(h)(4)(xxviii)
AMENDMENT NO. 10
SECOND AMENDED AND RESTATED PARTICIPATION AGREEMENT
Amendment No. 10, dated as of November 1, 2017 (“Amendment No. 10”), to the
Second Amended and Restated Participation Agreement, dated as of May 23, 2012, as amended (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Equitable Funds Management Group,
LLC and AXA Distributors, LLC (collectively, the “Parties”).
The Parties hereby agree to modify and amend the
Agreement as follows:
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1. |
New Portfolios: 1290 VT Multi-Alternative Strategies Portfolio, AXA/AB Dynamic Aggressive Growth
Portfolio and AXA/JPMorgan Strategic Allocation Portfolio are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
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2. |
Removed Portfolio: All references to the All Asset
Aggressive-Alt 25 Portfolio, All Asset Aggressive-Alt 50 Portfolio, All Asset Aggressive-Alt 75 Portfolio and AXA/Pacific Global
Small Cap Value Portfolio are hereby removed from the Agreement. |
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3. |
Schedule B. Schedule B to the Agreement, setting forth the Portfolios of the Trust on behalf of which
the Trust is entering into the Agreement, is hereby replaced in its entirety by Schedule B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance
with its terms.
IN WITNESS WHEREOF, the Parties have executed and delivered this Amendment No. 10 as of the date
first above set forth.
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EQ ADVISORS TRUST |
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AXA EQUITABLE LIFE INSURANCE COMPANY |
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By: |
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/s/ Xxxxx Xxxxx |
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By: |
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/s/ Xxxxxx X. Xxxxx |
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Name: Xxxxx Xxxxx |
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Name: Xxxxxx X. Xxxxx |
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Title: Chief Financial Officer and
Treasurer |
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Title: Managing Director and Chief
Investment Officer |
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AXA DISTRIBUTORS, LLC |
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AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC |
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By: |
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/s/ Xxxxx Xxxxxxxx |
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By: |
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/s/ Xxxxxx Xxxx |
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Name: Xxxxx Xxxxxxxx |
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Name: Xxxxxx Xxxx |
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Title: Chairman, Chief Executive
Officer and Chief Retirement
Savings Officer |
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Title: Senior Vice President and
Chief Operating Officer |
SCHEDULE B
AMENDMENT NO. 10
SECOND AMENDED
AND RESTATED PARTICIPATION AGREEMENT
1290 VT Convertible Securities Portfolio
1290 VT DoubleLine Dynamic Allocation Portfolio
1290 VT DoubleLine Opportunistic Bond Portfolio
1290 VT Energy Portfolio
1290 VT Equity Income Portfolio
1290 VT GAMCO Mergers & Acquisitions Portfolio
1290 VT GAMCO Small Company Value Portfolio
1290 VT High Yield Bond Portfolio
1290 VT Low Volatility Global Equity Portfolio
1290 VT Micro Cap Portfolio
1290 VT Multi-Alternative Strategies Portfolio
1290 VT Natural Resources Portfolio
1290 VT Real Estate Portfolio
1290 VT Small Cap Value Portfolio
1290 VT SmartBeta Equity Portfolio
1290 VT Socially Responsible Portfolio
All Asset Growth – Alt 20 Portfolio
ATM International Managed Volatility Portfolio
ATM Large Cap Managed Volatility Portfolio
ATM Mid Cap Managed Volatility Portfolio
ATM Small Cap Managed Volatility Portfolio
AXA 2000 Managed Volatility Portfolio
AXA 400 Managed Volatility Portfolio
AXA 500 Managed Volatility Portfolio
AXA Aggressive Strategy Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Growth Strategy Portfolio
AXA Conservative Strategy Portfolio
AXA Global Equity Managed Volatility Portfolio
AXA Growth Strategy Portfolio
AXA International Core Managed Volatility Portfolio
AXA International Managed Volatility Portfolio
AXA International Value Managed Volatility Portfolio
AXA Large Cap Core Managed Volatility Portfolio
AXA Large Cap Growth Managed Volatility Portfolio
AXA Large Cap Value Managed Volatility Portfolio
AXA Mid Cap Value Managed Volatility Portfolio
AXA Moderate Growth Strategy Portfolio
AXA/AB Dynamic Growth Portfolio
AXA/AB Dynamic Moderate Growth Portfolio
AXA/AB Short Duration Government Bond Portfolio
AXA/AB Small Cap Growth Portfolio
AXA/AB Dynamic Aggressive Growth Portfolio
AXA/ClearBridge Large Cap Growth Portfolio
AXA/Franklin Balanced Managed Volatility Portfolio
AXA/Franklin Small Cap Value Managed Volatility Portfolio
AXA/Franklin Xxxxxxxxx Allocation Managed Volatility Portfolio
AXA/Xxxxxxx Sachs Strategic Allocation Portfolio
AXA/Invesco Strategic Allocation Portfolio
AXA/JPMorgan Strategic Allocation Portfolio
AXA/Janus Enterprise Portfolio
AXA/Xxxx Xxxxx Strategic Allocation Portfolio
AXA/Xxxxxx Xxxxxx Growth Portfolio
AXA/Xxxxxx Xxxxxxx Small Cap Growth Portfolio
AXA/Mutual Large Cap Equity Managed Volatility Portfolio
AXA/Templeton Global Equity Managed Volatility Portfolio
EQ/BlackRock Basic Value Equity Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Common Stock Index Portfolio
EQ/Core Bond Index Portfolio
EQ/Emerging Markets Equity PLUS Portfolio
EQ/Equity 500 Index Portfolio
EQ/Global Bond PLUS Portfolio
EQ/Intermediate Government Bond Portfolio
EQ/International Equity Index Portfolio
EQ/Invesco Xxxxxxxx Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Growth Index Portfolio
EQ/Large Cap Value Index Portfolio
EQ/MFS International Growth Portfolio
EQ/Mid Cap Index Portfolio
EQ/Money Market Portfolio
EQ/Xxxxxxxxxxx Global Portfolio
EQ/PIMCO Global Real Return Portfolio
EQ/PIMCO Ultra Short Bond Portfolio
EQ/Quality Bond PLUS Portfolio
EQ/Small Company Index Portfolio
EQ/X. Xxxx Price Growth Stock Portfolio
EQ/UBS Growth and Income Portfolio
Multimanager Aggressive Equity Portfolio
Multimanager Core Bond Portfolio
Multimanager Mid Cap Growth Portfolio
Multimanager Mid Cap Value Portfolio
Multimanager Technology Portfolio
