
Delaware corporation (the “Initial Borrower”), Booz Xxxxx Xxxxxxxx Inc., a Delaware
corporation into which the Initial Borrower shall be merged (“Xxxx Xxxxx” or the
“Surviving Borrower”), the Lenders, Credit Suisse, as Collateral Agent and Administrative
Agent, Bank of America, N.A., as Syndication Agent, Xxxxxx Brothers Commercial Bank, C.I.T. Leasing
Corporation and Sumitomo Mitsui Banking Corporation, as Documentation Agents, Credit Suisse, as
Issuing Lender and Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Xxxxxx
Brothers Inc. and Sumitomo Mitsui Banking Corporation, as Joint Lead Arrangers and Joint
Bookrunners.
W I T N E S S E T H:
WHEREAS, pursuant to the Credit Agreement, the Lenders have severally agreed to make
extensions of credit to the Borrower (as defined below) upon the terms and subject to the
conditions set forth therein;
WHEREAS, the Borrower is a member of an affiliated group of companies that includes each other
Grantor (as defined below);
WHEREAS, the proceeds of the extensions of credit under the Credit Agreement will be used in
part to enable the Borrower to make valuable transfers to one or more of the other Grantors in
connection with the operation of their respective businesses;
WHEREAS, the Borrower and the other Grantors are engaged in related businesses, and each
Grantor will derive substantial direct and indirect benefit from the making of the extensions of
credit under the Credit Agreement; and
WHEREAS, it is a condition precedent to the obligation of the Lenders to make their respective
extensions of credit to the Borrower under the Credit Agreement that the Grantors shall have
executed and delivered this Agreement to the Collateral Agent for the ratable benefit of the
Administrative Agent, the Collateral Agent and the other Secured Parties;
NOW, THEREFORE, in consideration of the premises and to induce the Administrative Agent, the
Collateral Agent and the Lenders to enter into the Credit Agreement and to induce the Lenders to
make their respective extensions of credit to the Borrower thereunder, each Grantor hereby agrees
with the Collateral Agent, for the ratable benefit of the Secured Parties, as follows:
SECTION 1. DEFINED TERMS
1.1 Definitions. (a) Unless otherwise defined herein, terms defined in the Credit Agreement
and used herein shall have the meanings given to them in the Credit Agreement, and the following
terms are used herein as defined in the New York UCC: “Accession”, “Account”,
“As-Extracted Collateral”,
“Certificated Securities”, “Chattel Paper”, “Commercial Tort Claim”,
“Commodity Account”, “Document”, “Equipment”, “Farm Products”,
“Fixture”, “General Intangible”, “Goods”, “Instrument”,
“Inventory”, “Letter-of-Credit Right”, “Securities Account”,
“Securities Intermediary”, “Security” and “Uncertificated Securities”.
(b) The following terms shall have the following meanings:
“Agreement”: this Guarantee and Collateral Agreement, as the same may be amended,
supplemented or otherwise modified from time to time.
“Borrower”: (a) at any time prior to the consummation of the Merger Transactions, the
Initial Borrower and (b) upon and at any time after the consummation of the Merger Transactions,
the Surviving Borrower.
“Borrower Cash Management Obligations”: to the extent that the Borrower so agrees in
the applicable agreements therefor, the collective reference to all obligations and liabilities of
the Borrower and the other Loan Parties (including, to the extent that such agreements so provide
and without limitation, interest accruing at the then applicable rate provided in the Specified
Cash Management Arrangement after the filing of any petition in bankruptcy, or the commencement of
any insolvency, reorganization or like proceeding, relating to the Borrower, whether or not a claim
for post-filing or post-petition interest is allowed or allowable in such proceeding) to any Lender
or any Affiliate of any Lender (or any Lender or any Affiliate thereof at the time such Specified
Cash Management Arrangement was entered into) (each, a “Cash Management Provider”), whether
direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter
incurred, which may arise under, out of, or in connection with, any Specified Cash Management
Arrangement or any other document made, delivered or given in connection therewith, in each case
whether on account of principal, interest, reimbursement obligations, fees, indemnities, costs,
expenses or otherwise (including, to the extent that such agreements so provide and without
limitation, all fees and disbursements of counsel to the relevant Lender or Affiliate thereof that
are required to be paid by the Borrower pursuant to the terms of any Specified Cash Management
Arrangement) so long as the relevant Cash Management Provider executes and delivers to the
Administrative Agent a letter agreement in form and substance acceptable to the Administrative
Agent pursuant to which, unless the Collateral Agent agrees otherwise, the relevant Cash Management
Provider (i) appoints the Administrative Agent as its agent under the applicable Specified Cash
Management Arrangement and (ii) agrees to be bound by the provisions of Sections 9.3, 9.7, 10.11
and 10.12 of the Credit Agreement.
“Borrower Credit Agreement Obligations”: the collective reference to the unpaid
principal of and interest on the Loans (including, for the avoidance of doubt, any New Loans), the
Reimbursement Obligations and all other obligations and liabilities of the Borrower (including,
without limitation, interest accruing at the then applicable rate provided in the Credit Agreement
after the maturity of the Loans and Reimbursement Obligations and interest accruing at the then
applicable rate provided in the Credit Agreement after the filing of any petition in bankruptcy, or
the commencement of any insolvency, reorganization or like proceeding, relating to the Borrower,
whether or not a claim for post-filing or post-petition interest is allowed or allowable in such
proceeding) to the Administrative Agent, the Collateral Agent or any other Secured Party, whether
direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter
incurred, in each case, which may arise under, out of, or in connection with, the Credit Agreement,
this Agreement, the other Loan Documents, any Letter of Credit or any other document made,
delivered or given in connection therewith, in each case whether on account of principal, interest,
reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without
limitation, all fees and disbursements of counsel to the Administrative Agent, to the
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Collateral Agent or to the other Secured Parties that are required to be paid by the Borrower
pursuant to the terms of any of the foregoing agreements).
“Borrower Hedge Agreement Obligations”: the collective reference to all obligations
and liabilities of the Borrower and any other Loan Party (including, without limitation, interest
accruing at the then applicable rate provided in any Specified Hedge Agreement after the filing of
any petition in bankruptcy, or the commencement of any insolvency, reorganization or like
proceeding, relating to the Borrower, whether or not a claim for post-filing or post-petition
interest is allowed or allowable in such proceeding) to any Lender or any Affiliate of any Lender
(or any Lender or any Affiliate thereof at the time such Specified Hedge Agreement was entered
into), whether direct or indirect, absolute or contingent, due or to become due, or now existing or
hereafter incurred, in each case, which may arise under, out of, or in connection with, any
Specified Hedge Agreement or any other document made, delivered or given in connection therewith,
in each case whether on account of principal, interest, reimbursement obligations, fees,
indemnities, costs, expenses or otherwise (including, without limitation, all fees and
disbursements of counsel to the relevant Lender or Affiliate thereof that are required to be paid
by the Borrower and/or such other Loan Party, as the case may be, pursuant to the terms of any
Specified Hedge Agreement) so long as, unless the Collateral Agent agrees otherwise, the relevant
Hedge Provider executes and delivers to the Administrative Agent a letter agreement in form and
substance acceptable to the Administrative Agent pursuant to which the relevant Hedge Provider (i)
appoints the Administrative Agent as its agent under the applicable Specified Hedge Agreement and
(ii) agrees to be bound by the provisions of Section 9.3, 9.7, 10.11 and 10.12 of the Credit
Agreement.
“Borrower Obligations”: the collective reference to (i) the Borrower Credit Agreement
Obligations, (ii) the Borrower Hedge Agreement Obligations and (iii) the Borrower Cash Management
Obligations, but, as to clauses (ii) and (iii) hereof, only to the extent that, and only so long
as, the Borrower Credit Agreement Obligations are secured and guaranteed pursuant hereto.
“CLIN”: a JAMIS contract line item number with respect to a Government Contract.
“Collateral”: as defined in Section 3.1.
“Collateral Account”: any collateral account established by the Collateral Agent as
provided in Section 6.1 or 6.6.
“Copyright Licenses”: with respect to any Grantor, all United States written license
agreements naming such Grantor as licensor or licensee (including, without limitation, those listed
in Schedule 4), granting any right under any Copyright, subject, in each case, to the terms
of such license agreements, and the right to prepare for sale, sell, and advertise for sale, all
Inventory now or hereafter covered by such licenses.
“Copyrights”: (i) with respect to any Grantor, all of such Grantor’s copyrights
arising under the laws of the United States, whether registered or unregistered and whether
published or unpublished (including, without limitation, those listed in Schedule 4), all
registrations and recordings thereof, and all applications in connection therewith, in each case,
owned by such Grantor in its own name, including, without limitation, all registrations,
recordings, supplemental registrations and pending applications in the United States Copyright
Office, and (ii) the right to obtain all renewals thereof.
“Deposit Account”: as defined in the Uniform Commercial Code of any applicable
jurisdiction and, in any event, including, without limitation, any demand, time, savings, passbook
or like account maintained with a depositary institution.
3
“Foreign Subsidiary Voting Stock”: the voting Capital Stock of (i) any Foreign
Subsidiary that is a Restricted Subsidiary or (ii) any Domestic Subsidiary, substantially all of
the assets of which consist of the Capital Stock of one or more Foreign Subsidiaries.
“Government Contract”: any contract to which a Loan Party is a party and a
counterparty is a Governmental Authority to the extent such contract involves the performance of
services or delivery of goods by or on behalf of such Loan Party to such Governmental Authority.
“Governmental Authority” shall mean the government of the United States of America and
any agency thereof.
“Grantors”: the collective reference to each signatory hereto (other than the
Collateral Agent) together with any other entity that may become a party hereto as provided herein.
“Guarantor Obligations”: with respect to any Guarantor, all obligations and
liabilities of such Guarantor which may arise under or in connection with this Agreement
(including, without limitation, Section 2) or any other Loan Document to which such Guarantor is a
party, in each case whether on account of guarantee obligations, reimbursement obligations, fees,
indemnities, costs, expenses or otherwise (including, without limitation, all fees and
disbursements of counsel to the Administrative Agent, to the Collateral Agent or to the other
Secured Parties that are required to be paid by such Guarantor pursuant to the terms of this
Agreement or any other Loan Document).
“Guarantors”: the collective reference to Holdings and the Subsidiary Guarantors that
may become a party hereto as provided herein.
“Intellectual Property”: with respect to any Grantor, the collective reference to
such Grantor’s rights, priorities and privileges relating to intellectual property, arising under
the laws of the United States, including, without limitation, such Grantor’s Copyrights, Copyright
Licenses, Patents, Patent Licenses, Trademarks and Trademark Licenses, and all rights to xxx at law
or in equity for any infringement or other impairment thereof, including the right to receive all
proceeds and damages therefrom.
“Intercompany Note”: any promissory note evidencing loans made by any Grantor to
Holdings or any of its Subsidiaries.
“Investment Property”: the collective reference to (i) all “investment property” as
such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Excluded Capital
Stock excluded from the definition of “Pledged Stock”) and (ii) whether or not constituting
“investment property” as so defined, all Pledged Securities.
“Issuers”: the collective reference to each issuer of a Pledged Security.
“Liens”: as defined in Section 3.1.
“Material Deposit Accounts”: Deposit Accounts maintained by any Grantor within the
United States, any State thereof or the District of Columbia with an outstanding balance of greater
than $1,000,000, excluding Deposit Accounts established solely for the purpose of funding payroll,
payroll taxes and other compensation and benefits to employees. Material Deposit Accounts as of
the date hereof are listed on Schedule 5(a).
4
“Material Government Contracts”: all Government Contracts listed on Schedule
6, and each Government Contract entered into after the date hereof:
(i) having a duration of one year or greater,
(ii) having one or more CLINs, which CLIN involves aggregate consideration payable
(or expected gross revenue) by the applicable governmental entity to the applicable
Loan Party of $2,500,000 or more over the term of the contract, including base
period plus priced options (a “Material CLIN”); and
(iii) which are not subject to the provisions of Federal Acquisition Regulation
52.232-24 or any successor provision;
provided that “Material Government Contracts” shall not include any contract the existence
of which may not be disclosed to the Secured Parties under applicable law, rule or regulations.
“Material Securities Accounts”: Securities Accounts maintained by any Grantor within
the United States, any State thereof or the District of Columbia with an outstanding balance of
greater than $1,000,000. Material Securities Accounts as of the date hereof are listed on
Schedule 5(b).
“Obligations”: (i) in the case of the Borrower, the Borrower Obligations and (ii) in
the case of each Guarantor, its Guarantor Obligations.
“Patent License”: with respect to any Grantor, all United States written license
agreements providing for the grant by or to such Grantor of any right to manufacture, use or sell
any invention covered in whole or in part by a Patent, including, without limitation, any of the
foregoing referred to in Schedule 4, subject, in each case, to the terms of such license
agreements, and the right to prepare for sale, sell and advertise for sale, all Inventory now or
hereafter covered by such licenses.
“Patents”: with respect to any Grantor, all of such Grantor’s (i) letters patent of
the United States, including, without limitation, any of the foregoing referred to in Schedule
4, (ii) applications for letters patent of the United States and all continuations and
continuations in part thereof, including, without limitation, any of the foregoing referred to in
Schedule 4, and (iii) rights to obtain any reissues or extensions of the foregoing, in each
case, owned by such Grantor in its own name.
“Pledged Notes”: all promissory notes listed on Schedule 2, all Intercompany
Notes at any time issued to any Grantor in excess of $2,000,000 (or Intercompany Notes which, in
the aggregate, are in excess of $2,000,000) and all other promissory notes issued to or held by any
Grantor in excess of $2,000,000 (other than promissory notes issued in connection with extensions
of trade credit by any Grantor in the ordinary course of business).
“Pledged Securities”: the collective reference to the Pledged Notes and the Pledged
Stock.
“Pledged Stock”: the collective reference to (i) the shares of Capital Stock listed
on Schedule 2 and (ii) any other shares, stock certificates, options, interests or rights
of any nature whatsoever in respect of the Capital Stock of any Person that may be issued or
granted to, or held by, any Grantor while this Agreement is in effect other than Excluded Capital
Stock; provided that in no event
5
shall more than 65% of the total outstanding Foreign Subsidiary Voting Stock of any Foreign
Subsidiary be required to be pledged hereunder.
“Proceeds”: all “proceeds” as such term is defined in Section 9-102(a)(64) of the New
York UCC and, in any event, shall include, without limitation, all dividends or other income from
the Investment Property, collections thereon or distributions or payments with respect thereto.
“Receivable”: any right to payment for goods sold or leased or for services rendered,
whether or not such right is evidenced by an Instrument or Chattel Paper and whether or not it has
been earned by performance (including, without limitation, any Account).
“Securities Act”: the Securities Act of 1933, as amended.
“Specified Cash Management Arrangement”: any cash management arrangement (a) entered
into by (i) the Borrower or any other Loan Party and (ii) any Lender or any Affiliate thereof at
the time such cash management arrangement was entered into, as counterparty, and (b) which has been
designated by such Lender and the Borrower, by notice to the Collateral Agent not later than 90
days after the execution and delivery by the Borrower or such other Loan Party, as a Specified Cash
Management Arrangement. The designation of any cash management arrangement as a Specified Cash
Management Arrangement shall not create in favor of the Lender or Affiliate thereof that is a party
thereto any rights in connection with the management or release of any Collateral or any Guarantor
Obligations.
“Trademark License”: with respect to any Grantor, all United States written license
agreements providing for the grant by or to such Grantor of any right to use any Trademark,
including, without limitation, any of the foregoing referred to in Schedule 4, subject, in
each case, to the terms of such license agreements, and the right to prepare for sale, sell and
advertise for sale, all Inventory now or hereafter covered by such licenses.
“Trademarks”: with respect to any Grantor, all of such Grantor’s (i) trademarks,
trade names, corporate names, company names, business names, domain names, fictitious business
names, trade styles, service marks, logos and other source or business identifiers, and all
goodwill associated therewith, all registrations and recordings thereof, and all applications in
connection therewith (except for “intent to use” applications for trademark or service xxxx
registrations filed pursuant to Section 1(b) of the Xxxxxx Act, 15 U.S.C. § 1051, unless and until
an Amendment to Allege Use or a Statement of Use under Section 1(c) or 1(d) of said Act has been
filed), whether in the United States Patent and Trademark Office or in any similar office or agency
of the United States or any State thereof, and all United States common-law rights related thereto
owned by such Grantor in its own name, including, without limitation, any of the foregoing referred
to in Schedule 4, and (ii) the right to obtain all renewals thereof.
“Unfunded Advances/Participations” : (a) with respect to the Administrative Agent, the
aggregate amount, if any (i) made available to the Borrower on the assumption that each Lender has
made its portion of the applicable Borrowing available to the Administrative Agent as contemplated
by Section 2.2 of the Credit Agreement and (ii) with respect to which a corresponding amount shall
not in fact have been returned to the Administrative Agent by the Borrower or made available to the
Administrative Agent by any such Lender, (b) with respect to the Swingline Lender, the aggregate
amount, if any, of participations in respect of any outstanding Swingline Loan that shall not have
been funded by any Revolving Lender in accordance with Section 2.6(b) of the Credit Agreement and
(c) with respect to any Issuing Lender, the aggregate amount, if any, of any participations in
respect of Reimbursement Obligations that shall not have been funded by any L/C Participant in
accordance with Section 3.4 of the Credit Agreement.
6
“Vehicles”: aircraft and all cars, trucks, trailers, construction and earth moving
equipment and other vehicles covered by a certificate of title law of any state.
1.2 Other Definitional Provisions. (a)The words “hereof,” “herein”, “hereto” and
“hereunder” and words of similar import when used in this Agreement shall refer to this Agreement
as a whole and not to any particular provision of this Agreement, and Section and Schedule
references are to this Agreement unless otherwise specified.
(b) The meanings given to terms defined herein shall be equally applicable to both the
singular and plural forms of such terms.
(c) Where the context requires, terms relating to the Collateral or any part thereof, when
used in relation to a Grantor, shall refer to such Grantor’s Collateral or the relevant part
thereof.
SECTION 2. GUARANTEE
2.1 Guarantee.
(a) Each of the Guarantors hereby, jointly and severally, unconditionally and irrevocably,
guarantees to the Collateral Agent for the ratable benefit of the Administrative Agent, the
Collateral Agent, the other Secured Parties and their respective permitted successors, indorsees,
transferees and assigns, the prompt and complete payment and performance by the Borrower when due
(whether at the stated maturity, by acceleration or otherwise) of the Borrower Obligations.
(b) Anything herein or in any other Loan Document to the contrary notwithstanding, the
maximum liability of each Guarantor hereunder and under the other Loan Documents shall in no event
exceed the amount which can be guaranteed by such Guarantor under applicable federal and state laws
relating to the insolvency of debtors (after giving effect to the right of contribution established
in Section 2.2).
(c) Each Guarantor agrees that the Borrower Obligations may at any time and from time to
time exceed the amount of the liability of such Guarantor hereunder without impairing the guarantee
contained in this Section 2 or affecting the rights and remedies of the Administrative Agent, the
Collateral Agent or any other Secured Party hereunder.
(d) The guarantee contained in this Section 2 shall remain in full force and effect until
all the Borrower Obligations and the obligations of each Guarantor under the guarantee contained in
this Section 2 shall have been satisfied by payment in full (other than Borrower Hedge Agreement
Obligations, Borrower Cash Management Obligations and contingent or indemnification obligations not
then due), no Letter of Credit (that is not cash collateralized or back-stopped to the reasonable
satisfaction of the Issuing Lender or purchasing Lender, as applicable, in respect thereof) shall
be outstanding and the Commitments shall have been terminated, notwithstanding that from time to
time during the term of the Credit Agreement the Borrower may be free from any Borrower
Obligations, provided that any Guarantor shall be released from its guarantee contained in
this Section 2 as provided in Section 8.15.
(e) No payment (other than payment in full) made by the Borrower, any of the Guarantors, any
other guarantor or any other Person or received or collected by the Administrative Agent, the
Collateral Agent or any other Secured Party from the Borrower, any of the Guarantors, any other
guarantor or any other Person by virtue of any action or proceeding or any set-off or appropriation
or application at any time or from time to time in reduction of or in payment of the Borrower
Obligations shall be deemed to
7
modify, reduce, release or otherwise affect the liability of any Guarantor hereunder which
shall, notwithstanding any such payment (other than any payment made by such Guarantor in respect
of the Borrower Obligations or any payment received or collected from such Guarantor in respect of
the Borrower Obligations), remain liable for the Borrower Obligations up to the maximum liability
of such Guarantor hereunder until the Borrower Obligations shall have been paid in full (other than
Borrower Hedge Agreement Obligations, Borrower Cash Management Obligations and other than
contingent or indemnification obligations not then due), no Letter of Credit (that is not cash
collateralized or back-stopped to the reasonable satisfaction of the Issuing Lender or purchasing
Lender, as applicable, in respect thereof) shall be outstanding and the Commitments shall have been
terminated, provided that any Guarantor shall be released from its guarantee contained in
this Section 2 as provided in Section 8.15.
2.2 Right of Contribution. Each Guarantor hereby agrees that to the extent that a
Guarantor shall have paid more than its proportionate share of any payment made hereunder, such
Guarantor shall be entitled to seek and receive contribution from and against any other Guarantor
hereunder which has not paid its proportionate share of such payment. Each Guarantor’s right of
contribution shall be subject to the terms and conditions of Section 2.3. The provisions of this
Section 2.2 shall in no respect limit the obligations and liabilities of any Guarantor to the
Administrative Agent, the Collateral Agent and the other Secured Parties, and each Guarantor shall
remain liable to the Administrative Agent, the Collateral Agent and the other Secured Parties for
the full amount guaranteed by such Guarantor hereunder.
2.3 No Subrogation. Notwithstanding any payment made by any Guarantor hereunder or any
set-off or application of funds of any Guarantor by the Administrative Agent, the Collateral Agent
or any other Secured Party, no Guarantor shall be entitled to be subrogated to any of the rights of
the Administrative Agent, the Collateral Agent or any other Secured Party against the Borrower or
any other Guarantor or any collateral security or guarantee or right of offset held by the
Administrative Agent, the Collateral Agent or any other Secured Party for the payment of the
Borrower Obligations, nor shall any Guarantor seek or be entitled to seek any contribution or
reimbursement from the Borrower or any other Guarantor in respect of payments made by such
Guarantor hereunder, until all amounts owing to the Administrative Agent, the Collateral Agent and
the other Secured Parties by the Borrower on account of the Borrower Obligations shall have been
paid in full (other than Borrower Hedge Agreement Obligations, Borrower Cash Management Obligations
and contingent or indemnification obligations not then due), no Letter of Credit (that is not cash
collateralized or back-stopped to the reasonable satisfaction of the Issuing Lender or purchasing
Lender, as applicable, in respect thereof) shall be outstanding and the Commitments shall have been
terminated. If any amount shall be paid to any Guarantor on account of such subrogation rights at
any time when all of such Borrower Obligations shall not have been paid in full, such amount shall
be held by such Guarantor in trust for the Administrative Agent, the Collateral Agent and the other
Secured Parties, segregated from other funds of such Guarantor, and shall, forthwith upon receipt
by such Guarantor, be turned over to the Collateral Agent in the exact form received by such
Guarantor (duly indorsed by such Guarantor to the Collateral Agent, if required), to be applied
against the Borrower Obligations, whether matured or unmatured, in such order as the Collateral
Agent may determine.
2.4 Amendments, etc. with respect to the Borrower Obligations. Each Guarantor shall
remain obligated hereunder notwithstanding that, without any reservation of rights against any
Guarantor and without notice to or further assent by any Guarantor, any demand for payment of any
of the Borrower Obligations made by the Administrative Agent, the Collateral Agent or any other
Secured Party may be rescinded by the Administrative Agent, the Collateral Agent or such other
Secured Party and any of the Borrower Obligations continued, and the Borrower Obligations, or the
liability of any other Person upon or for any part thereof, or any collateral security or guarantee
therefor or right of offset with respect thereto, may, from time to time, in whole or in part, be
renewed, extended, amended, modified, accelerated, compromised, waived, surrendered or released by
the Administrative Agent, the Collateral
8
Agent or any other Secured Party, and the Credit Agreement and the other Loan Documents and
any other documents executed and delivered in connection therewith may be amended, modified,
supplemented or terminated, in whole or in part, as the Administrative Agent (or the Required
Lenders, or the Supermajority Lenders, or all Lenders, or all Lenders directly affected thereby, as
the case may be) may deem advisable from time to time, and any collateral security, guarantee or
right of set-off at any time held by the Administrative Agent, the Collateral Agent or any other
Secured Party for the payment of the Borrower Obligations may be sold, exchanged, waived,
surrendered or released. Neither the Administrative Agent, the Collateral Agent nor any other
Secured Party shall have any obligation to protect, secure, perfect or insure any Lien at any time
held by it as security for the Borrower Obligations or for the guarantee contained in this Section
2 or any property subject thereto.
2.5 Guarantee Absolute and Unconditional. Each Guarantor waives any and all notice of the
creation, renewal, extension or accrual of any of the Borrower Obligations and notice of or proof
of reliance by the Administrative Agent, the Collateral Agent or any other Secured Party upon the
guarantee contained in this Section 2 or acceptance of the guarantee contained in this Section 2;
the Borrower Obligations, and any of them, shall conclusively be deemed to have been created,
contracted or incurred, or renewed, extended, amended or waived, in reliance upon the guarantee
contained in this Section 2; and all dealings between the Borrower and any of the Guarantors, on
the one hand, with respect to the Loan Documents and the Administrative Agent, the Collateral Agent
and the other Secured Parties, on the other hand, likewise shall be conclusively presumed to have
been had or consummated in reliance upon the guarantee contained in this Section 2. Each Guarantor
waives diligence, presentment, protest, demand for payment and notice of default or nonpayment to
or upon the Borrower or any of the Guarantors with respect to the Borrower Obligations. Each
Guarantor understands and agrees that the guarantee of such Guarantor contained in this Section 2
shall be construed as a continuing, absolute and unconditional guarantee of payment without regard
to (a) the validity or enforceability of the Credit Agreement or any other Loan Document, any of
the Borrower Obligations or any other collateral security therefor or guarantee or right of offset
with respect thereto at any time or from time to time held by the Administrative Agent or any
Lender, (b) any defense, set-off or counterclaim (other than a defense of payment or performance)
which may at any time be available to or be asserted by the Borrower or any other Person against
the Administrative Agent, the Collateral Agent or any other Secured Party, or (c) any other
circumstance whatsoever (other than a defense of payment or performance) (with or without notice to
or knowledge of the Borrower or any Guarantor) which constitutes, or might be construed to
constitute, an equitable or legal discharge of the Borrower from the Borrower Obligations, or of
such Guarantor under the guarantee of such Guarantor contained in this Section 2, in bankruptcy or
in any other instance. When making any demand hereunder or otherwise pursuing its rights and
remedies hereunder against any Guarantor, the Administrative Agent, the Collateral Agent or any
other Secured Party may, but shall be under no obligation to, make a similar demand on or otherwise
pursue such rights and remedies as it may have against the Borrower, any other Guarantor or any
other Person or against any collateral security or guarantee for the Borrower Obligations or any
right of offset with respect thereto, and any failure by the Administrative Agent, the Collateral
Agent or any other Secured Party to make any such demand, to pursue such other rights or remedies
or to collect any payments from the Borrower, any other Guarantor or any other Person or to realize
upon any such collateral security or guarantee or to exercise any such right of offset, or any
release of the Borrower, any other Guarantor or any other Person or any such collateral security,
guarantee or right of offset, shall not relieve any Guarantor of any obligation or liability
hereunder, and shall not impair or affect the rights and remedies, whether express, implied or
available as a matter of law, of the Administrative Agent, the Collateral Agent or any other
Secured Party against any Guarantor. For the purposes hereof “demand” shall include the
commencement and continuance of any legal proceedings.
2.6 Reinstatement. The guarantee contained in this Section 2 shall continue to be
effective, or be reinstated, as the case may be, if at any time payment, or any part thereof, of
any of the Borrower
9
Obligations is rescinded or must otherwise be restored or returned by the Administrative
Agent, the Collateral Agent or any other Secured Party upon the insolvency, bankruptcy,
dissolution, liquidation or reorganization of the Borrower or any Guarantor, or upon or as a result
of the appointment of a receiver, intervenor or conservator of, or trustee or similar officer for,
the Borrower or any Guarantor or any substantial part of its property, or otherwise, all as though
such payments had not been made.
2.7 Payments. Each Guarantor hereby guarantees that payments hereunder will be paid to
the Administrative Agent without set-off or counterclaim at the Funding Office.
SECTION 3. GRANT OF SECURITY INTEREST
3.1 Grant of First Priority Security Interests. Each Grantor hereby grants to the
Collateral Agent, for the ratable benefit of the Secured Parties, a security interest in all of
such Grantor’s right, title and interest in and to the following property now owned or at any time
hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future
may acquire any right, title or interest (collectively, the “Collateral”), as collateral
security for the prompt and complete payment and performance when due (whether at the stated
maturity, by acceleration or otherwise) of such Grantor’s Obligations:
(a) all Accounts;
(b) all Chattel Paper;
(c) all Deposit Accounts;
(d) all Documents;
(e) all Equipment;
(f) all Fixtures;
(g) all General Intangibles;
(h) all Instruments, including the Pledged Notes;
(i) all Intellectual Property;
(j) all Inventory;
(k) all Investment Property;
(l) all books and records pertaining to the Collateral; and
(m) to the extent not otherwise included, all Proceeds and products of any of the Collateral
and products of any and all of the foregoing and all collateral security and guarantees given by
any Person with respect to any of the foregoing;
provided, however, that notwithstanding any of the other provisions set forth in
this Section 3.1, this Agreement shall not constitute a grant of a security interest in (i) any
leasehold interest in real property (and any Fixtures relating thereto) and any Fixtures relating
to any owned real property to the extent that
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the Collateral Agent is not entitled to a security interest with respect to such owned real
property under the terms of the Credit Agreement, (ii) any Vehicles and all Proceeds thereof, (iii)
any property to the extent that such grant of a security interest is (A) prohibited by any
Requirements of Law of a Governmental Authority, (B) requires a consent not obtained of any
Governmental Authority pursuant to such Requirement of Law or (C) prohibited by, or constitutes a
breach or default under or results in the termination of or requires any consent not obtained
under, any contract, license, agreement, instrument, (including any permitted liens, leases and
licenses) or other document evidencing or giving rise to such property in each case with any third
party, joint venture or non wholly-owned Subsidiary and any organizational, shareholder or similar
agreements of any non-wholly owned Subsidiary or joint venture; except in the case of clauses (A),
(B) or (C), to the extent that such Requirement of Law or the term in such contract, license,
agreement, instrument or other document or organizational, shareholder or similar agreement
providing for such prohibition, breach, default or termination or requiring such consent is
ineffective under applicable law, (iv) any Collateral that constitutes Equipment subject to a
certificate of title statute, Farm Products, Accessions, Letter-of-Credit Rights, Commercial Tort
Claims and As-Extracted Collateral, (v) any Collateral to the extent the granting of such security
interest would result in adverse tax consequences as reasonably determined by the Administrative
Agent, or as to which the Administrative Agent reasonably determines that the burden or cost of
obtaining a security interest or perfection thereof is excessive when compared to the benefit to
the Secured Parties of the security to be afforded thereby (in each case as confirmed by written
notice to the Borrower), and (vi) equity interests in and assets of Unrestricted Subsidiaries and
Immaterial Subsidiaries. It is hereby understood and agreed that any Property described in the
preceding proviso, and any Property that is otherwise expressly excluded from clauses (a) through
(m) above, shall be excluded from the definition of “Collateral”.
SECTION 4. REPRESENTATIONS AND WARRANTIES
To induce the Administrative Agent, the Collateral Agent and the Secured Parties to enter into
the Credit Agreement and to induce the Lenders to make their respective extensions of credit to the
Borrower, each Guarantor and each Grantor hereby represents and warrants to each of the
Administrative Agent, the Collateral Agent and each other Secured Party that:
4.1 Representations in Credit Agreement. In the case of each Guarantor, the
representations and warranties set forth in Section 4 of the Credit Agreement to the extent they
refer to such Guarantor or to the Loan Documents to which such Guarantor is a party, each of which
is hereby incorporated herein by reference, are true and correct in all material respects, and each
of the Administrative Agent, the Collateral Agent and each other Secured Party shall be entitled to
rely on each of them as if they were fully set forth herein; provided that each reference
in each such representation and warranty to the Borrower’s knowledge shall, for the purposes of
this Section 4.1, be deemed to be a reference to such Guarantor’s knowledge.
4.2 Title; No Other Liens. Except as otherwise permitted under Section 7.3 of the Credit
Agreement, such Grantor owns or has rights in each item of the Collateral free and clear of any and
all Liens. Except as otherwise permitted under Section 7.3 of the Credit Agreement, no financing
statement or other public notice with respect to all or any part of the Collateral is on file or of
record in any public office except financing statements that have been filed without the consent of
the Grantor. For the avoidance of doubt, it is understood and agreed that any Grantor may, as part
of its business, grant licenses to third parties to use Intellectual Property owned, licensed or
developed by a Grantor. For purposes of this Agreement and the other Loan Documents, such
licensing activity shall not constitute a “Lien” on such Intellectual Property. Each of the
Administrative Agent, the Collateral Agent and each other Secured Party understands that any such
licenses may be exclusive to the applicable licensees, and
11
such exclusivity provisions may limit
the ability of the Administrative Agent to utilize, sell, lease, license
or transfer the related Intellectual Property or otherwise realize value from such
Intellectual Property pursuant hereto.
4.3 Names; Jurisdiction of Organization; Chief Executive Office. On the date hereof, such
Grantor’s full and correct legal name, jurisdiction of organization and identification number from
the jurisdiction of organization (if any) are specified on Schedule 3.
4.4 Pledged Securities. On the date hereof, the shares of Pledged Stock pledged by such
Grantor hereunder:
(a) with respect to the shares of Pledged Stock issued by the Borrower and any other
Restricted Subsidiary, have been duly authorized, validly issued and are fully paid and
non-assessable, to the extent such concepts are applicable; and
(b) constitute all the issued and outstanding shares of all classes of the Capital Stock of
each Issuer owned by such Grantor or, in the case of Foreign Subsidiary Voting Stock, 65% of the
outstanding Foreign Subsidiary Voting Stock of each relevant Issuer.
4.5 Intellectual Property.
(a) Schedule 4 lists all material Copyright registrations, Copyright Licenses,
Trademark applications and registrations, Trademark Licenses, Patent applications and Patents and
Patent Licenses owned by such Grantor in its own name on the date hereof.
(b) Except as set forth in Schedule 4, on the date hereof, none of the Copyrights,
Patents or Trademarks is the subject of any material licensing or franchise agreement pursuant to
which such Grantor is the licensor or franchisor, which is not in the ordinary course of such
Grantor’s business.
4.6 Material Deposit Accounts and Material Securities Accounts. Schedule 5(a)
lists all Material Deposit Accounts and Schedule 5(b) lists all Material Securities
Accounts, in each case, on the date hereof.
4.7 Material Government Contracts. Schedule 6 lists all Material Government
Contracts to which the Borrower or any of its Subsidiaries is a party on the date hereof.
SECTION 5. COVENANTS
Each Guarantor and each Grantor covenants and agrees with the Administrative Agent, the
Collateral Agent and the other Secured Parties that, from and after the date of this Agreement
until the Obligations shall have been paid in full (other than Borrower Hedge Agreement
Obligations, Borrower Cash Management Obligations and contingent and indemnification obligations
not yet due and owing), no Letter of Credit (that is not cash collateralized or back-stopped to the
reasonable satisfaction of the Issuing Lender or purchasing Lender, as applicable, in respect
thereof) shall be outstanding and the Commitments shall have been terminated:
5.1 Covenants in Credit Agreement. In the case of each Guarantor, to the extent
applicable, such Guarantor shall take, or shall refrain from taking, as the case may be, each
action that is necessary to be taken or not taken, as the case may be, so that no Default or Event
of Default is caused by the failure to take such action or to refrain from taking such action by
such Guarantor or any of its Subsidiaries.
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5.2 Investment Property. (a) In the case of each Grantor which is an Issuer, such Issuer
agrees that (i) it will be bound by the terms of this Agreement relating to the Pledged Securities
issued by it and will comply with such terms insofar as such terms are applicable to it and (ii)
the terms of Sections 6.4(c) and 6.9 shall apply to it, mutatis mutandis, with respect to all
actions that may be required of it pursuant to Section 6.4(c) or 6.9 with respect to the Pledged
Securities issued by it.
(b) To the extent that any Pledged Security that is an Uncertificated Security becomes a
Certificated Security, the applicable Grantor shall promptly deliver such certificates evidencing
such Pledged Securities to the Collateral Agent together with stock powers or indorsements thereof
reasonably satisfactory to the Collateral Agent.
5.3 Material Government Contracts. In the case of each Grantor, such Grantor shall, on
each date that the Borrower is required to deliver financial statements pursuant to Section 6.1(a)
or (b) of the Credit Agreement, provide the Collateral Agent with written notice of any Material
Government Contracts entered into since the last date financial statements were delivered pursuant
to Section 6.1(a) or (b) of the Credit Agreement (or, with respect to the first such date financial
statements are delivered pursuant to such Sections, since the date hereof), such notice to include
the identification of any Material CLINs, and within fifteen days of such notice, deliver to the
Collateral Agent such documentation reasonably necessary to comply with the Assignment of Claims
Act of 1940 with respect to the assignment of the right of payment in respect of such Material
Government Contracts (or, in the case of any Material Government Contract that is an indefinite
delivery contract, task or delivery order contract, multiple award schedule contract, blanket
purchase agreement, or basic ordering agreement, in respect of any specific individual order for
the performance of services or delivery of goods placed under such Material Government Contract to
the extent such specific individual order for the performance of services or delivery of goods has
a Material CLIN), where applicable, designating a Material Deposit Account as the account in
respect of which payment thereof is to be made. Pending receipt of any consent of a Governmental
Authority as contemplated by this Section 5.3, each Grantor shall request that the relevant
Governmental Authority pay all cash payments made by it in respect of Material Government Contracts
to which it is a party into a Material Deposit Account subject to an account control agreement (if
any such accounts are then subject to an account control agreement). The relevant Grantor shall
use commercially reasonable efforts to obtain the consent of the applicable Governmental Authority
party to each such Material Government Contract in respect of the assignment of such claims in
respect of any Material CLIN, but any failure to receive such consent shall not constitute a
Default.
5.4 Account Control Agreements. In the case of each Grantor, such Grantor shall, on each
date that the Borrower is required to deliver financial statements pursuant to Section 6.1(a) or
(b) of the Credit Agreement, provide the Collateral Agent with written notice of any additional
Material Deposit Accounts and/or Material Securities Accounts since the last date financial
statements were delivered pursuant to Section 6.1(a) or (b) of the Credit Agreement (or, with
respect to the first such date financial statements are delivered pursuant to such Sections, since
the date hereof), and shall use its commercially reasonable efforts to cause each depositary bank
(other than the Collateral Agent) holding a Material Deposit Account and each Securities
Intermediary holding a Material Securities Account owned by such Grantor to execute and deliver a
control agreement with respect to such Material Deposit Account and/or Material Securities Account,
in form and substance reasonably satisfactory to the Collateral Agent and such Grantor.
5.5 Foreign Law Pledges. Notwithstanding anything to the contrary contained herein, no
Grantor shall be required to take any actions in order to perfect the security interest granted to
the Collateral Agent for the ratable benefit of the Administrative Agent, the Collateral Agent and
the Lenders (i) under the laws of any jurisdiction outside the United States or (ii) by the
execution of account control
13
or similar agreements (other than with respect to Material Deposit Accounts and Material
Securities Accounts pursuant to Section 5.4).
SECTION 6. REMEDIAL PROVISIONS
6.1 Certain Matters Relating to Receivables.
(a) At any time during the continuance of an Event of Default, upon the Collateral Agent’s
reasonable request at the expense of the relevant Grantor, such Grantor shall cause independent
public accountants or others reasonably satisfactory to the Collateral Agent to furnish to the
Collateral Agent reports showing reconciliations, aging and test verifications of, and trial
balances for, the Receivables.
(b) If required by the Collateral Agent at any time after the occurrence and during the
continuance of an Event of Default under Section 8.1(a) or 8.1(f) of the Credit Agreement, any
payments of Receivables, when collected by any Grantor, (i) shall be forthwith (and, in any event,
within two Business Days) deposited by such Grantor in the exact form received, duly indorsed by
such Grantor to the Collateral Agent if required, in a Collateral Account maintained under the sole
dominion and control of the Collateral Agent, subject to withdrawal by the Collateral Agent for the
account of the Administrative Agent, the Collateral Agent and the other Secured Parties only as
provided in Section 6.7, and (ii) until so turned over, shall be held by such Grantor in trust for
the Administrative Agent, the Collateral Agent and the other Secured Parties, segregated from other
funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a
report identifying in reasonable detail the nature and source of the payments included in the
deposit.
(c) If an Event of Default has occurred and is continuing and at the Collateral Agent’s
request, each Grantor shall deliver to the Collateral Agent all documents evidencing, and relating
to, the agreements and transactions which gave rise to the Receivables, including, without
limitation, all agreements, orders, invoices and shipping receipts.
6.2 Material Deposit Accounts, Material Securities Accounts.
Notwithstanding anything to the contrary contained herein, the Collateral Agent shall not
exercise its rights under account control agreements associated with Material Deposit Accounts or
Material Securities Accounts unless an Event of Default under Section 8.1(a) or 8.1(f) of the
Credit Agreement shall have occurred and be continuing.
6.3 Communications with Grantors; Grantors Remain Liable.
(a) Upon the request of the Collateral Agent at any time after the occurrence and during the
continuance of an Event of Default under Section 8.1(a) or 8.1(f) of the Credit Agreement, each
Grantor shall notify obligors on the Receivables that the Receivables have been assigned to the
Collateral Agent for the ratable benefit of the Administrative Agent, the Collateral Agent and the
other Secured Parties and that payments in respect thereof shall be made directly to the Collateral
Agent.
(b) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under
the Receivables to observe and perform all the conditions and obligations to be observed and
performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto.
Neither the Administrative Agent, the Collateral Agent nor any other Secured Party shall have any
obligation or liability under any Receivable (or any agreement giving rise thereto) by reason of or
arising out of this Agreement or the receipt by the Administrative Agent, the Collateral Agent or
any other Secured Party of
14
any payment relating thereto, nor shall the Administrative Agent, the Collateral Agent or any
other Secured Party be obligated in any manner to perform any of the obligations of any Grantor
under or pursuant to any Receivable (or any agreement giving rise thereto), to make any payment, to
make any inquiry as to the nature or the sufficiency of any payment received by it or as to the
sufficiency of any performance by any party thereunder, to present or file any claim, to take any
action to enforce any performance or to collect the payment of any amounts which may have been
assigned to it or to which it may be entitled at any time or times.
6.4 Pledged Securities. (a) Unless an Event of Default shall have occurred and be
continuing and the Collateral Agent shall have given notice to the relevant Grantor of the
Collateral Agent’s intent to exercise its corresponding rights pursuant to Section 6.4(b), each
Grantor shall be permitted to receive all cash dividends and other distributions paid in respect of
the Pledged Stock and all payments made in respect of the Pledged Notes to the extent permitted in
the Credit Agreement, and to exercise all voting and corporate rights with respect to the Pledged
Securities.
(b) If an Event of Default shall occur and be continuing and the Collateral Agent shall give
notice of its intent to exercise such rights to the relevant Grantor or Grantors (which notice
shall not be required if an Event of Default under Section 8.1(f) of the Credit Agreement shall
have occurred and be continuing), (i) the Collateral Agent shall have the right to receive any and
all cash dividends, payments or other Proceeds paid in respect of the Pledged Securities and make
application thereof to the Obligations in the order set forth in Section 6.7, and (ii) any or all
of the Pledged Securities shall be registered in the name of the Collateral Agent or its nominee,
and the Collateral Agent or its nominee may thereafter exercise (x) all voting, corporate and other
rights pertaining to such Pledged Securities at any meeting of shareholders of the relevant Issuer
or Issuers or otherwise and (y) any and all rights of conversion, exchange and subscription and any
other rights, privileges or options pertaining to such Pledged Securities as if it were the
absolute owner thereof (including, without limitation, the right to exchange at its discretion any
and all of the Pledged Securities upon the merger, consolidation, reorganization, recapitalization
or other fundamental change in the corporate structure of any Issuer, or upon the exercise by any
Grantor or the Collateral Agent of any right, privilege or option pertaining to such Pledged
Securities, and in connection therewith, the right to deposit and deliver any and all of the
Pledged Securities with any committee, depositary, transfer agent, registrar or other designated
agency upon such terms and conditions as the Collateral Agent may reasonably determine), all
without liability (except liabilities resulting from the gross negligence or willful misconduct of
the Collateral Agent) except to account for property actually received by it, but the Collateral
Agent shall have no duty to any Grantor to exercise any such right, privilege or option and shall
not be responsible for any failure to do so or delay in so doing unless the Collateral Agent has
given notice of its intent to exercise as set forth above.
(c) Each Grantor hereby authorizes and instructs each Issuer of any Pledged Securities
pledged by such Grantor hereunder to comply with any instruction received by it from the
Administrative Agent in writing that (x) states that an Event of Default has occurred and is
continuing and (y) is otherwise in accordance with the terms of this Agreement, without any other
or further instructions from such Grantor, and each Grantor agrees that each Issuer shall be fully
protected in so complying.
6.5 Intellectual Property.
(i) Solely for the purpose of enabling the Collateral Agent to exercise its rights and
remedies under Section 6.8 at such time as the Collateral Agent shall be lawfully entitled
to exercise such rights and remedies, and for no other purpose, each Grantor hereby grants
to the Collateral Agent, to the extent such Grantor has the right to do so, subject to
pre-existing rights and licenses, a non-exclusive license (exercisable without payment of
royalty or other
15
compensation to such Grantor), subject in the case of Trademarks, to sufficient rights
to quality control and inspection in favor of such Grantor to avoid the risk of invalidation
of said Trademarks, to use, license or sublicense any of the Intellectual Property
constituting Collateral now owned or hereafter acquired by such Grantor, wherever the same
may be located.
(ii) Notwithstanding anything contained herein to the contrary, but subject to the
provisions of Section 7.5 of the Credit Agreement that limit the rights of the Grantors to
dispose of their property, notwithstanding the foregoing but subject to the Collateral
Agent’s exercise of its rights and remedies under Section 6, the Grantors will be permitted
to exploit, use, enjoy, protect, license, sublicense, assign, sell, dispose of or take other
actions with respect to the Intellectual Property in the ordinary course of the business of
the Grantors. In furtherance of the foregoing, so long as no Event of Default shall have
occurred and be continuing, the Collateral Agent shall from time to time, upon the request
of the respective Grantor (through the Borrower), execute and deliver any instruments,
certificates or other documents, in the form so requested, that such Grantor (through the
Borrower) shall have certified are appropriate in its judgment to allow it to take any
action permitted above (including relinquishment of the license provided pursuant to
clause (i) immediately above as to any specific Intellectual Property). Further, upon the
payment in full in cash of all of the Obligations (other than Borrower Hedge Agreement
Obligations, Borrower Cash Management Obligations and contingent or indemnification
obligations not then due) and cancellation or termination of all Commitments and Letters of
Credit (that are not cash collateralized or back-stopped to the reasonable satisfaction of
the Issuing Lender or purchasing Lender, as applicable, in respect thereof) or earlier
expiration of this Agreement or release of the Collateral, the Collateral Agent shall grant
back to the Grantors the license granted pursuant to clause (i) immediately above. The
exercise of rights and remedies under Section 6 by the Collateral Agent shall not terminate
the rights of the holders of any licenses or sublicenses theretofore granted by the Grantors
in accordance with the first sentence of this clause (ii).
6.6 Proceeds to be Turned Over To Collateral Agent. If an Event of Default shall occur
and be continuing and the Loans shall have been accelerated pursuant to Section 8 of the Credit
Agreement, all Proceeds received by any Grantor consisting of cash, checks and other near-cash
items shall be held by such Grantor in trust for the Administrative Agent, the Collateral Agent and
the other Secured Parties, segregated from other funds of such Grantor, and shall, promptly upon
receipt by such Grantor, be turned over to the Collateral Agent in the exact form received by such
Grantor (duly indorsed by such Grantor to the Collateral Agent, if required). All Proceeds
received by the Collateral Agent hereunder shall be held by the Collateral Agent in a Collateral
Account maintained under its sole dominion and control. All Proceeds while held by the Collateral
Agent in a Collateral Account (or by such Grantor in trust for the Administrative Agent, the
Collateral Agent and the other Secured Parties) shall continue to be held as collateral security
for all of the Obligations and shall not constitute payment thereof until applied as provided in
Section 6.7.
6.7 Application of Proceeds. If an Event of Default shall have occurred and be continuing
and the Loans shall have been accelerated pursuant to Section 8 of the Credit Agreement, at any
time at the Collateral Agent’s election, the Collateral Agent may apply all or any part of Proceeds
constituting Collateral and any proceeds of the guarantee set forth in Section 2, in payment of the
Obligations, and shall make any such application in the following order:
First, to pay incurred and unpaid reasonable, out-of-pocket fees and expenses
of the Agents under the Loan Documents;
16
Second, to the Collateral Agent, for application by it towards payment in full
of all Unfunded Advances/Participations (the amounts so applied to be distributed between or
among the Administrative Agent, the Swingline Lender and any Issuing Lender pro rata in
accordance with the amounts of Unfunded Advances/Participations owed to them on the date of
any such distribution);
Third, to the Collateral Agent, for application by it towards payment of
amounts then due and owing and remaining unpaid in respect of the Obligations, pro
rata among the Secured Parties according to the amounts of the Obligations then due
and owing and remaining unpaid to each of them; and
Fourth, any balance of such Proceeds remaining after the Obligations shall have
been paid in full (other than contingent or indemnification obligations not then due), no
Letter of Credit (that is not cash collateralized to the reasonable satisfaction of the
Issuing Lender or purchasing Lender, as applicable, in respect thereof) shall be outstanding
and the Commitments shall have been terminated, shall be paid over to the Borrower or to
whomsoever shall be lawfully entitled to receive the same.
6.8 Code and Other Remedies. If an Event of Default shall occur and be continuing, the
Collateral Agent, on behalf of itself, the Administrative Agent and the other Secured Parties, may
exercise, in addition to all other rights and remedies granted to them in this Agreement and in any
other instrument or agreement securing, evidencing or relating to the Obligations, all rights and
remedies of a secured party under the New York UCC or any other applicable law. Without limiting
the generality of the foregoing, the Collateral Agent, without demand of performance or other
demand, presentment, protest, advertisement or notice of any kind (except any notice required by
law referred to below or notices otherwise provided in the Loan Documents) to or upon any Grantor
or any other Person (all and each of which demands, defenses, advertisements and notices are hereby
waived unless otherwise provided in the Loan Documents), may in such circumstances forthwith
collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may
forthwith, subject to pre-existing rights and licenses, sell, lease, assign, give option or options
to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to
do any of the foregoing), in one or more parcels at public or private sale or sales, at any
exchange, broker’s board or office of the Administrative Agent, the Collateral Agent or any other
Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such
prices as it may deem best, for cash or on credit or for future delivery without assumption of any
credit risk. The Administrative Agent, the Collateral Agent or any other Secured Party shall have
the right upon any such public sale or sales, and, to the extent permitted by law, upon any such
private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any
right or equity of redemption, stay or appraisal in any Grantor, which rights or equities are
hereby waived and released. Each Grantor further agrees, at the Collateral Agent’s request, to
assemble the Collateral and make it available to the Collateral Agent at places which the
Collateral Agent shall reasonably select, whether at such Grantor’s premises or elsewhere. The
Collateral Agent shall apply the net proceeds of any action taken by it pursuant to this Section
6.8, after deducting all reasonable costs and expenses of every kind actually incurred in
connection therewith or incidental to the care or safekeeping of any of the Collateral or in any
way relating to the Collateral or the rights of the Administrative Agent, the Collateral Agent and
the other Secured Parties hereunder, including, without limitation, reasonable attorneys’ fees and
disbursements, to the payment in whole or in part of the Obligations, in such order as the
Collateral Agent may elect, and only after such application and after the payment by the Collateral
Agent of any other amount required by any provision of law, including, without limitation, Section
9-615(a)(3) of the New York UCC, need the Collateral Agent account for the surplus, if any, to any
Grantor. If any notice of a proposed sale or other disposition of Collateral shall be required by
law, such notice shall be deemed reasonable and proper if given at least 10 days before such sale
or other disposition.
17
6.9 Private Sales. Each Grantor recognizes that the Collateral Agent may be unable to
effect a public sale of any or all the Pledged Stock, by reason of certain prohibitions contained
in the Securities Act and applicable state securities laws or otherwise, and may be compelled to
resort to one or more private sales thereof to a restricted group of purchasers which will be
obliged to agree, among other things, to acquire such securities for their own account for
investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges
and agrees that any such private sale may result in prices and other terms less favorable than if
such sale were a public sale and, notwithstanding such circumstances, agrees that any such private
sale shall be deemed to have been made in a commercially reasonable manner. The Collateral Agent
shall be under no obligation to delay a sale of any of the Pledged Stock for the period of time
necessary to permit the Issuer thereof to register such securities for public sale under the
Securities Act, or under applicable state securities laws, even if such Issuer would agree to do
so.
6.10 Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds
of any sale or other disposition of the Collateral are insufficient to pay its Obligations and the
reasonable fees and disbursements of any attorneys employed by the Collateral Agent to collect such
deficiency.
SECTION 7. THE COLLATERAL AGENT
7.1 Collateral Agent’s Appointment as Attorney-in-Fact, etc.
(a) Each Grantor hereby irrevocably constitutes and appoints the Collateral Agent and any
officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact
with full irrevocable power and authority in the place and stead of such Grantor and in the name of
such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to
take any and all appropriate action and to execute any and all documents and instruments which may
be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the
generality of the foregoing, each Grantor hereby gives the Collateral Agent the power and right, on
behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the
following (provided that anything in this Section 7.1(a) to the contrary notwithstanding,
the Collateral Agent agrees that it will not exercise any rights under the power of attorney
provided for in this Section 7.1(a) unless an Event of Default shall have occurred and be
continuing):
(i) in the name of such Grantor or its own name, or otherwise, take possession of and
indorse and collect any checks, drafts, notes, acceptances or other instruments for the
payment of moneys due under any Receivable or with respect to any other Collateral and file
any claim or take any other action or proceeding in any court of law or equity or otherwise
deemed appropriate by the Collateral Agent for the purpose of collecting any and all such
moneys due under any Receivable or with respect to any other Collateral whenever payable;
(ii) in the case of any United States Copyrights, Patents or Trademarks owned by such
Grantor in its own name, execute and deliver, and have recorded, any and all agreements,
instruments, documents and papers as the Collateral Agent may reasonably request to evidence
the Administrative Agent’s, the Collateral Agent’s and the other Secured Parties’ security
interest in such Copyrights, Patents and Trademarks and the goodwill and general intangibles
of such Grantor relating thereto or represented thereby;
18
(iii) pay or discharge taxes and Liens levied or placed on or threatened against the
Collateral, effect any repairs or any insurance called for by the terms of this Agreement
and pay all or any part of the premiums therefor and the costs thereof;
(iv) execute, in connection with any sale provided for in Section 6.8 or 6.9, any
indorsements, assignments or other instruments of conveyance or transfer with respect to the
Collateral; and
(v) (1) direct any party liable for any payment under any of the Collateral to make
payment of any and all moneys due or to become due thereunder directly to the Collateral
Agent or as the Collateral Agent shall direct; (2) ask or demand for, collect, and receive
payment of and receipt for, any and all moneys, claims and other amounts due or to become
due at any time in respect of or arising out of any Collateral; (3) sign and indorse any
invoices, freight or express bills, bills of lading, storage or warehouse receipts, drafts
against debtors, assignments, verifications, notices and other documents in connection with
any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law
or in equity in any court of competent jurisdiction to collect the Collateral or any portion
thereof and to enforce any other right in respect of any Collateral; (5) defend any suit,
action or proceeding brought against such Grantor with respect to any Collateral; (6)
settle, compromise or adjust any such suit, action or proceeding and, in connection
therewith, give such discharges or releases as the Collateral Agent may deem appropriate;
(7) subject to pre-existing rights and licenses, assign any Copyright, Patent or Trademark
of such Grantor (along with the goodwill of the business to which any such Copyright, Patent
or Trademark pertains), for such term or terms, on such conditions, and in such manner, as
the Collateral Agent shall in its reasonable discretion determine; and (8) subject to
pre-existing rights and licenses, generally, sell, transfer, pledge and make any agreement
with respect to or otherwise deal with any of the Collateral as fully and completely as
though the Collateral Agent were the absolute owner thereof for all purposes, and do, at the
Collateral Agent’s option and such Grantor’s expense, at any time, or from time to time, all
acts and things which the Collateral Agent deems necessary to protect, preserve or realize
upon the Collateral and the Administrative Agent’s, the Collateral Agent’s and the other
Secured Parties’ security interests therein and to effect the intent of this Agreement, all
as fully and effectively as such Grantor might do.
(b) If any Grantor fails to perform or comply with any of its agreements contained herein,
the Collateral Agent, at its option, but without any obligation so to do, may give such Grantor
written notice of such failure to perform or comply and if such Grantor fails to perform or comply
within three (3) Business Days of receiving such notice (or if the Collateral Agent reasonably
determines that irreparable harm to the Collateral or to the security interest of the Collateral
Agent hereunder could result prior to the end of such three-Business Day period), then the
Collateral Agent may perform or comply, or otherwise cause performance or compliance, with such
agreement.
(c) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be
done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are
coupled with an interest and are irrevocable until this Agreement is terminated and the security
interests created hereby are released.
7.2 Duty of Collateral Agent. To the extent permitted by law, the Collateral Agent’s
sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in
its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in
the same manner as the Collateral Agent deals with similar property for its own account. None of
the Administrative Agent, the Collateral Agent, any other Secured Party or any of their respective
officers, directors, employees or
19
agents shall be liable for failure to demand, collect or realize upon any of the Collateral or
for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any
Collateral upon the request of any Grantor or any other Person or to take any other action
whatsoever with regard to the Collateral or any part thereof. The powers conferred on the
Administrative Agent, the Collateral Agent and the other Secured Parties hereunder are solely to
protect the Administrative Agent’s, the Collateral Agent’s and the other Secured Parties’ interests
in the Collateral and shall not impose any duty upon the Administrative Agent, the Collateral Agent
or any other Secured Party to exercise any such powers. The Administrative Agent, the Collateral
Agent and the other Secured Parties shall be accountable only for amounts that they actually
receive as a result of the exercise of such powers, and neither they nor any of their officers,
directors, employees or agents shall be responsible to any Grantor for any act or failure to act
hereunder, except for their own gross negligence or willful misconduct or that of their directors,
officers, employees or agents.
7.3 Execution of Financing Statements. Pursuant to any applicable law, each Grantor
authorizes the Collateral Agent at any time and from time to time to file or record financing
statements (including fixture filings, if any, and amendments) and other filing or recording
documents or instruments with respect to the Collateral without the signature of such Grantor in
such form and in such offices as the Collateral Agent reasonably determines appropriate to perfect
the security interests of the Collateral Agent under this Agreement. Each Grantor authorizes the
Collateral Agent to use the collateral description “all personal property”, “all assets” or any
similar phrase in any such financing statements. Each Grantor agrees to provide such information
as the Collateral Agent may reasonably request necessary to enable the Collateral Agent to make any
such filings promptly following any such request. Notwithstanding anything herein or in any other
Loan Document to the contrary, the delivery of control agreements with respect to any Deposit
Accounts (other than those relating to Material Deposit Accounts pursuant to Section 5.4),
Securities Accounts (other than those relating to Material Securities Accounts pursuant to Section
5.4) and Commodities Accounts shall not be required.
7.4 Authority of Collateral Agent. Each Grantor acknowledges that the rights and
responsibilities of the Collateral Agent under this Agreement with respect to any action taken by
the Collateral Agent or the exercise or non-exercise by the Collateral Agent of any option, voting
right, request, judgment or other right or remedy provided for herein or resulting or arising out
of this Agreement shall, as among the Administrative Agent, the Collateral Agent and the other
Secured Parties, be governed by the Credit Agreement and by such other agreements with respect
thereto as may exist from time to time among them, but, as between the Collateral Agent and the
Grantors, the Collateral Agent shall be conclusively presumed to be acting as agent for the
Administrative Agent, the Collateral Agent and the other Secured Parties with full and valid
authority so to act or refrain from acting, and no Grantor shall be under any obligation, or
entitlement, to make any inquiry respecting such authority.
SECTION 8. MISCELLANEOUS
8.1 Amendments in Writing. None of the terms or provisions of this Agreement may be
waived, amended, supplemented or otherwise modified except in accordance with Section 10.1 of the
Credit Agreement.
8.2 Notices. All notices, requests and demands to or upon the Collateral Agent or any
Grantor hereunder shall be effected in the manner provided for in Section 10.2 of the Credit
Agreement; provided that any such notice, request or demand to or upon any Guarantor shall
be addressed to such Guarantor at its notice address set forth on Schedule 1 or at such
other address pursuant to notice given in accordance with Section 10.2 of the Credit Agreement.
20
8.3 No Waiver by Course of Conduct; Cumulative Remedies. Neither the Administrative
Agent, the Collateral Agent nor any other Secured Party shall by any act (except by a written
instrument pursuant to Section 8.1), delay, indulgence, omission or otherwise be deemed to have
waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No
failure to exercise, nor any delay in exercising, on the part of the Administrative Agent, the
Collateral Agent or any other Secured Party, any right, power or privilege hereunder shall operate
as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder
shall preclude any other or further exercise thereof or the exercise of any other right, power or
privilege. A waiver by the Administrative Agent, the Collateral Agent or any other Secured Party
of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right
or remedy which the Administrative Agent, the Collateral Agent or such other Secured Party would
otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may
be exercised singly or concurrently and are not exclusive of any other rights or remedies provided
by law.
8.4 Enforcement Expenses; Indemnification. Each Guarantor agrees to pay, and to
save the Administrative Agent, the Collateral Agent and the other Secured Parties harmless from,
any and all out-of-pocket liabilities, obligations, losses, damages, penalties, actions, judgments,
suits, costs, expenses or disbursements of any kind or nature whatsoever with respect to the
execution, delivery, enforcement, performance and administration of this Agreement to the extent
the Borrower would be required to do so pursuant to Section 10.5 of the Credit Agreement. The
agreements in this Section 8.4 shall survive repayment of the Obligations and all other amounts
payable under the Credit Agreement and the other Loan Documents.
8.5 Successors and Assigns. This Agreement shall be binding upon the successors and
assigns of each Grantor and shall inure to the benefit of the Administrative Agent, the Collateral
Agent and the other Secured Parties and their successors and assigns; provided, that no Grantor may
assign, transfer or delegate any of its rights or obligations under this Agreement without the
prior written consent of the Collateral Agent (it being understood that Dispositions permitted
under the Credit Agreement shall not be subject to this proviso).
8.6 Set-Off. Each Grantor hereby irrevocably authorizes the Administrative Agent, the
Collateral Agent and each other Secured Party at any time and from time to time while an Event of
Default shall have occurred and be continuing, without notice to such Grantor or any other Grantor,
any such notice being expressly waived by each Grantor, to the extent permitted by applicable law,
upon any amount becoming due and payable by each Grantor (whether at the stated maturity, by
acceleration or otherwise after the expiration of any applicable grace periods) to set-off and
appropriate and apply against such amount any and all deposits (general or special, time or demand,
provisional or final but excluding trust accounts), in any currency, and any other credits,
indebtedness or claims, in any currency, in each case whether direct or indirect, absolute or
contingent, matured or unmatured, at any time held or owing by the Administrative Agent, the
Collateral Agent or such other Secured Party to or for the credit or the account of such Grantor.
Each of the Administrative Agent, the Collateral Agent and each other Secured Party shall notify
such Grantor promptly of any such set-off made by it and the application made by it of the proceeds
thereof, provided that the failure to give such notice shall not affect the validity of such
set-off and application.
8.7 Counterparts. This Agreement may be executed by one or more of the parties to
this Agreement on any number of separate counterparts (including by telecopy or electronic (i.e.,
“pdf”) transmission), and all of said counterparts taken together shall be deemed to constitute one
and the same instrument.
21
8.8 Severability. Any provision of this Agreement which is prohibited or
unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of
such prohibition or unenforceability without invalidating the remaining provisions hereof, and any
such prohibition or unenforceability in any jurisdiction shall not invalidate or render
unenforceable such provision in any other jurisdiction.
8.9 Section Headings. The Section headings used in this Agreement are for convenience
of reference only and are not to affect the construction hereof or be taken into consideration in
the interpretation hereof.
8.10 Integration. This Agreement and the other Loan Documents represent the agreement
of the Grantors, the Administrative Agent, the Collateral Agent and the other Secured Parties with
respect to the subject matter hereof and thereof.
8.11 GOVERNING LAW. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES
UNDER THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE
LAW OF THE STATE OF NEW YORK WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAWS TO THE EXTENT THAT
THE SAME ARE NOT MANDATORILY APPLICABLE BY STATUTE AND THE APPLICATION OF THE LAWS OF ANOTHER
JURISDICTION WOULD BE REQUIRED THEREBY.
8.12 Submission To Jurisdiction; Waivers. Each party hereto hereby irrevocably and
unconditionally:
(a) submits for itself and its property in any legal action or proceeding relating to this
Agreement and the other Loan Documents to which it is a party, or for recognition and enforcement
of any judgment in respect thereof, to the non-exclusive general jurisdiction of the Courts of the
State of New York, the courts of the United States of America for the Southern District of New
York, and appellate courts from any thereof;
(b) consents that any such action or proceeding may be brought in such courts and waives any
objection that it may now or hereafter have to the venue of any such action or proceeding in any
such court or that such action or proceeding was brought in an inconvenient court and agrees not to
plead or claim the same;
(c) agrees that service of process in any such action or proceeding may be effected by
mailing a copy thereof by registered or certified mail (or any substantially similar form of mail),
postage prepaid, to such Grantor at its address referred to in Section 8.2 or at such other address
of which the Collateral Agent shall have been notified pursuant thereto;
(d) agrees that nothing herein shall affect the right to effect service of process in any
other manner permitted by law or shall limit the right to xxx in any other jurisdiction; and
(e) waives, to the maximum extent not prohibited by law, any right it may have to claim or
recover in any legal action or proceeding referred to in this Section any special, exemplary,
punitive or consequential damages.
8.13 Acknowledgements. Each Grantor hereby acknowledges that:
22
(a) it has been advised by counsel in the negotiation, execution and delivery of this
Agreement and the other Loan Documents to which it is a party;
(b) neither the Administrative Agent, the Collateral Agent nor any other Secured Party has
any fiduciary relationship with or duty to any Grantor arising out of or in connection with this
Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one
hand, and the Administrative Agent, the Collateral Agent and the other Secured Parties, on the
other hand, in connection herewith or therewith is solely that of debtor and creditor; and
(c) no joint venture is created hereby or by the other Loan Documents or otherwise exists by
virtue of the transactions contemplated hereby among the Administrative Agent, the Collateral Agent
and the Lenders or among the Grantors and the Administrative Agent, the Collateral Agent and the
Lenders.
8.14 Additional Guarantors and Grantors. Each Restricted Subsidiary of the Borrower
that is required to become a party to this Agreement pursuant to Section 6.8 of the Credit
Agreement shall become a Guarantor and a Grantor for all purposes of this Agreement upon execution
and delivery by such Restricted Subsidiary of an Assumption Agreement in the form of Annex I
hereto.
8.15 Releases.
(a) At such time as the Loans, the Reimbursement Obligations and the other Obligations
(other than Borrower Hedge Agreement Obligations, Borrower Cash Management Obligations and
contingent or indemnification obligations not then due) shall have been paid in full in cash, the
Commitments shall have been terminated and no Letter of Credit (that is not cash collateralized or
back-stopped to the reasonable satisfaction of the Issuing Lender or purchasing Lender, as
applicable, in respect thereof) shall be outstanding, the Collateral shall be automatically
released from the Liens created hereby, and this Agreement and all obligations (other than those
expressly stated to survive such termination) of the Collateral Agent and each Grantor hereunder
shall automatically terminate, all without delivery of any instrument or performance of any act by
any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole
expense of any Grantor following any such termination, the Collateral Agent shall deliver to such
Grantor any Collateral held by the Collateral Agent hereunder, and execute and deliver to such
Grantor such documents as such Grantor shall reasonably request to evidence such termination.
(b) If any of the Collateral shall be sold, transferred or otherwise disposed of by any
Grantor in a transaction permitted by the Credit Agreement, then the Lien granted under this
Agreement on such Collateral shall be automatically released, and the Collateral Agent, at the
request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or
other documents reasonably necessary or desirable to evidence the release of the Liens created
hereby on such Collateral. A Guarantor shall be automatically released from its obligations
hereunder in the event that all the Capital Stock of such Guarantor shall be sold, transferred or
otherwise disposed of in a transaction permitted by the Credit Agreement, or upon the designation
of such Guarantor as an Unrestricted Subsidiary as permitted under the Credit Agreement, and the
Collateral Agent, at the request and sole expense of the Borrower, shall execute and deliver to the
Borrower all releases or other documents reasonably necessary or desirable to evidence the release
of such obligations. All releases or other documents delivered by the Collateral Agent pursuant to
this Section 8.15(b) shall be without recourse to, or warranty by, the Collateral Agent.
(c) Liens on Collateral created hereunder shall be released and obligations of Guarantors
and Grantors hereunder shall terminate as set forth in Section 10.15 of the Credit Agreement.
23
8.16 WAIVER OF JURY TRIAL. EACH GRANTOR AND, BY ACCEPTANCE OF THE BENEFITS HEREOF,
EACH OF THE ADMINISTRATIVE AGENT, THE COLLATERAL AGENT AND EACH OTHER SECURED PARTY, HEREBY
IRREVOCABLY AND UNCONDITIONALLY WAIVES TRIAL BY JURY IN ANY LEGAL ACTION OR PROCEEDING RELATING TO
THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT AND FOR ANY COUNTERCLAIM THEREIN.
24
IN WITNESS WHEREOF, each of the undersigned has caused this Guarantee and Collateral Agreement
to be duly executed and delivered as of the date first above written.
CREDIT SUISSE, CAYMAN ISLANDS BRANCH as Collateral Agent |
||||
By: | /s/ Xxxx X. Toronto | |||
Name: | Xxxx X. Toronto | |||
Title: | Director | |||
By: | /s/ Xxxxxxx Xxxxx | |||
Name: | Xxxxxxx Xxxxx | |||
Title: | Associate |
EXPLORER MERGER SUB CORPORATION, as Grantor |
||||
By: | /s/ Xxx Xxxxxxxx | |||
Name: | Xxx Xxxxxxxx | |||
Title: | Vice President |
BOOZ XXXXX XXXXXXXX INC., as Grantor |
||||
By: | /s/ Xxxxx Xxxxxxx | |||
Name: | Xxxxx Xxxxxxx | |||
Title: | Chairman and Chief Executive Officer | |||
By: | /s/ XX Xxxxxxx | |||
Name: | XX Xxxxxxx | |||
Title: | Secretary |
EXPLORER INVESTOR CORPORATION, as Grantor and Guarantor |
||||
By: | /s/ Xxx Xxxxxxxx | |||
Name: | Xxx Xxxxxxxx | |||
Title: | Vice President | |||
ASE, INC., as Grantor and Guarantor |
||||
By: | /s/ XX Xxxxxxx | |||
Name: | XX Xxxxxxx | |||
Title: | Senior Vice President | |||
AESTIX, INC., as Grantor and Guarantor |
||||
By: | /s/ XX Xxxxxxx | |||
Name: | XX Xxxxxxx | |||
Title: | Secretary | |||
XXXX XXXXX TRANSPORTATION INC., as Grantor and Guarantor |
||||
By: | /s/ XX Xxxxxxx | |||
Name: | XX Xxxxxxx | |||
Title: | Secretary |
Schedule 1
NOTICE ADDRESSES OF GUARANTORS
Guarantor | Address for Notices | |
Aestix, Inc.
|
0000 Xxxxxxxxxx Xxxxx | |
XxXxxx, XX 00000 | ||
ASE, Inc.
|
0000 Xxxxxxxxxx Xxxxx | |
XxXxxx, XX 00000 | ||
Xxxx Xxxxx Transportation Inc.
|
0000 Xxxxxxxxxx Xxxxx | |
XxXxxx, XX 00000 | ||
Explorer Investor Corporation
|
0000 Xxxxxxxxxxxx Xxx., XX, Xxx 000X | |
Xxxxxxxxxx, XX 00000 |
Schedule 2
DESCRIPTION OF INVESTMENT PROPERTY
Pledged Stock:
Number of | Registered | Number and Class of | Percentage of | |||||||||
Issuer | Certificate | Owners | Equity Interest | Equity Interests | ||||||||
Aestix, Inc.
|
12 | Booz Xxxxx Xxxxxxxx Inc. | 100 Class A Common | 100.00 | % | |||||||
Aestix, Inc.
|
2 | Booz Xxxxx Xxxxxxxx Inc. | 29,200,000 Series A Preferred | 100.00 | % | |||||||
AESTIX (UK) Ltd.
|
Uncertificated | AESTIX, Inc. | 1 Ordinary Share | 100.00 | % | |||||||
ASE, Inc.
|
2 | Booz Xxxxx Xxxxxxxx Inc. | 1,000 Common | 100.00 | % | |||||||
Booz Xxxxx
Xxxxxxxx Inc.
|
7553 | Explorer Investor Corporation | 104.5 Class A Common | 100.00 | % | |||||||
Xxxx Xxxxx
Transportation
Inc.
|
2 | Booz Xxxxx Xxxxxxxx Inc. | 200 Common | 100.00 | % | |||||||
Explorer Merger Sub
Corporation
|
1 | Explorer Investor Corporation | 1,000 Common | 100.00 | % |
Pledged Notes:
None.
Schedule 3
LEGAL NAME, LOCATION OF JURISDICTION OF ORGANIZATION AND CHIEF EXECUTIVE OFFICE
Jurisdiction of | Organizational | |||||
Grantor | Organization | Chief Executive Office | Identification Number | |||
Aestix, Inc.
|
Delaware | 0000 Xxxxxxxxxx Xxxxx XxXxxx, XX 00000 |
00-0000000 | |||
ASE, Inc.
|
Delaware | 0000 Xxxxxxxxxx Xxxxx XxXxxx, XX 00000 |
00-0000000 | |||
Booz Xxxxx Xxxxxxxx Inc. |
Delaware | 0000 Xxxxxxxxxx Xxxxx XxXxxx, XX 00000 |
00-0000000 | |||
Xxxx Xxxxx
Transportation Inc. |
New York | 0000 Xxxxxxxxxx Xxxxx XxXxxx, XX 00000 |
00-0000000 | |||
Explorer Investor Corporation |
Delaware | 0000 Xxxxxxxxxxxx Xxx., XX, Xxx 000X Xxxxxxxxxx, XX 00000 |
00-0000000 | |||
Explorer Merger Sub Corporation |
Delaware | 0000 Xxxxxxxxxxxx Xxx., XX, Xxx 000X Xxxxxxxxxx, XX 00000 |
00-0000000 |
Schedule 4
COPYRIGHTS AND COPYRIGHT LICENSES
Title | Reg. No. | Reg. Date | Owner | |||
Acquisition process for major defense systems |
TX641890 | 02/23/1981 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
Acquisition process for major defense systems |
TX658390 | 01/21/1981 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
AutoCAD AutoLISP
|
TXu699123 | 07/31/1995 | Xxxx, Xxxxx & Xxxxxxxx, Inc. & GEO/SQL Corporation* |
|||
ASVAB career exploration system
|
TX4350344 | 07/26/1996 | Xxxx-Xxxxx & Xxxxxxxx, Inc. | |||
Xxxx, Xxxxx financial management systems in government |
TX721852 | 11/06/1978 | Booz Xxxxx Xxxxxxxx Inc. & Booz & Company Inc. (as of the Closing)* | |||
Booz Xxxxx Xxxxxxxx : helping clients envision the future / Xxx Xxxxxxx |
TX6170533 | 08/24/2005 | Booz Xxxxx Xxxxxxxx Inc. & Booz & Company Inc. (as of the Closing)* | |||
Booz Xxxxx Xxxxxxxx—helping
clients envision the future / by
Greenwich
|
TX6264929 | 08/24/2005 | Booz Xxxxx Xxxxxxxx Inc., & Booz & Company Inc. (as of the Closing)* | |||
Neural network computer aided design tool (NN CADtool) |
TX3455384 | 09/18/1992 | Xxxx Xxxxx & Xxxxxxxx, Inc. | |||
Governance at Xxxx, Xxxxx & Xxxxxxxx
|
TX721858 | 11/06/1978 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
Heritage trolley systems
|
TXu809751 | 06/09/1997 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
North American light rail vehicles
|
TX4850774 | 08/31/1998 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
North American light rail vehicles
|
TXu808115 | 06/03/1997 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
Product development : new
approaches in the 1980s / by
Xxxxxxx X. Xxxxxxx
|
TX460089 | 04/04/1980 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
Retirement income plans : summary plan description |
TX324509 | 09/04/1979 | Xxxx, Xxxxx & Xxxxxxxx, Inc. | |||
New directions in telephony /Xxxx-Xxxxx
& Xxxxxxxx, Inc.,
Xxxxxx, Xxxxx
|
TX2652022 | 09/18/1989 | Xxxx-Xxxxx & Xxxxxxxx, Inc., & Xxxxxx, Xxxxx & Xxxxxxx, P.C.* | |||
Sistema de administracion del mantenimiento de caminos vecinales: version |
TXu745898 | 03/21/1996 | Xxxxxxxx X. Xxxxxx, Inc., & Xxxx Xxxxx & Xxxxxxxx, Inc.* | |||
Summary of benefits for
professional staff
|
TX384992 | 12/12/1979 | Booz Xxxxx Xxxxxxxx Inc., & Booz & Company Inc. (as of the Closing)* | |||
A Summary of benefits for support
staff
|
TX384991 | 12/12/1979 | Booz Xxxxx Xxxxxxxx Inc., & Booz & Company Inc. (as of the Closing)* |
* | Security Interest is granted in Grantor’s right, title and interest only. |
PATENTS AND PATENT LICENSES
Serial No. | Patent No. | |||||||
Country | Patent Title | Filing Date | Issue Date | Status | ||||
United States
|
Method and system for assessing attacks on computer networks using bayesian networks | 09/969,722 10/2/2001 |
6,907,430 11/6/2005 |
Issued | ||||
United States
|
Method and system for electronic voter registration and electronic voting over a network | 09/811,823 09/26/2002 |
Pending | |||||
United States
|
Apparatus, method and computer readable medium for evaluating a network of entities and assets* | 10/845,423 05/14/2004 |
Published | |||||
United
States
|
System and method for assessing bundled non-kinetic and kinetic force options | 11/386,849 03/23/2006 |
Pending |
* | This application has not yet been assigned by the inventors to Booz Xxxxx Xxxxxxxx Inc. An assignment by the inventors to Booz Xxxxx Xxxxxxxx Inc. will be filed within 30 days after the date hereof. |
TRADEMARKS AND TRADEMARK LICENSES
Serial No. | Reg. No. | |||||||
Country | Trademark | Filing Date | Reg. Date | Owner | ||||
United States
|
ARM-IR | 78/185,608 15-Nov-2002 |
2921509 25-Jan-2005 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
BOOZ XXXXX XXXXXXXX | 72/311,547 07-Nov-1968 |
888837 31-Mar-1970 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
BOOZ XXXXX XXXXXXXX | 74/054,287 30-Apr-1990 |
1634966 12-Feb-1991 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
BOOZ XXXXX XXXXXXXX AND DESIGN |
76/314,788 18-Sep-2001 |
2653981 26-Nov-2002 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
DELIVERING RESULTS THAT ENDURE |
76/471,010 20-Nov-2002 |
2808105 27-Jan-2004 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
MISSION ENGINEERING | 78/148,501 29-Jul-2002 |
3107452 20-Jun-2006 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
MISSION ENGINEERING | 78/975,774 29-Jul-2002 |
3137291 29-Aug-2006 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
SERVER2CEO | 76/200,819 26-Jan-2001 |
2759564 02-Sep-2003 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
SERVER2CIO | 76/200,354 26-Jan-2001 |
2759560 02-Sep-2003 |
Booz Xxxxx Xxxxxxxx Inc. | ||||
United States
|
TARGET | 78/257,199 02-Jun-2003 |
3098804 30-May-2006 |
Booz Xxxxx Xxxxxxxx Inc. |
Except for any agreements entered into in connection with or otherwise related to the Transaction
Documents, Grantor is not the licensor or franchisor of any Copyrights, Patents or Trademarks under
any material license or franchise agreement which is not in the ordinary course of Grantor’s
business.
DOMAIN NAME REGISTRATIONS
Domain Name | Registration Date | Expiry Date | ||
xxxxxxxxxxxxxxxxx.xx
|
10-Aug-04 | 9-Aug-08 | ||
x0xxxxxxxx.xxx
|
26-Oct-01 | 26-Oct-09 | ||
xxx.xxxx
|
7-Mar-06 | 7-Mar-10 | ||
xxx-xxxxxxxx.xxx
|
0-Xxx-00 | 0-Xxx-00 | ||
xxxxxxxxxxx.xxx
|
0-Xxx-00 | 0-Xxx-00 | ||
xxxx-xxxxx.xxx
|
8-Jun-01 | 8-Jun-10 | ||
xxxxxxxxx.xxx
|
25-Apr-03 | 24-Apr-09 | ||
xxxxxxxxx.xxxx
|
7-Mar-06 | 6-Mar-10 | ||
xxxxxxxxx.xxxx
|
28-Jun-07 | 28-Jun-09 | ||
xxxxxxxxx.xxx
|
25-Apr-03 | 25-Apr-13 | ||
xxxxxxxxxxxxxxx.xxx
|
29-May-01 | 29-May-08 | ||
xxxxxxxxxxxxxxxx.xxx
|
8-May-01 | 8-May-08 | ||
xxxxxxxxxxxxxxxxx.xxx
|
29-May-01 | 29-May-08 | ||
xxxxxxxxxxxxxxxxx.xxx
|
21-Aug-01 | 21-Aug-13 | ||
xxxxxxxxxxxxxxxxx.xxx
|
25-Apr-03 | 25-Apr-09 | ||
xxxxxxxxxxxxxxx.xxx
|
29-May-01 | 29-May-08 | ||
xxxxxxxxxxxx.xxx
|
29-May-01 | 29-May-08 | ||
xxxxxxxxxxxxxxxxxxx.xxx
|
29-May-01 | 29-May-08 | ||
xxxxxx-xxxxxxxxxx.xxx
|
00-Xxx-00 | 00-Xxx-00 | ||
xxxxxxxxxxxxxxxx.xxx
|
00-Xxx-00 | 00-Xxx-00 | ||
xxxxxxxxxxxxxx-xxxxxxx.xxx
|
0-Xxx-00 | 0-Xxx-00 | ||
xxx-xx.xxx
|
00-Xxx-00 | 00-Xxx-00 | ||
xxxxxxxxxxxx.xxx
|
26-Oct-01 | 26-Oct-08 | ||
xxxxxxxxxxxx.xxx
|
26-Oct-01 | 26-Oct-08 | ||
xxxxxxx0x.xxx
|
26-Oct-01 | 26-Oct-09 | ||
xxxxxxx0x.xxx
|
26-Oct-01 | 26-Oct-09 |
Domain Name | Registration Date | Expiry Date | ||
xxx-xxxxxx.xxx
|
2-Jul-04 | 2-Jul-08 | ||
x0xxxxxxx.xxx
|
26-Oct-01 | 26-Oct-09 | ||
xxx-xxxxxxxxxxxxx.xxx
|
15-May-02 | 15-May-08 | ||
xxxxxxxxxxx0000.xxx
|
28-Oct-02 | 28-Oct-09 | ||
xxxxxxxxxxx0000.xxx
|
4-Nov-02 | 4-Nov-09 | ||
xxxxxxxxx.xxx
|
19-Dec-05 | 19-Dec-08 | ||
xxxxxxxx.xxx
|
19-Dec-05 | 19-Dec-08 | ||
xxxxxxxxxxxx.xxx
|
3-Jan-05 | 3-Jan-09 | ||
xxxxxxxx.xxx
|
10-Jan-00 | 10-Jan-09 | ||
xxxxxxxx.xxx
|
10-Jan-00 | 10-Jan-09 | ||
xxxxxxxx.xxx
|
10-Jan-00 | 10-Jan-09 | ||
xxx-xxx.xxx
|
14-Feb-02 | 14-Feb-09 | ||
xxxxx.xxx
|
10-Mar-04 | 10-Mar-09 | ||
xxxxxxxxxxxx.xxx
|
10-Mar-04 | 10-Mar-09 | ||
xxxxxxx-xxxxxxxxx.xxx
|
11-Mar-04 | 11-Mar-09 | ||
xxxxxxx-xxxxxxxxx.xxx
|
11-Mar-04 | 11-Mar-09 | ||
xxxxxxxxxxxxxxxxxx.xxx
|
7-Apr-04 | 7-Apr-08 | ||
xxxxxxxxxxx.xxx
|
7-Apr-04 | 7-Apr-08 | ||
xxxxxxxx-xxxxxxx-xxx.xxx
|
7-Apr-04 | 7-Apr-08 | ||
xxxxxxxx-xxxxxxxxxxxx.xxx
|
7-Apr-04 | 7-Apr-08 | ||
xxxxxxxxx.xxx
|
20-Apr-05 | 20-Apr-08 | ||
xxxxxxxxx.xxx
|
26-Apr-05 | 26-Apr-08 | ||
xxxxxxxxxx.xxx
|
12-May-05 | 12-May-08 | ||
xxxxxxxx.xxx
|
29-Jun-00 | 29-Jun-08 | ||
xxxxxxxx.xxx
|
29-Jun-00 | 29-Jun-08 | ||
xxxxxxxxxx.xxx
|
29-Jun-00 | 29-Jun-08 | ||
xxxxxxxxxx.xxx
|
29-Jun-00 | 29-Jun-08 |
Domain Name | Registration Date | Expiry Date | ||
xxxxxxxxxxxx.xxx
|
16-Sep-04 | 16-Sep-08 | ||
xxx-xxxxxxx.xxx
|
19-Sep-06 | 19-Sep-08 | ||
xxxxxxxxxx.xxx
|
19-Sep-06 | 19-Sep-08 | ||
xxxxxxxxxx.xxx
|
19-Sep-06 | 19-Sep-08 | ||
xxxxxxxxxxxxxxx.xxx
|
23-Sep-03 | 23-Sep-08 | ||
xxxxxxxxxxxx.xxx
|
24-Sep-04 | 24-Sep-08 | ||
xxxxxxxxxxxxxx-xxxxxx.xxx
|
26-Sep-04 | 26-Sep-08 | ||
xxxx-xxxx.xxx
|
17-Oct-05 | 17-Oct-08 | ||
xxxx-xxxxx.xxx
|
17-Oct-05 | 17-Oct-08 | ||
xxxxxxxx.xxx
|
17-Oct-05 | 17-Oct-08 | ||
xxxx-xxx.xxx
|
0-Xxx-00 | 0-Xxx-00 | ||
xxx.xxx
|
0-Xxx-00 | 0-Xxx-00 | ||
xxx-xxxxxxxx.xxx
|
00-Xxx-00 | 00-Xxx-00 | ||
xxxxxxxxxx.xxx
|
00-Xxx-00 | 00-Xxx-00 | ||
xxxxxxxxx.xxx
|
7-Dec-05 | 7-Dec-08 | ||
xxxxxxxxxx.xxx
|
7-Dec-05 | 7-Dec-08 | ||
xxxxx-xxxxxxxxxxxxx.xxx
|
13-Dec-05 | 13-Dec-08 | ||
xxxxxxxxxxxxxx.xxx
|
21-Dec-03 | 21-Dec-08 | ||
xxxxxxxxxxxxxxxxxxxxxxxx.xxx
|
30-Mar-07 | 30-Mar-09 | ||
xxxxxxxxxxxxxxxxx.xxx
|
30-Mar-07 | 30-Mar-09 | ||
xxxxxxxxxxxxxxxxx.xxx
|
30-Mar-07 | 30-Mar-09 | ||
xxxxxxxxxxxxxxxxx.xxx
|
2-Apr-07 | 2-Apr-09 | ||
xxxxxxxxx.xxx
|
27-Apr-07 | 27-Apr-09 | ||
xxxxxxxxxx.xxx
|
27-Apr-07 | 27-Apr-09 | ||
xxxxxxxxxxxxxxxxx.xxx
|
27-Apr-07 | 27-Apr-09 | ||
xxxxxxxxxxxxxxxxx.xxx
|
27-Apr-07 | 27-Apr-09 | ||
xxxxxxxx-xxxxxxx.xxx
|
7-Jun-07 | 7-Jun-09 |
Domain Name | Registration Date | Expiry Date | ||
xxxxxxxx-xxxxxxx.xxx
|
7-Jun-07 | 7-Jun-09 | ||
xxxxxxxx-xxxxxxx.xxx
|
7-Jun-07 | 7-Jun-09 | ||
xxxxxxxxx-xx.xxx
|
4-Sep-07 | 4-Sep-09 | ||
xxxxxxxxxxx.xxx
|
4-Sep-07 | 4-Sep-09 | ||
xxxxxxxxx.xx
|
2-May-02 | 1-May-10 | ||
xxxxxxxxxxxxxxx.xxx
|
11-Aug-06 | 11-Aug-13 | ||
xxxxxxxxxxxxxxx.xxx
|
11-Aug-06 | 11-Aug-13 | ||
xxxxxxxxxxxxxxx.xxx
|
11-Aug-06 | 11-Aug-13 | ||
xxxxxxxxx.xxx
|
27-Sep-99 | 23-Sep-13 | ||
xxxxxxxxxxxxxxxxx.xxx
|
28-Nov-06 | 28-Nov-14 | ||
xxx.xxx
|
8-May-91 | 9-May-15 | ||
xxxxxxxxxxxxxxxxxxxxxxxxx.xxx
|
21-Jan-08 | 21-Jan-09 | ||
xxxxxxxx.xxx
|
22-Jan-08 | 22-Jan-18 | ||
xxxxxxxx.xxx
|
22-Jan-08 | 22-Jan-18 | ||
xxxxxxxx.xxx
|
22-Jan-08 | 22-Jan-18 | ||
xxxxxxxxxxxx.xxx
|
13-Sep-05 | 13-Sep-08 |
Schedule 5(a)
MATERIAL DEPOSIT ACCOUNTS
Account Number/ | Name of | Bank Contact Name/ | ||||||
Grantor | Type of Account | Bank | Address | Phone Number | ||||
Booz Xxxxx Xxxxxxxx
Inc.
|
#2100010798572/Lockbox (Client Receipts) |
Wachovia | Wachovia Bank, NA 000 Xxxxxx Xxxx, Xxxxxxxxxxxxxx, XX 00000 |
Xxxxx X. Xxxxxxxx Phone: 000-000-0000 | ||||
Booz Xxxxx Xxxxxxxx
Inc.
|
#808011359/Operating Account, Cash Concentration, ACH for T&E, ACH for Payroll, Wires for A/P, Borrowing and Investing | XX Xxxxxx Xxxxx | JPMorgan Chase Mail Code NY1-T015 0000 Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 JPMorgan Funds 000 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 |
Xxxxx X. X’Xxxx Phone: 000-000-0000 | ||||
Booz Xxxxx Xxxxxxxx
Inc.
|
#630148635509/Cont. Disbursement (Accounts Payable Checks) | XX Xxxxxx Xxxxx | JPMorgan Chase Mail Code NY1-T015 0000 Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 |
Xxxxx X. X’Xxxx Phone: 000-000-0000 | ||||
JPMorgan Funds 000 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 |
Schedule 5(b)
MATERIAL SECURITIES ACCOUNTS
Account | ||||||||
Number/ Type | Bank Contact Name/ | |||||||
Grantor | of Fund | Name of Bank | Address | Phone Number | ||||
Booz Xxxxx Xxxxxxxx
Inc.
|
0050009257/ Prime Money Market |
XX Xxxxxx Xxxxx | JPMorgan Chase Mail Code NY1-T015 0000 Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 |
Xxxxx X. X’Xxxx Phone: 000-000-0000 | ||||
JPMorgan Funds 000 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 |
||||||||
Booz Xxxxx Xxxxxxxx
Inc.
|
Customer ID: 274067/ Xxxxxxx Xxxxx Fund 000 |
Xxxx xx Xxxxxxx | Xxxx xx Xxxxxxx Securities, LLC 0000 Xxxxxxxx — 28th Floor Mailstop: NY1-633-28-01 Xxx Xxxx, XX 00000 | P. Xxxxxxx Xxxxxx Phone: 000-000-0000 | ||||
Booz Xxxxx Xxxxxxxx
Inc.
|
0000000000/ Prime Cash Management Fund 494 |
Evergreen Investments (Wachovia) |
Wachovia (Evergreen): Evergreen Investment Services Money Market 000 Xxxxx Xxxx Xxxxxx, XX 00000-0000 |
Xxxx Xxxx Phone: 000-000-0000 |
Schedule 6
MATERIAL GOVERNMENT CONTRACTS
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
55 CONTRACTING SQUADRON
|
(IATAC) INFORMATION ASSURANCE TECHNOLOGY ANALYSIS CENTER |
00000-0000 | XXXX for Joint Comp DO 325 | 09003-0480/3250 | ||||
IA INTEGRATION FOR NAT SEC AGE | 09003-0480/3200 | |||||||
NETOPS/IA ANLYS FORT XXXX DOIM | 09003-0480/3330 | |||||||
SATCOM TEL ENG INT MILS JTEO | 09003-0480/2750 | |||||||
(AFNOC) & AF CYBER COMMAND | 09003-0480/3120 | |||||||
AFMC AIT | 09003-0480/3100 | |||||||
IA TECH & ANAL SPR DISA SYSTEM | 09003-0480/2860 | |||||||
USJFCOM JTC-I DIRECT OF EXPERI | 09003-0480/2890 | |||||||
ANALYTICAL/TECHNICAL SPRT IO | 09003-0480/2590 | |||||||
COMM SEC FLEET (C2F)-MHQWMOC | 09003-0480/2920 | |||||||
IA & NETOPS JOINT TF-GLOBAL NW | 09003-0480/3240 | |||||||
AFRL & DHLS, OIC INF ASS TECP | 09003-0480/3130 | |||||||
NETOPS/INF ASS SPRT DISA FIELD | 09003-0480/2870 | |||||||
COMOPTEVFOR INFO IA&I ASSESSMS | 09003-0480/2760 | |||||||
TSW NETWORK ENG,INT,ANALSPRT | 09003-0480/2880 | |||||||
NORTHCOM IA AND THEATER | 09003-0480/2560 | |||||||
DOD INF ASSUR CER&ACCRED IMPL | 09003-0480/2770 |
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
IA E-AUTHENTICATION ID TO NIST | 09003-0480/2970 | |||||||
JTF-GNO J6 | 09003-0480/3050 | |||||||
AIR FORCE COM. ASC NETWORK IA | 09003-0480/3070 | |||||||
IA TECH ANAL INTEGR AIR FOR C4 | 09003-0480/2850 | |||||||
INFO ASUR TECH ANALY DEF INTE | 09003-0480/3180 | |||||||
STRATCOM SPONSORED NETOPS | 09003-0480/2730 | |||||||
ASD/NII GIG NET CENTRICITY SYS | 09003-0480/3000 | |||||||
NAV UNDER XXXX CENT DIV INF AS | 09003-0480/2900 | |||||||
IA RESEARCH & ANALYSIS NATL IA | 09003-0480/3220 | |||||||
30TH SPACE WING & IA SUPPORT | 09003-0480/2650 | |||||||
IA ANLYS & INTGRTION NSA/CSS | 09003-0480/3300 | |||||||
TS NETWORK ENG,INTEG & ANAL SP | 09003-0480/2740 | |||||||
AFSPC INFO ASSURNCE AREO INTE | 09003-0480/2950 | |||||||
IA FOR NAVY MARITIME STRATEGY | 09003-0480/3020 | |||||||
PMO SATCOM IA ANALY & TECH INT | 09003-0480/3150 | |||||||
IA FOR US ALASKAN COMMAND | 09003-0480/3230 | |||||||
DOD IDENT FRIEN OR FOE (IFF)CR | 09003-0480/2710 | |||||||
IA FOR US FORECES KOREA | 09003-0480/3260 | |||||||
DO 308 IA TECH ANAL AESS | 09003-0480/3080 | |||||||
AIR FORCE COM AG IA TECH SUPRT | 09003-0480/2810 | |||||||
NAVY WARFARE SUPP SEAPOWER 21 | 09003-0480/2980 | |||||||
IA TRUSTED COMPU ANLYS RES DEV | 09003-0480/3280 | |||||||
AF LAB INFO ASSURANCE INTEG. | 09003-0480/3030 | |||||||
IA OPS INTEGRATION 67TH NWW | 09003-0480/3090 |
13
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
ACC/SC TECHNICL/OPERATIONL SPT | 09003-0480/2520 | |||||||
NETWARCOM ARCH&ENGINEER IA SPR | 09003-0480/2910 | |||||||
DISA TECH ANLYS MOBILE & SECUR | 00000-0000/3190 | |||||||
IA SUPPRT TO USSTRTCM JFCC-NW | 09003-0480/2930 | |||||||
IA ANALY & INTERG INFO ASSURAN | 09003-0480/3160 | |||||||
IA SECURITY SUPPORT TO GSA EIO | 09003-0480/2640 | |||||||
COMPACFLT IA MANAGEMENT | 09003-0480/2600 | |||||||
TIA AF SPACE COMMAND | 09003-0480/3060 | |||||||
IA TECH ANALYTICAL AIR FORCE | 09003-0480/3040 | |||||||
IA FOR USACE MANAGMENT SYSTEM | 09003-0480/3010 | |||||||
IAA&I FOR DEF INF SYS SR LEADR | 09003-0480/3210 | |||||||
LAB FOR PHY SCI IA RESEARCH | 09003-0480/3320 | |||||||
IDENTITY VERIFICATION TO NIST | 09003-0480/2550 | |||||||
SPAWAR SUPP FOR IRS DO 311 | 09003-0480/3110 | |||||||
RECON SYST WING SIGN INT MAT C | 09003-0480/2800 | |||||||
INFORMATION ASSURANCE TO JSSO | 09003-0480/2500 | |||||||
(IATAC) INFORMATION ASSURANCE | 09003-0480/2940 | |||||||
SP0700-98-D-4002- DO 327 | 09003-0480/3270 | |||||||
INFO ASSUR TECH ANALY DEF INTE | 09003-0480/3170 | |||||||
USJFCOM J86 INTER CAPAB SOL IN | 09003-0480/3140 | |||||||
TECH ANALYT SPRT TO USPACOM IA | 09003-0480/2820 | |||||||
IA TECH IN/IA FOR U.S DO 329 | 09003-0480/3290 | |||||||
INF ASS TECH&ANAL SPRT 14 AFOR | 09003-0480/2840 |
14
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
SUPRT TO JOINT STAFF,DEP DIR G | 09003-0480/2720 | |||||||
IA NETOP SPR TO JS C(4) SD (J6 | 09003-0480/2690 | |||||||
LABORAT FOR TELCOM SCIEN INFR | 09003-0480/2680 | |||||||
55 CONTRACTING SQUADRON
|
SURVIAC CONTRACT | 09003-0550 | SURVI/XXXXXX XXX (AWD) (ARCIC) | 09003-0550/2120 | ||||
USARPAC’S CBRNE TRGN CONTINUUM | 09003-0550/0490 | |||||||
INSCOM FORCE MNGMT,TR SPRT,ST | 09003-0550/1440 | |||||||
ADAPTIVE PLANNING SYSTEM DEVLP | 09003-0550/1080 | |||||||
NORAD-USNORTHCOM DO 236 | 09003-0550/2360 | |||||||
FP/MAS/VTA FOR US NORTH COMMAN | 09003-0550/2030 | |||||||
SUPRT TO AIR FORCE GEO INT PRO | 09003-0550/1290 | |||||||
SURVIA/VULNER ANALYTIC SUPPORT | 09003-0550/2290 | |||||||
DO 238 SURVIV/VULNE STRATE PLA | 09003-0550/2380 | |||||||
SURV/VULNER TECH ANALY DO 231 | 09003-0550/2310 | |||||||
AFCYBER DO 241 | 09003-0550/2410 | |||||||
NAT PREP POL& IMPL SPRT TO DHS | 09003-0550/1530 | |||||||
DO 202 SURVIAC TECHNICAL ANALY | 09003-0550/2020 | |||||||
STRATEG PLAN/TECH EVOLU SUP | 09003-0550/2350 | |||||||
AIR FORCE SPACE DO 219 | 09003-0550/2190 | |||||||
SURVIV/VULNER ANALY ACC | 09003-0550/2140 | |||||||
SURV & VULN AN IN SPR NEW TR D | 09003-0550/1770 | |||||||
SMC DETACH 3 RES,DEV,TEST& EVA | 09003-0550/1640 | |||||||
U.S AIR FORCE(DHS)MISSIO ASSUR | 09003-0550/2060 | |||||||
DO 245 JLTV PROGRAM OFFICE | 09003-0550/2450 |
15
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
INSCOM CI,CT,FP,MASINT& TR SPR | 09003-0550/1470 | |||||||
IO & IA PLANNING TO USSTRATCOM | 09003-0550/1260 | |||||||
STRATEGIC PLANNING SPRT USCC | 09003-0550/1230 | |||||||
SCC WMD AND THE DTRA CENTER | 09003-0550/1990 | |||||||
SURVIA/XXXXXX PROTECT TECHNOLO | 09003-0550/2150 | |||||||
USCENTCOM STR PL,ANAL& TECH SP | 09003-0550/1600 | |||||||
USPACOM MA MANAG AND DEVELOPMT | 09003-0550/1850 | |||||||
SVA OF ACC 480TH DCGS DO 234 | 09003-0550/2340 | |||||||
AFRL/SNRE SURVIVABILITY ANALYS | 09003-0550/2080 | |||||||
CITF SUPPORT DO 237 | 09003-0550/2370 | |||||||
USSOUTHCOM STRAT PLAN,ANAL,TSP | 09003-0550/1430 | |||||||
HOMELAN DEF FORCE PROTE DO 225 | 09003-0550/2250 | |||||||
SVM & STIMU SUPP TO U.S STRATE | 09003-0550/2010 | |||||||
AFRL DATABASE & ANALYSIS | 09003-0550/1970 | |||||||
DO SURVIABILITY VUL(HIFLD)MISS | 09003-0550/2170 | |||||||
ASC / XR SUPPORT | 09003-0550/1760 | |||||||
DO 205 FH OPERAT/COMBAT TRAINI | 09003-0550/2050 | |||||||
SEC ASSIS & SEC COOP OPER&ANAL | 09003-0550/1860 | |||||||
DO 216 SURV/VUL ANALY (OASDRA) | 09003-0550/2160 | |||||||
AIR FORCE(AFRL/SNRT) DO 233 | 09003-0550/2330 | |||||||
DO 220 (COMPACFLT) ASSESSMENT | 09003-0550/2200 | |||||||
REQ DEVEL,ANALYS & ACQUIS MIL | 09003-0550/1360 |
16
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
AFRL SP SYS THREAT ASS&TECH EV | 09003-0550/1720 | |||||||
SUPPRT US STRT COMMND PLANNING | 09003-0550/1910 | |||||||
MARITIME-HOMEL SEC/DEF MIS DEV | 09003-0550/1450 | |||||||
COMPACFLT MISSION ASSURANCE | 09003-0550/0980 | |||||||
SURV, VULN & INF AN SPR USSTRA | 09003-0550/1780 | |||||||
THEAT SP OPER COM OP & TR SPRT | 09003-0550/1830 | |||||||
NAT PREP POL& PL SPRT FOR DHS | 09003-0550/1510 | |||||||
TANK/ARMAMENT RESEARCH DEV/ENG | 09003-0550/2100 | |||||||
US AIRFORCE&MIS SYS CENT RDT&E | 09003-0550/1880 | |||||||
USJFCOM JO2M FOR DEV JOINT FOR | 09003-0550/1790 | |||||||
MISSION ASSURAN SURV DO 242 | 09003-0550/2420 | |||||||
RESEAR AND ANAL SPRT USSOCOM C | 09003-0550/1500 | |||||||
CFFC SURVIAC TAT | 09003-0550/0620 | |||||||
SDDC TRANSPORTATION DO 223 | 09003-0550/2230 | |||||||
DO 248 SURV ASSESSM.FOR TARDEC | 09003-0550/2480 | |||||||
CH-BIOL DEF SPR SER FOR ECBC | 09003-0550/1690 | |||||||
HQ AMC TEST/EVALUA PLAN DO 226 | 09003-0550/2260 | |||||||
NEXT GEN LONG RANGE STR PR SPT | 09003-0550/1560 | |||||||
MARITIME SPRT TO USNORTHCOM | 09003-0550/1350 | |||||||
NAVSP MISSION ASSURANCE SURVIV | 09003-0550/1920 | |||||||
USMC MISSION ASSUR PROGS SPPRT | 09003-0550/1490 | |||||||
USFK TRANSFORM/AIR FORCE DEVEL | 09003-0550/2400 | |||||||
NATL AGENCY SUPPORT TO HLD/CS | 09003-0550/0930 |
17
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
ACTD/JCTD OPERAT & ANALYS SPRT | 09003-0550/1840 | |||||||
USARPAC HLD MANAGEMENT/DEVELOP | 09003-0550/1250 | |||||||
HQ AMC PLANNING REQ,& ANALYSIS | 09003-0550/2220 | |||||||
SURV & VUL INT ENT SPR USCG IP | 09003-0550/1800 | |||||||
HQ AMC TEST/PLANNING DO 224 | 09003-0550/2240 | |||||||
U.S.COAST GUAR STR RESP ACT AN | 09003-0550/1740 | |||||||
DO 244 TECH/ANAL SUPRT OUSD | 09003-0550/2440 | |||||||
AFRL SUPPORT | 09003-0550/1160 | |||||||
US ARMY GEOSPATIAL INFORMATION | 09003-0550/1030 | |||||||
SURIVA/VULNER PROTECTIO DO 230 | 09003-0550/2300 | |||||||
55 CONTRACTING SQUADRON
|
USSTRATCOM | 27100-0228 | 4001/LAB: JTF-GNO OPT TO EXTEN | 27100-0228/1160 | ||||
AIRFORCE, DEPARTMENT OF
|
VIRTUAL COMBAT ENVIRONMENT OF | 09006-0969 | CLIN 1 — EWBM | 09006-0969/0010 | ||||
CONTRACTING CTR OF EXCELLENCE |
IT CONTRACT XXXXXX XXXXXX | 26305-6500 | ARMY U PROG MGMT & ACQ SUPP Y2 | 26305-6500/2110 | ||||
D. OF THE AIR FORCE HQ
OSSG/KA
|
NETCENTS | 09006-0947 | ISSA RAPID PROTO INTEGRATOR | 09006-0947/0950 | ||||
RFP 2436/ITEM NO.100401/LABOR | 09006-0947/3008 | |||||||
BY:LBR/MU62 0004/USMC INFO ASU | 09006-0947/2500 | |||||||
BY:LBR CLN 0002/VC18 RFP 4285 | 09006-0947/2600 | |||||||
BY:LABOR/MU61 USMC PKI- 0004 | 09006-0947/2301 | |||||||
4004 DEV.& SUS. AFDS LAB OPT4 | 09006-0947/8044 | |||||||
NETCENTS RFQ# 15680/RS59 | 09006-0947/9450 |
18
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
DCMA VIRGINIA S2404A
|
(SMARTS) SUPPORT TO MANAGEMENT AND RESOURCES FOR TECHNICAL SERVICES |
09003-0599 | SMARTS T.O. 20 OY1-LABOR | 09003-0599/1200 | ||||
SMARTS T.O. 38 LABOR & ODCS | 09003-0599/0380 | |||||||
SMARTS T.O. 41 | 09003-0599/0410 | |||||||
SMARTS T.O. 25 OY1 LABOR | 09003-0599/1250 | |||||||
SMARTS T.O. 16- OY1 -LABOR | 09003-0599/1160 | |||||||
SMARTS T.O. 23 OY1 LABOR | 09003-0599/1230 | |||||||
DEFENSE CONTRACTING COMMAND WA |
HR SOLUTIONS | 28998-0101 | OP 1 US ARMY MANAGEMENT COMMND | 28998-0101/1150 | ||||
IMA HEADQUARTERS LABOR OY2 | 28998-0101/2130 | |||||||
DEFENSE FINANCE & ACCTING SVCS |
US ARMY-RSLF PROJECT SWORD | 09004-0241 | CLIN 0030 LOCAL PURCHASE | 09004-0241/3001 | ||||
DEFENSE FINANCE AND SC1016 |
IR&D SMES | 09003-0604 | IR&D SMES PERIOD 2 CLIN 0201 | 09003-0604/0201 | ||||
IR&D SMES SR FUTURE WORK | 09003-0604/0203 | |||||||
DEFENSE SUPPLY SERV.
WASH.DSSW
|
OSD INDUST.AFFAIRS REACH BACK | 00000-0000 | AF/XPX STRATEGIC PLANNING OPT3 | 27100-1600/3050 | ||||
DEPT OF HEALTH & HUMAN SVCS |
CIO-SP2 (S PENFIELD — T&M) FORMERLY KNOWN AS CIO-SP2263-01-D-0072 | 27398-0031 | OIT-CBER S/W DVLPMNT&MAIN/LABR | 27398-0031/2900 | ||||
HHSF223200750421W: ORADSS ENT. | 27398-0031/2700 | |||||||
DEPT OF HOMELAND SECURITY |
DHS SCIENCE & TECHNOLOGY SETA SUPPORT |
27100-2642 | 0001/LABOR: MANAGEMENT & ADMIN | 27100-2642/0240 | ||||
0001/LABOR: CHEM BIO DIVISION | 27100-2642/0210 | |||||||
0001/LABOR: DIR OF TRANSITION | 27100-2642/0310 | |||||||
0001/LABOR: COMMAND CONTROL | 27100-2642/0220 |
19
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
DFAS COLUMBUS CENTER
|
ASSURED TRANSITION AND TRANSFORMATION PROTOTYPE SYS TECHNOLOGIES |
28047-0001 | CLIN 0003/OY1:ASSURED TRANSITI | 28047-0001/1001 | ||||
DFAS-BVF/OM
|
MERLIN | 09003-0597 | CLIN 2001 | 09003-0597/2001 | ||||
DFAS-COLUMBUS CENTER
|
TANGRAM PROGRAM SUPPT | 09006-0958 | TANGRAM PROGRAM SUPPT | 09006-0958/0010 | ||||
DIRECTOR OF NATIONAL INTELLIGE |
ODNI CASES SA1IDIQ | 29792-0003 | SA1 TO 11 — IARPA | 29792-0003/0110 | ||||
SA1 TO 12 TRANSF INTEGR & METH | 29792-0003/0120 | |||||||
CASES SA1- TASK 13- ADNI & CFO | 29792-0003/0130 | |||||||
FA2517 — 21 CONS/LGCCB
|
NORAD-NORTHCOM ADVISORY AND ASSISTANCE SERVICES (N2A2S) |
09006-0957 | DO 0004: J34 SUPPORT — LABOR | 09006-0957/1040 | ||||
FEDERAL BUREAU OF INVESTIGATIO |
MOBIS | 29470-4400 | NATIONAL NAME CHECK PRT II | 29470-4400/0050 | ||||
FEDERAL DEPOSIT INSURANCE CORP |
FDIC ITAS/OPEN BANK- APPL MAINTENANCE AND INTERNET PROGRAM SERVICES |
29202-0200 | FDIC OB-LAB BY CORHQ0000000679 | 29202-0200/0100 | ||||
FEDSIM CONTRACTING CENTER |
FEDSIM ANSWERS — MUZIK | 26296-5626 | CB577001T3 AFSAS LABOR OPT YR1 | 26296-5626/1015 | ||||
GENERAL SERVICES ADMINISTRATIO |
IT IDIQ | 26305-3000 | OPY-3 DEPT OF ARMY | 26305-3000/3450 | ||||
GENERAL SERVICES ADMINISTRATIO |
PTTF ARMY G-1: CONSOLIDATED IT SERVICES |
26349-0006 | CLIN 0001/LABOR PTTF ARMY G-1 | 26349-0006/1000 | ||||
CLIN 0003 LABOR (TASK 7) PTTF | 26349-0006/3000 | |||||||
GENERAL SERVICES ADMINISTRATIO |
PES CONTRACT — X. XXXXX | 27100-3300 | SECURITY MGMT DIVISION SUPPORT | 27100-3300/0030 | ||||
GENERAL SERVICES ADMINISTRATIO |
IT SCHEDULE — PORTMAN | 28950-2700 | SUB LABOR-CABIG PROG MGMT OFFI | 28950-2700/0054 | ||||
BAH LABOR-CABIG PROG MGMT OFFI | 28950-2700/0050 |
20
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
GENERAL SERVICES ADMINISTRATION |
IT IDIQ | 28950-1400 | 0001AB-LABOR:INFO SYS DVL TEC | 28950-1400/0070 | ||||
GSA/FEDERAL SYS OMTEGRATOPM & |
DISA ADNET | 26349-0002 | CLIN 0005 ADNET TRAVEL | 26349-0002/5000 | ||||
CLIN 0001E ADNET LABOR | 26349-0002/1600 | |||||||
CLIN 0004 ADNET ODCS | 26349-0002/4000 | |||||||
CLIN 0003 ADNET TOOLS | 26349-0002/3000 | |||||||
CLIN 0003A NON-DOD TOOLS | 26349-0002/3100 | |||||||
GSA/FEDERAL SYS OMTEGRATOPM & |
FEDSIM — AAUSN/OPTICONSOLIDATED IT SERVICES | 26349-0005 | 0002/LABOR:CONSOLIDATED IT SE | 26349-0005/2000 | ||||
0003/TOOLS: CONSOLIDATED IT SE | 26349-0005/3000 | |||||||
GSA/FSS
|
NSF- FABS | 27509-1700 | BY-OY2: LBR/TRAVEL/ODCS | 27509-1700/0010 | ||||
INTERNAL REVENUE SERVICE
|
TIPSS III IRS | 29403-0800 | OP1: TO 40/EFDS | 29403-0800/4001 | ||||
OP1: TO 39 | 29403-0800/3901 | |||||||
MARYLAND PROCUREMENT OFFICE |
E-SPACE | 09003-0564 | E-SPACE CLIN 001 ARCHITECTURE | 09003-0564/1000 | ||||
E-SPACE CLIN 003 SPANNING | 09003-0564/3000 | |||||||
MARYLAND PROCUREMENT OFFICE |
CONTROL NETWORKS | 09003-0573 | FY08 TTO 4001 | 09003-0573/4001 | ||||
MARYLAND PROCUREMENT OFFICE |
VENUS AFFECT | 09003-0582 | TTO: VA-2008-01 | 09003-0582/4010 | ||||
MARYLAND PROCUREMENT OFFICE |
CES CPC MIRRORCRYPTANALYSIS AND EXPLOITATIONSERVICES CONSOLIDATEDPERFORMANCE |
09003-0614 | CES MIRROR TTO 1060 | 09003-0614/1060 | ||||
09003-0614 | CES MIRROR TTO 1028 | 09003-0614/1028 | ||||||
MARYLAND PROCUREMENT OFFICE |
JOURNEYMAN | 09003-0616 | JOURNEYMAN | 09003-0616/0001 |
21
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
MOBIS BPA1
|
DFAS BRAC BPA — MOBIS SCHEDULE BPA # HQ0423-06-A-0011FIRST CALL ORDER UNDER29470-0080 | 29770-0101 | 0001-FY08 BAH TRNSFRMTN LABOR | 29770-0101/0220 | ||||
MRH SPECIAL PROJECTS
|
MRH SPECIAL PROJECTS | 29213-0001 | G-R&D | 29213-0001/7010 | ||||
MRH SPECIAL PROJECTS
|
SATURN | 29213-0002 | SATURN DO#5 | 29213-0002/0005 | ||||
NASA XXXX RESEARCH CENTER |
ARC ASRS | 29040-0001 | CONTRACT | 29040-0001/0002 | ||||
NATIONAL RECONNAISSANCE OFFICE |
CHIEF INFORMATION OFFICER(CIO) | 28477-0007 | CLIN 0002AA — NON-CAAS LABOR | 28477-0007/0002 | ||||
CLIN 0001AA — CAAS LABOR | 28477-0007/0001 | |||||||
NATIONAL RECONNAISSANCE OFFICE |
NRO-SCEPTER | 28477-0009 | NON CAAS LABOR-CLIN 0003AA | 28477-0009/0030 | ||||
SCEPTER-CAAS LABOR-CLIN 0001AA | 28477-0009/0010 | |||||||
NATIONAL RECONNAISSANCE OFFICE |
TSR II — FASTMAX II | 30003-0002 | 0009AC: NRP NON-CAAS LAB OY4 | 30003-0002/4003 | ||||
NAVAL AIR XXX XXX XX X00000 |
NAWCAD — IDS | 09005-1246 | CLIN 0201 OPT YR 2 LABOR | 09005-1246/0201 | ||||
NAVAL AIR WARFARE CENTER/AD2 |
NAWCAD — ISIB | 09005-1178 | CLIN 0601 LABOR | 09005-1178/0601 | ||||
NAVSEA INDIAN HEAD
|
SETA SUPPORT — DARPA SPO | 09005-1218 | 0005:OPT YR2 SETA SUPPT-LABOR | 09005-1218/2010 | ||||
0003-OPT YR1 SETA SUPT — LABOR | 09005-1218/1010 | |||||||
NIH
|
MANAGEMENT SUPPORT CENTERCTSA | 00921-0001 | NCRR TECH SUPPORT CTSA ACTIVIT | 00921-0001/0010 |
1 | Task expires September 30, 2008. | |
2 | Contract expires August 31, 2008. |
22
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
INFORMATICS PILOT PROJECTS | 00921-0001/0014 | |||||||
NRCC GENERAL SUPPORT DIVISION |
U.S. ARMY INSTALLATION MGMTCOMMAND (IMCOM) IDIQ | 09004-0440 | TO #3: PMO CONUS | 09004-0440/0030 | ||||
TO #5: KOREA SUPPORT SERVICES | 09004-0440/1510 | |||||||
TO #7 HQ PLANS DIVSION SUP SRV | 09004-0440/0110 | |||||||
TO #6: EUROPE SUPPORT SERVICES | 09004-0440/1610 | |||||||
NRCC MISSION DIVISION
|
UNIFIED QUEST | 29025-0002 | CLIN 2001: OPT2 PHASE I & II | 29025-0002/2010 | ||||
SEAPORT-E XXXX
|
N0024-07-R-3417 M P E&TNAVY-N16 | 29750-0600 | CLIN 1000 MP E&T SUPPORT LABOR | 29750-0600/0010 | ||||
SEAPORT-E NAVY
|
SEAPORT-E NSWC: XXXX | 29750-0401 | DO FC01: ACQUISITION CONTRACT | 29750-0401/1101 | ||||
SPACE & MISSLE SYSTEMS CENTER |
SPACE & MISSILE SYSTEMS CENTER | 26305-3766 | FA8802-04-F-7044 | 26305-3766/4010 | ||||
SPAWAR HQ
|
PMW 760 PROGRAM MANAGEMENT AND SYSTEMS ENGINEERING |
29290-1006 | DO NS06: CJR | 29290-1006/1001 | ||||
SPAWAR HQ
|
PMW-150 PROGRAM MANAGEMENT | 29290-1009 | DO NS09: OMN 5.1 LABOR OPT YR1 | 29290-1009/1001 | ||||
SPAWAR HQ
|
PEO SPACE SYSTEMS & PMW-146PROGRAM MANAGEMENT SUPPORT SERVICES | 29290-1012 | DO NS12: PEO SPACE SYSTEMS | 29290-1012/1001 | ||||
SPAWAR HQ
|
PMW 790 PROGRAM MANAGEMENT | 29290-1016 | DO NS16: PMW 790 PROGRAM MGMT | 29290-1016/1002 | ||||
SPAWAR HQ
|
JTRS PROGRAM MANAGEMENT AND SYSTEMS ENGINEERING SUPPORT |
29290-1018 | DO NS18: JTRS PROGRAM MGMT YR1 | 29290-1018/1008 | ||||
DO NS18: JTRS PROGRAM MGMT YR1 | 29290-1018/1006 | |||||||
SPAWAR HQ
|
PMW 170 PROGRAM MANAGEMENT,COST MODELING, CONTRACT MGMT,AND ACQUISITION SUPPORT |
29290-1022 | DO NS22: PMW 170 PROGRAM MGMT | 29290-1022/0004 | ||||
DO NS22: PMW 170 PROGRAM MGMT | 29290-1022/0001 | |||||||
SPAWAR HQ
|
SPAWAR EXECUTIVE LEVEL SUPPORTTASK | 29290-1024 | DO NS24: SPAWAR EXECUTIVE LVL | 29290-1024/0001 |
23
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
SPAWAR HQ
|
PMW 160 INFORMATION ASSURANCE(IA) TECHNICAL AND MANAGEMENTSUPPORT SERVICES |
29290-2021 | DO NS21: PMW 160IA TECH & MGMT | 29290-2021/0101 | ||||
DO NS21: PMW 160IA TECH & MGMT | 29290-2021/0201 | |||||||
TRAINING SCHED 69
|
FACULTY AUGM-JMITC | 29700-0400 | FACULTY AUGM-JMITC LABOR OY 1 | 29700-0400/1010 | ||||
U.S.DEPARTMENT OF THE
INTERIOR
|
DARPA MTO SETA & ADMIN SERV | 09005-0147 | OPT 3 LABOR: DARPA MTO SUPPORT | 09005-0147/3011 | ||||
U.S.DEPARTMENT OF THE
INTERIOR
|
DARPA DSO SETA & ADMIN SERV | 09005-1187 | SETA & ADMIN SUPPORT OPT 3 | 09005-1187/0080 | ||||
DSRC SUPPORT OPTION 3 | 09005-1187/0070 | |||||||
UNITED STATES POSTAL SERVICE3 |
HSPD-12 PMO SPPRT | 09008-0099 | OY-1 HSPD 12 PMO SUPPORT | 09008-0099/1010 | ||||
US ARMY — ARMY MISSILE
COMMAND
|
ITES-2S | 09004-0429 | ARMY DIMHRS SUPPORT | 09004-0429/0053 | ||||
US ARMY — CECOM
|
ETOSS | 09004-0405 | HOTAIR | 09004-0405/1701 | ||||
ETOSS DO 19 LABOR | 09004-0405/1901 | |||||||
INFORMATION OP EFFORTS 0001 | 09004-0405/1301 | |||||||
HIDICE PROOF OF CONCPT PRTO EN | 09004-0405/1501 | |||||||
SUPT TO INFO & NETWK OP DIVISN | 09004-0405/1101 | |||||||
INO DIVISION OFFENSIVE INFO OP | 09004-0405/1001 | |||||||
FUSION SIL ITEM 0001 DO 09 | 09004-0405/0901 | |||||||
DO 18-HF DATA COLLECTION | 09004-0405/1801 | |||||||
SUPPORT TO INO DIVISION, SP PR | 09004-0405/0501 | |||||||
US ARMY — CECOM
|
S3 | 09004-0408 | CREW SYSTEM SUPPORT | 09004-0408/0901 |
3 | Contract expires September 30, 2008. |
24
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
SYSTEK PM DCATS SUPPORT | 09004-0408/0102 | |||||||
S3 DO 0013 DCGS-A/FTSMB | 09004-0408/1301 | |||||||
DO 9 CREW TRADOC SUPPORT | 09004-0408/0902 | |||||||
WIN-T PROGRAM | 09004-0408/0401 | |||||||
PM BATTLE COMMAND | 09004-0408/0601 | |||||||
SATELLITE COMM SYSTEM & TEST | 09004-0408/0501 | |||||||
DO 0010 — SIL SUPPORT | 09004-0408/1001 | |||||||
PM SPOT | 09004-0408/0801 | |||||||
BATTLE COMMAND SURR.SVC.(BCSS) | 09004-0408/0202 | |||||||
DO 0011 — PFED SUPPORT | 09004-0408/1101 | |||||||
US ARMY RDECOM ACQUISITION |
JIEDDO FACILITY SUPPORT | 09003-0607 | JIEDDO 0002 | 09003-0607/0011 | ||||
PSTB 0004 | 09003-0607/0012 | |||||||
US ARMY RDECOM ACQUISITION CTR |
TECHNICAL SUPPORT FOR XXX XXXXXXXXXX XX XXX XXXX |
00000-0000 | 0001:PSTB | 09004-0400/0031 | ||||
US ARMY XXXXXX XXXXXX ACQ CTR |
SYSTEMS ENGINEERING, TECHNICAL& MGMT SUPPORT — US ARMY LAB IDIQ PRIME CONTRACT | 09004-0393 | JFCOM AND CONTROL DEVELOPMENT | 09004-0393/0340 | ||||
INFORMATION ASSURANCE TO 0004 | 09004-0393/0040 | |||||||
OSD SPECIAL PROJECTS | 09004-0393/0170 | |||||||
US NAVY — SPAWAR
|
RSNF C3 UPGRADE PROGRAM | 09005-1201 | XX 0000 XXX XX 0 XXXX X00 XXX | 09005-1201/4001 | ||||
USA MED RESEARCH ACQ ACTIVITY4 |
DMLSS — JOINT ENTERPRISE WIDE LOGISTICS SUPPORT LOGWORLD | 27707-0010 | 0004AA/LABOR: OPT 1-2MON EXT | 27707-0010/2210 | ||||
0003AF/LABOR: OPTION PERIOD | 27707-0010/2209 |
4 | Tasks expire September 30, 2008. |
25
Order/Material CLIN | ||||||||
Client | Contract Title | Contract Number | Order/Material CLIN Title | Number | ||||
SUB FUNDING: XOTECH | 27707-0010/0033 | |||||||
USAF — ROME LAB
|
PRDA: EMERGING TECHNOLOGIESFOR IMPROVED SITUATIONALAWARENESS |
09006-0968 | 0001:SOFTWARE/HARDWARE | 09006-0968/0010 | ||||
USAF/AIR FORCE MATERIAL
CMD
|
TRAC2ES DEVELOPMENT | 09006-0339 | DO 34: TRAC2ES (CLS) | 09006-0339/0034 | ||||
USAID5
|
SEGIR 4 | 09001-0189 | TRADE FACILITATION | 09001-0189/5000 | ||||
USAID
|
GBTI II | 09001-0488 | GROWTH OPPORTUNITIES(GO)SERBIA | 09001-0488/0010 | ||||
USAID
|
GBTI II | 09001-0488 | GO SERBIA ODCS/TRAVEL | 09001-0488/0015 | ||||
USAID, M/FM/CMP
|
CLIR TECH ASST SERVICES | 09001-0478 | BIZCLIR | 09001-0478/0040 | ||||
SCORSA | 09001-0478/0010 | |||||||
BNKRPTCY & ENFRCMNT STRENGTH. | 09001-0478/0020 | |||||||
UKRAINE TIBA | 09001-0478/0050 | |||||||
VIRGINIA CONTRACTING ACTIVITY |
IT SCHEDULE — GS-35F-0306JOIC XXXXX | 28950-1300 | JRIP-SETA — OY 1 — LABOR | 28950-1300/1030 |
5 | Task expires September 30, 2008. |
26
Annex I
to
Guarantee and Collateral Agreement
Guarantee and Collateral Agreement
ASSUMPTION AGREEMENT, dated as of , 200_, made by
(the “Additional Grantor”), in favor of Credit Suisse, as
collateral agent (in such capacity, the “Collateral Agent”) for the banks and other
financial institutions or entities (the “Lenders”) parties to the Credit Agreement referred
to below. All capitalized terms not defined herein shall have the meaning ascribed to them in such
Credit Agreement.
W I T N E S S E T H:
WHEREAS, Explorer Investor Corporation, a Delaware corporation (“Holdings”), Explorer
Merger Sub Corporation, a Delaware corporation (the “Initial Borrower”), Booz Xxxxx
Xxxxxxxx Inc., a Delaware corporation into which the Initial Borrower shall be merged (“Xxxx
Xxxxx” or the “Surviving Borrower”), the several banks and other financial institutions
or entities from time to time parties to the Credit Agreement (the “Lenders”), Credit
Suisse, as Collateral Agent (in such capacity, the “Collateral Agent”) and Administrative
Agent, Bank of America, N.A., as Syndication Agent, Xxxxxx Brothers Commercial Bank, C.I.T. Leasing
Corporation and Sumitomo Mitsui Banking Corporation, as Documentation Agents, Credit Suisse, as
Issuing Lender and Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Xxxxxx
Brothers Inc. and Sumitomo Mitsui Banking Corporation, as Joint Lead Arrangers and Joint
Bookrunners have entered into that certain Credit Agreement, dated as of July 31, 2008 (as amended,
supplemented or otherwise modified from time to time, the “Credit Agreement”);
WHEREAS, in connection with the Credit Agreement, the Borrower (as such term is defined in the
Guarantee and Collateral Agreement) and certain of its Affiliates (other than the Additional
Grantor) have entered into the Guarantee and Collateral Agreement, dated as of July 31, 2008 (as
amended, supplemented or otherwise modified from time to time, the “Guarantee and Collateral
Agreement”) in favor of the Collateral Agent for the benefit of the Administrative Agent, the
Collateral Agent and the Lenders;
WHEREAS, the Credit Agreement requires the Additional Grantor to become a party to the
Guarantee and Collateral Agreement; and
WHEREAS, the Additional Grantor has agreed to execute and deliver this Assumption Agreement in
order to become a party to the Guarantee and Collateral Agreement;
NOW, THEREFORE, IT IS AGREED:
1. Guarantee and Collateral Agreement. By executing and delivering this Assumption
Agreement, the Additional Grantor, as provided in Section 8.14 of the Guarantee and Collateral
Agreement, hereby becomes a party to the Guarantee and Collateral Agreement as a Guarantor and a
Grantor thereunder with the same force and effect as if originally named therein as a Guarantor and
a Grantor and, without limiting the generality of the foregoing, hereby expressly assumes all
obligations and liabilities of a Guarantor and a Grantor thereunder. The information set forth in
Annex 1-A hereto is hereby added to the information set forth in the Schedules to the Guarantee and
Collateral Agreement. The Additional Grantor hereby represents and warrants, to the extent
applicable, that each of the representations and warranties contained in Section 4 of the Guarantee
and Collateral Agreement is true and correct on and as of the date hereof (after giving effect to
this Assumption Agreement) as if made on and as of such date.
2. GOVERNING LAW. THIS ASSUMPTION AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE
PARTIES UNDER THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE
WITH, THE LAW OF THE STATE OF NEW YORK WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAWS TO THE
EXTENT THAT THE SAME ARE NOT MANDATORILY APPLICABLE BY STATUTE AND THE APPLICATION OF THE LAWS OF
ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
IN WITNESS WHEREOF, the undersigned has caused this Assumption Agreement to be duly executed
and delivered as of the date first above written.
[ADDITIONAL GRANTOR], as Grantor and Guarantor |
||||
By: | ||||
Name: | ||||
Title: |
2
Annex I-A to
Assumption Agreement
Assumption Agreement
Supplement to Schedule 1
Supplement to Schedule 2
Supplement to Schedule 3
Supplement to Schedule 4
Supplement to Schedule 5(a)
Supplement to Schedule 5(b)
Supplement to Schedule 6
Annex II to
Guarantee and Collateral Agreement
ACKNOWLEDGMENT AND CONSENT
The undersigned hereby acknowledges receipt of a copy of the Guarantee and Collateral
Agreement dated as of July 31, 2008 (the “Agreement”), made by the Grantors parties thereto
for the benefit of Credit Suisse, as Collateral Agent. The undersigned agrees for the benefit of
the Administrative Agent, the Collateral Agent and the Lenders as follows:
1. The undersigned will be bound by the terms of the Agreement and will comply with such terms
insofar as such terms are applicable to the undersigned.
2. The terms of Sections 6.3(c) and 6.8 of the Agreement shall apply to it, mutatis
mutandis, with respect to all actions that may be required of it pursuant to Section 6.4(c)
or 6.9 of the Agreement.
[NAME OF ISSUER] |
||||
By: | ||||
Name: | ||||
Title: | ||||
Address for Notices: | ||||
Fax: |