EXHIBIT (8)(a)(4) Amendment No. 9 to Participation Agreement (AIM) AMENDMENT NO. 9 PARTICIPATION AGREEMENT
EXHIBIT (8)(a)(4)
Amendment No. 9 to Participation Agreement (AIM)
AMENDMENT NO. 9
The Participation Agreement (the “Agreement”), dated December 18, 1996, by and among AIM
Variable Insurance Funds, a Delaware trust; A I M Distributors, Inc., a Delaware corporation, and
Xxxxxxx Xxxxx Life Insurance Company (“MLLIC”), an Arkansas life insurance company, is hereby
amended as follows:
WHEREAS, effective July 1, 2010, MLLIC was renamed Transamerica Advisors Life Insurance
Company (“TALIC”); and
WHEREAS, effective April 30, 2010, AIM Variable Insurance Funds was renamed AIM Variable
Insurance Funds (Invesco Variable Insurance Funds); and
WHEREAS, on March 31, 2008, A I M Distributors, Inc. was renamed Invesco Aim Distributors,
Inc. Effective April 30, 2010, Invesco Aim Distributors, Inc. was renamed Invesco Distributors,
Inc.
The Parties hereby agree to amend the agreement as follows:
1. All references to MLLIC will hereby be deleted and replaced with TALIC; and
2. All references to AIM Variable Insurance Funds will hereby be deleted and
replaced with AIM Variable Insurance Funds (Invesco Variable Insurance Funds); and
3. All references to A I M Distributors, Inc. and Invesco Aim Distributors, Inc. will
hereby be deleted and replaced with Invesco Distributors, Inc.; and
4. Section 9 of the Agreement is hereby deleted in its entirety and replaced with the
following:
“Section 9. Notices.
Notices and communications required or permitted will be given by means mutually
acceptable to the Parties concerned. Each other notice or communication required or
permitted by this Agreement will be given to the following persons at the following
addresses and facsimile numbers, or such other persons, addresses or facsimile numbers
as the Party receiving such notices or communications may subsequently direct in
writing:
AIM Variable Insurance Funds
(Invesco Variable Insurance Funds)
Invesco Distributors, Inc.
00 Xxxxxxxx Xxxxx
Xxxxxxx, Xxxxx 00000
Facsimile: (000) 000-0000
(Invesco Variable Insurance Funds)
Invesco Distributors, Inc.
00 Xxxxxxxx Xxxxx
Xxxxxxx, Xxxxx 00000
Facsimile: (000) 000-0000
Attention: Xxxxx X. Xxxxxxxx, Esq.
Transamerica Advisors Life Insurance Company
000 Xxxxxxxx Xxxxxxx
Xx. Xxxxxxxxxx, Xxxxxxx 00000
Facsimile: (000) 000-0000
000 Xxxxxxxx Xxxxxxx
Xx. Xxxxxxxxxx, Xxxxxxx 00000
Facsimile: (000) 000-0000
Attention: Xxxxxx X. Xxxxxxxxx, Esq.”
5. Section 20 is hereby added to the Agreement:
“Section 20. Confidential Information
Each party to this Agreement acknowledges that in order to perform the duties
called for in this Agreement, it may be necessary for a party (“owner”) to disclose to the
other party(ies) certain “Confidential Information.” Confidential Information means
non-public, proprietary information, data or know-how of an owner, including, but not
limited to, personal information of an owner’s customers. No party will use another
party’s Confidential Information except as required for the performance of this Agreement.
Each party will use commercially reasonable efforts in a manner fully consistent with
industry standards and applicable federal, state and international laws and regulations to
hold in confidence a party’s Confidential Information. Notwithstanding the foregoing,
Confidential Information does not include information which is: (i) already in the
possession of the receiving party or its subsidiaries and not subject to a confidentiality
obligation to the providing party; (ii) independently developed by the receiving party;
(iii) publicly disclosed or in the public domain through no fault of the receiving party;
(iv) rightfully received by the receiving party or its subsidiaries from a third party
that is not under any obligation to keep such information confidential; (v) approved for
release by written agreement with the owner; or (vi) disclosed pursuant to the
requirements of law, regulation or court order.
Each party to this Agreement represents, warrants and agrees that it has adopted and
implemented, and will continue to have in place and follow for the term of this Agreement
and thereafter, appropriate policies and procedures designed to detect, prevent and
mitigate the risk of identity theft and other breaches of privacy concerning Confidential
Information. Each party agrees to take immediate and appropriate measures to respond to any
breach of privacy concerning Confidential Information of the owner, and to notify the owner
in writing regarding such breach in the most expedient time possible and without
unreasonable delay;
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provided, however, that a party may postpone providing such notice as the party
deems consistent with the legitimate needs of law enforcement. Each party further
agrees to provide the owner with a copy of its plan to remediate any such breach
and to pay for all costs associated with such remediation and with providing
written notice of such breach to the applicable party.
Each party agrees to establish and maintain (i) administrative, technical and
physical safeguards against the destruction, loss or alteration of Confidential
Information, and (ii) appropriate security measures to protect Confidential
Information, which measures are consistent with the laws and regulations of the
Commonwealth of Massachusetts relating to personal information security and with
all other applicable federal, state and international laws and regulations relating
to personal information security.
The provisions found in this Section on Confidential Information will survive any
expiration or termination of the Agreement.”
6. Schedule A of the Agreement is hereby deleted in its entirety and replaced with the
following:
SCHEDULE A
FUNDS AVAILABLE UNDER THE CONTRACTS
ALL SERIES I SHARES AND SERIES II SHARES OF AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE
INSURANCE FUNDS)
SEPARATE ACCOUNTS UTILIZING THE FUNDS
ALL SEPARATE ACCOUNTS UTILIZING THE FUNDS
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS
ALL CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS
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All other terms and provisions of the Agreement not amended herein shall remain in full force and
effect.
Effective date: April 30, 2010.
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSTANCE FUNDS) |
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Attest:
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/s/ Xxxxx Xxxxxxxx | By: | /s/ Xxxx X. Xxxx | |||||
Name:
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Name: | |||||||
Title:
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Assistant Secretary | Title: | Senior Vice President | |||||
INVESCO DISTRIBUTORS, INC. | ||||||||
Attest:
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/s/ Xxxxx Xxxxxxxx | By: | /s/ Xxxx X. Xxxxxx | |||||
Name:
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Name | |||||||
Title:
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Assistant Secretary | Title: | President | |||||
TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY |
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Attest:
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/s/ Xxxxxxxx X. Mullanks | By: | /s/ Xxxxxx X. Xxxxx | |||||
Name:
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Name: | |||||||
Title:
|
Paralegal | Title: | Vice President |
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