Exhibit (d)(1)(vii)
AMENDMENT NO. 1
TO
THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 1 to the Amended and Restated Investment Management
Agreement ("Amendment No. 1"), dated as of September 1, 2000, between EQ
Advisors Trust, a Delaware business trust (the "Trust") and the Equitable Life
Assurance Society of the United States, a New York stock life insurance company
("Equitable" or "Manager").
The Trust and Equitable agree to modify and amend the Amended and
Restated Investment Management Agreement dated as of May 1, 2000 ("Original
Agreement") as follows:
1. Name Changes. The following Portfolios' names shall be changed as
follows:
Current Name New Name
------------ --------
Alliance Equity Index Portfolio EQ Equity 500 Index Portfolio*
BT Small Company Index Portfolio EQ Small Company Index Portfolio*
BT International Index Portfolio EQ International Equity Index Portfolio*
Warburg Pincus Small Company Value FI Small/Mid Cap Value Portfolio**
Portfolio
* Effective October 6, 2000.
**Effective July 24, 2000.
2. New Portfolios. The Trust hereby appoints Equitable as the
investment manager of the EQ/AXP New Dimensions Portfolio, EQ/AXP
Strategy Aggressive Portfolio, FI Mid Cap Portfolio and the EQ/Janus
Large Cap Growth Portfolio ("New Portfolios") on the terms and
conditions contained in the Agreement.
3. Duration of Agreement.
(a) With respect to each Portfolio specified in Appendix A to
the Original Agreement, the Agreement will continue in effect until May
1, 2001 and may be continued thereafter pursuant to subsection (c)
below.
(b) With respect to the New Portfolios, the Agreement will
continue in effect until September 1, 2002 and may be continued
thereafter pursuant to subsection (c) below.
(c) With respect to each Portfolio, this Agreement shall
continue in effect annually after the date specified in subsection (a),
(b) or (c), as the case may be, only so long as such continuance is
specifically approved at least annually either by the Board of Trustees
of the Trust or by a vote of a majority of the outstanding voting
securities of the Trust, provided that in either event such continuance
shall also be approved by a vote of a majority of the Trustees of the
Trust who are not interested persons of any party to the Agreement,
cast in person at a meeting called for the purpose of voting on such
approval.
4. Appendix A. Appendix A to the Agreement, setting forth the
Portfolios of the Trust for which Equitable is appointed as the investment
manager, is hereby replaced in its entirety by Appendix A attached hereto.
5. Appendix B. Appendix B to the Agreement, setting forth the fees
payable to Equitable with respect to each Portfolio, is hereby replaced in its
entirety by Appendix B attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified
and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this
Amendment No. 1 as of the date first above set forth.
EQ ADVISORS TRUST EQUITABLE LIFE ASSURANCE SOCIETY
OF THE UNITED STATES
By: By:
------------------------- ------------------------------
Xxxxx X. Xxxxx Xxxxx X. X'Xxxx
President and Trustee Executive Vice President
APPENDIX A
AMENDMENT NO. 1
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
Portfolios in Original Agreement:
--------------------------------
Alliance Global Portfolio
Alliance International Portfolio
Alliance Conservative Investors Portfolio
Alliance Common Stock Portfolio
Alliance Growth and Income Portfolio
Alliance Growth Investors Portfolio
Alliance High Yield Portfolio
Alliance Intermediate Government Securities Portfolio
Alliance Money Market Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Technology Portfolio
Alliance Quality Bond Portfolio
Alliance Small Cap Growth Portfolio
BT Equity 500 Index Portfolio
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
Xxxxxxx Socially Responsible Portfolio
Capital Guardian International Equities Portfolio
Capital Guardian Research Portfolio
Capital Guardian U.S. Equities Portfolio
EQ/Evergreen Foundation Portfolio
EQ/Evergreen Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Co. Value Portfolio)
EQ International Equity Index Portfolio
(fka BT International Equity Index Portfolio)
X.X. Xxxxxx Core Bond Portfolio
(fka JPM Core Bond Portfolio)
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
Mercury Basic Value Equity Portfolio
(fka Xxxxxxx Xxxxx Basic Value Equity Portfolio)
Mercury World Strategy Portfolio
(fka Xxxxxxx Xxxxx World Strategy Portfolio)
MFS Growth with Income Portfolio
MFS Emerging Growth Companies Portfolio
MFS Research Portfolio
Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio
EQ/Xxxxxx Balanced Portfolio
EQ/Xxxxxx Growth & Income Value Portfolio
EQ/Xxxxxx International Portfolio
EQ/Xxxxxx Investors Growth Portfolio
EQ Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
X. Xxxx Price Equity Income Portfolio
X. Xxxx Price International Stock Portfolio
Portfolios in Amendment No. 1:
------------------------------
EQ/AXP New Dimensions Portfolio
EQ/AXP Strategy Aggressive Portfolio
FI Mid Cap Portfolio
EQ/Janus Large Cap Growth Portfolio
APPENDIX B
AMENDMENT NO. 1
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation
computed daily at an annual rate equal to the following:
--------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS) (FEE ON ALL ASSETS)
--------------------------------------------------------------------------------
INDEX PORTFOLIOS
----------------
--------------------------------------------------------------------------------
EQ Equity 500 Index 0.250%
--------------------------------------------------------------------------------
BT Equity 500 Index 0.250%
--------------------------------------------------------------------------------
EQ International Equity Index 0.350%
--------------------------------------------------------------------------------
EQ Small Company Index 0.250%
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
--------------------------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT NEXT
DEBT PORTFOLIOS $750 MILLION $750 MILLION $1 BILLION $2.5 BILLION THEREAFTER
--------------- ------------ ------------ ---------- ------------ ----------
--------------------------------------------------------------------------------------------------------------------------
Alliance High Yield 0.600% 0.575% 0.550% 0.530% 0.520%
--------------------------------------------------------------------------------------------------------------------------
Alliance Intermediate Government
--------------------------------------------------------------------------------------------------------------------------
Alliance Money Market 0.350% 0.325% 0.300% 0.280% 0.270%
--------------------------------------------------------------------------------------------------------------------------
Alliance Quality Bond 0.525% 0.500% 0.475% 0.455% 0.445%
--------------------------------------------------------------------------------------------------------------------------
X.X.Xxxxxx Core Bond 0.450% 0.425% 0.400% 0.380% 0.370%
--------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
------------------------------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT
EQUITY PORTFOLIOS $1 BILLION $1 BILLION $3 BILLION NEXT $5 BILLION THEREAFTER
----------------- ---------- ---------- ---------- --------------- ----------
------------------------------------------------------------------------------------------------------------------------------
Alliance Common Stock 0.550% 0.500% 0.475% 0.450% 0.425%
------------------------------------------------------------------------------------------------------------------------------
Alliance Conservative Investors 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
Alliance Global 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
Alliance Growth and Income 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
Alliance Growth Investors 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
Alliance International 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
Alliance Small Cap Growth 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
Xxxxxxx Socially Responsible 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
Capital Guardian International 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
Capital Guardian Research 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
Capital Guardian U.S. Equity 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Technology 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
------------------------------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT
EQUITY PORTFOLIOS $1 BILLION $1 BILLION $3 BILLION NEXT $5 BILLION THEREAFTER
----------------- ---------- ---------- ---------- --------------- ----------
------------------------------------------------------------------------------------------------------------------------------
EQ/Aggressive Stock 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Premier Growth 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/Balanced 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Evergreen Foundation 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Evergreen Portfolio 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
FI Small/Mid Cap Value Portfolio 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
FI Mid Cap Portfolio 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------------------------------------------------------------------------------------------------
EQ/Janus Large Cap Growth Portfolio 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/New Dimensions Portfolio 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx Balanced 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx Growth & Income Value 0.600% 0.550% .0525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx International Equity 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx Investors Growth 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Strategy Aggressive Portfolio 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------------------------------------------------------------------------------------------------
Lazard Large Cap Value 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
Lazard Small Cap Value 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
Mercury Basic Value Equity 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
Mercury World Strategy 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------------------------------------------------------------------------------------------------
MFS Emerging Growth Companies 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
MFS Growth with Income 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
MFS Research 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
Xxxxxx Xxxxxxx Emerging Markets
Equity 1.150% 1.100% 1.075% 1.050% 1.025%
------------------------------------------------------------------------------------------------------------------------------
X. Xxxx Price Equity Income 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
X. Xxxx Price International Stock 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
