AMENDMENT NO. 10 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(xii)
AMENDMENT NO. 10
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 10 to the Mutual Funds Service Agreement dated as of , 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company (“AXA Equitable”), a New York corporation (“AXA Equitable” or “Administrator”) (“Amendment No. 10”).
The Trust and AXA Equitable agree to modify and amend the Mutual Funds Service Agreement, dated as of May 1, 2000, as amended by previous Amendment Nos. 1 through 9 (“Agreement”), as follows:
1. | New Portfolios: AXA Equitable and the Trust have determined to add the following New Portfolios to the Agreement on the terms and conditions contained in the Agreement: |
AXA Tactical Manager Portfolio 500-I
AXA Tactical Manager Portfolio 500-II
AXA Tactical Manager Portfolio 500-III
AXA Tactical Manager Portfolio 2000-I
AXA Tactical Manager Portfolio 2000-II
AXA Tactical Manager Portfolio 2000-III
AXA Tactical Manager Portfolio 400-I
AXA Tactical Manager Portfolio 400-II
AXA Tactical Manager Portfolio 400-III
AXA Tactical Manager Portfolio International-I
AXA Tactical Manager Portfolio International-II
AXA Tactical Manager Portfolio International-III
AXA Growth Strategy Portfolio
(each, a “New Portfolio” and collectively, the “New Portfolios”)
2. | Name Changes: The names of the EQ/AllianceBernstein Common Stock Portfolio, EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio, EQ/PIMCO Real Return Portfolio, EQ/Franklin Small Cap Value Portfolio, EQ/Franklin Income Portfolio, EQ/Xxxxxxxxx Growth Portfolio, EQ/Mutual Shares Portfolio, EQ/Xxx Xxxxxx Emerging Markets Portfolio, EQ/Xxxxxxx Focus Portfolio, EQ/Evergreen International Portfolio, EQ/AllianceBernstein Large Cap Growth Portfolio, EQ/Xxxx Xxxxx Value Equity Portfolio, EQ/FI Mid Cap Portfolio, EQ/AllianceBernstein Quality Bond Portfolio, EQ/AllianceBernstein Value Portfolio, EQ/AllianceBernstein Intermediate Government Securities Portfolio and EQ/JPMorgan Core Bond Portfolio will change to the EQ/Common Stock Index Portfolio, EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio, EQ/PIMCO Ultra Short Bond Portfolio, EQ/AXA Franklin Small Cap Value Core Portfolio, EQ/AXA Franklin Income Core Portfolio, EQ/AXA Xxxxxxxxx Growth Core Portfolio, EQ/AXA Mutual Shares Core Portfolio, EQ/Global Multi-Sector Equity Portfolio, EQ/Focus PLUS Portfolio, EQ/Global Bond PLUS Portfolio, EQ/Large Cap Growth Index Portfolio, EQ/Large Cap Value Index Portfolio, EQ/Mid Cap Index Portfolio, EQ/Quality Bond PLUS Portfolio, EQ/Large Cap Value PLUS Portfolio, EQ/Intermediate Government Bond Index Portfolio and EQ/Core Bond Index Portfolio, respectively. |
3. | Schedule A. Schedule A to the Agreement, which sets forth the compensation to be paid by the Trust to AXA Equitable for services rendered pursuant to the Agreement, is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 10 as of the date first above set forth.
EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
By: |
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By: |
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Xxxxx Xxxxx Chief Financial Officer and Treasurer |
Xxxxxx X. Xxxxx Senior Vice President |
SCHEDULE A
AMENDMENT NO. 10
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
All Portfolios (except as noted below) | 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter, (based on average daily net assets) plus $30,000 per portfolio. | |
All Asset Allocation Portfolio | 0.15% of the average daily net assets plus $35,000. | |
EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio EQ/AXA Franklin Income Core Portfolio EQ/AXA Mutual Shares Core Portfolio EQ/AXA Xxxxxxxxx Growth Core Portfolio EQ/AXA Franklin Small Cap Value Core Portfolio EQ/Global Multi-Sector Equity Portfolio |
0.15% of the average daily net assets plus $35,000. | |
EQ/International Core PLUS Portfolio EQ/Mid Cap Value PLUS Portfolio EQ/Large Cap Core PLUS Portfolio EQ/Large Cap Growth PLUS Portfolio EQ/Quality Bond PLUS Portfolio EQ/Large Cap Value PLUS Portfolio EQ/Focus PLUS Portfolio EQ/Global Bond PLUS Portfolio (collectively, the “PLUS Portfolios”) |
0.15% of each PLUS Portfolio’s average daily net assets, plus $35,000 for each PLUS Portfolio and $35,000 for each allocated portion of a PLUS Portfolio. | |
Crossings Conservative Allocation Portfolio Crossings Conservative-Plus Allocation Portfolio Crossings Moderate Allocation Portfolio Crossings Moderate-Plus Allocation Portfolio Crossings Aggressive Allocation Portfolio (collectively, the “Crossings Portfolios”) |
0.15% of each Crossings Portfolio’s average daily net assets plus $35,000. |
AXA Growth Strategy Portfolio |
0.15% of the AXA Growth Strategy Portfolio’s average daily net assets plus $35,000. | |
AXA Tactical Manager 500 Portfolio-I AXA Tactical Manager 500 Portfolio-II AXA Tactical Manager 500 Portfolio-III AXA Tactical Manager 2000 Portfolio-I AXA Tactical Manager 2000 Portfolio-II AXA Tactical Manager 2000 Portfolio-III AXA Tactical Manager 400 Portfolio-I AXA Tactical Manager 400 Portfolio-II AXA Tactical Manager 400 Portfolio-III AXA Tactical Manager International Portfolio-I AXA Tactical Manager International Portfolio-II AXA Tactical Manager International Portfolio-III (collectively, the “Tactical Manager Portfolios”) |
[TBD] |