SUB-ITEM 77Q1(E)
MEMORANDUM OF AGREEMENT
(EXPENSE LIMITATIONS)
This Memorandum of Agreement is entered into as of the Effective Date
on the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust
(Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM
Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series),
AIM International Mutual Funds (Invesco International Mutual Funds), AIM
Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds
(Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds),
AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds
(Invesco Variable Insurance Funds) and Short-Term Investments Trust (each a
"Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the
Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers,
Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees or reimburse
expenses of each Fund, on behalf of its respective classes as applicable,
severally and not jointly, as indicated in the attached Exhibits.
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Trusts and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A - C), the Trusts and
Invesco agree until at least the expiration date set forth on the attached
Exhibits A - C (the "Expiration Date") that Invesco will waive its fees or
reimburse expenses to the extent that expenses of a class of a Fund (excluding
(i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv)
extraordinary or non-routine items; (v) expenses related to a merger or
reorganization, as approved by the Funds' Boards of Trustees; (vi) expenses of
the underlying funds that are paid indirectly as a result of share ownership of
the underlying funds; and (vii) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the
rate, on an annualized basis, set forth on the Exhibits of the average daily net
assets allocable to such class. Notwithstanding the foregoing, for Funds
indicated on Exhibits A - C with an asterisk, Invesco will waive its fees or
reimburse expenses to the extent that total annual fund operating expenses after
fee waiver and/or expense reimbursement of a class of a Fund (excluding (i)
interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary
or non-routine items; (v) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the
rate, on an annualized basis, set forth on the Exhibits of the average daily net
assets allocable to such class. Acquired fund fees and expenses are not fees or
expenses incurred by a fund directly but are expenses of the investment
companies in which a fund invests. These fees and expenses are incurred
indirectly through the valuation of a fund's investment in these investment
companies. Acquired fund fees and expenses are required to be disclosed and
included in the total annual fund operating expenses in the prospectus fee
table. As a result, the net total annual fund operating expenses shown in the
prospectus fee table may exceed the expense limits reflected in Exhibits A-C.
With regard to the Contractual Limits, the Board of Trustees of the Trust and
Invesco may terminate or modify this Memorandum of Agreement prior to the
Expiration Date only by mutual written consent. Invesco will not have any right
to reimbursement of any amount so waived or reimbursed.
For the Contractual Limits, each of the Trusts and Invesco agree to
review the then-current expense limitations for each class of each Fund listed
on the Exhibits on a date prior to the Expiration Date to determine whether such
limitations should be amended, continued or terminated. The expense limitations
will expire upon the Expiration Date unless the Trusts and Invesco have agreed
to continue them. The Exhibits will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A - C), the Trusts and
Invesco agree that these are not contractual in nature and that Invesco may
establish, amend and/or terminate such expense limitations at any time in its
sole discretion after consultation with the Funds' Boards of Trustees. Any delay
or failure by Invesco to update this Memorandum of Agreement with regards to the
terminations, extensions, or expirations of the Voluntary Limits shall have no
effect on the term of such Voluntary Limitations; the Voluntary Limitations are
listed herein for informational purposes only.
It is expressly agreed that the obligations of each Trust hereunder
shall not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall
only bind the assets and property of each Fund, as provided in each Trust's
Agreement and Declaration of Trust. The execution and delivery of this
Memorandum of Agreement have been authorized by the Trustees of the Trusts, and
this Memorandum of Agreement has been executed and delivered by an authorized
officer of the Trusts acting as such; neither such authorization by such
Trustees nor such execution and delivery by such officer shall be deemed to have
been made by any of them individually or to impose any liability on any of them
personally, but shall bind only the assets and property of the Funds, as
provided in each Trust's Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into
this Memorandum of Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
SHORT-TERM INVESTMENTS TRUST
on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement
By: /s/ Xxxx X. Xxxx
---------------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ Xxxx X. Xxxx
---------------------------------
Title: Senior Vice President
2
as of April 30, 2010
EXHIBIT "A" - RETAIL FUNDS(1)
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Core Plus Bond Fund
Class A Shares Contractual 0.90% June 2, 2009 June 30, 2010
Class B Shares Contractual 1.65% June 2, 2009 June 30, 2010
Class C Shares Contractual 1.65% June 2, 2009 June 30, 2010
Class R Shares Contractual 1.15% June 2, 2009 June 30, 2010
Class Y Shares Contractual 0.65% June 2, 2009 June 30, 2010
Institutional Class Shares Contractual 0.65% June 2, 2009 June 30, 2010
Invesco Floating Rate Fund
Class A Shares Contractual 1.50% April 14, 2006 June 30, 2010
Class C Shares Contractual 2.00% April 14, 2006 June 30, 2010
Class R Shares Contractual 1.75% April 14, 2006 June 30, 2010
Class Y Shares Contractual 1.25% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 1.25% April 14, 2006 June 30, 2010
Invesco Multi-Sector Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Select Real Estate
Income Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Structured Core Fund
Class A Shares Contractual 1.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 1.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 1.75% July 1, 2009 June 30, 2010
Class R Shares Contractual 1.25% July 1, 2009 June 30, 2010
Class Y Shares Contractual 0.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 1.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 0.75% July 1, 2009 June 30, 2010
Invesco Structured Growth
Fund
Class A Shares Contractual 1.00% March 31, 2006 June 30, 2010
Class B Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class C Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class R Shares Contractual 1.25% March 31, 2006 June 30, 2010
Class Y Shares Contractual 0.75% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 0.75% March 31, 2006 June 30, 2010
Invesco Structured Value Fund
Class A Shares Contractual 1.00% March 31, 2006 June 30, 2010
Class B Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class C Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class R Shares Contractual 1.25% March 31, 2006 June 30, 2010
Class Y Shares Contractual 0.75% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 0.75% March 31, 2006 June 30, 2010
See page 21 for footnotes to Exhibit A.
3
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
nvesco Balanced Fund*
Class A Shares Contractual 1.10% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.85% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.85% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.85% February 12, 2010 June 30, 0000
Xxxxxxx Xxxxxxxxxx Tax-Free
Income Fund*
Class A Shares Contractual 0.85% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.60% February 12, 2010 June 30, 2012
Invesco Dividend Growth
Securities Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco Equally-Weighted S&P
500 Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Fundamental Value
Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco Large Cap Relative
Value Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco New York Tax-Free
Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
Invesco S&P 500 Index Fund*
Class A Shares Contractual 0.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.40% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx American
Franchise Fund*
Class A Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.10% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
4
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Core
Equity Fund*
Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Equity and
Income Fund*
Class A Shares Contractual 0.82% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.57% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.57% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.07% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.57% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.57% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Equity
Premium Income Fund*
Class A Shares Contractual 1.24% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.99% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.99% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.99% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Growth and
Income Fund*
Class A Shares Contractual 0.88% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.63% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.63% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx
Xxxxxxxxxxxx Tax Free Income
Fund*
Class A Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.88% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Small Cap
Growth Fund*
Class A Shares Contractual 1.38% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.13% February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Capital Development
Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
5
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Charter Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Constellation Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Disciplined Equity
Fund
Class Y Shares Contractual 1.75% July 14, 2009 February 28, 2011
Invesco Diversified Dividend
Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Large Cap Basic Value
Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Large Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 0000
Xxxxxxx Xxxxxx Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class P Shares Contractual 1.85% July 1, 2009 February 28, 2011
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
6
as of April 30, 2010
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Basic Balanced Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco European Small
Company Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Invesco Global Core Equity
Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Invesco International Small
Company Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Invesco Mid Cap Basic Value
Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Select Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Small Cap Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
7
as of April 30, 2010
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Balanced-Risk
Retirement Now Fund(2)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
Invesco Balanced-Risk
Retirement 2010 Fund(3)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contracutal 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
Invesco Balanced-Risk
Retirement 2020 Fund(4)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
Invesco Balanced-Risk
Retirement 2030 Fund(5)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
Invesco Balanced-Risk
Retirement 2040 Fund(6)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
8
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Balanced-Risk
Retirement 2050 Fund(8)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
Invesco Basic Value Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Conservative
Allocation Fund
Class A Shares Contractual 0.48% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.23% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.23% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.73% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.38% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.23% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.23% July 1, 2009 April 30, 2011
Invesco Global Equity Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.50% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Invesco Growth Allocation
Fund
Class A Shares Contractual 0.46% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.21% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.21% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.71% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.36% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.21% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.21% July 1, 2009 April 30, 2011
Invesco Income Allocation
Fund
Class A Shares Contractual 0.28% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.03% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.03% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.53% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.03% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.03% July 1, 2009 April 30, 2011
Invesco International
Allocation Fund
Class A Shares Contractual 0.43% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.18% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.18% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.68% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.18% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.18% July 1, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
9
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Mid Cap Core Equity
Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Moderate Allocation
Fund
Class A Shares Contractual 0.37% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.62% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.27% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2011
Invesco Moderate Growth
Allocation Fund
Class A Shares Contractual 0.37% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.62% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2011
Invesco Moderately
Conservative Allocation
Fund
Class A Shares Contractual 0.39% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.14% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.14% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.64% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.14% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.14% July 1, 2009 April 30, 2011
Invesco Small Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Convertible
Securities Fund*
Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.02% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Asset
Allocation Conservative
Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Asset
Allocation Growth Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
10
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Asset
Allocation Moderate Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Harbor Fund*
Class A Shares Contractual 1.11% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.86% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.86% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.86% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.86% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Leaders Fund*
Class A Shares Contractual 0.50% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.25% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Real Estate
Securities Fund*
Class A Shares Contractual 1.55% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.30% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.30% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.30% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.30% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx U.S. Mortgage
Fund*
Class A Shares Contractual 0.96% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.71% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.71% February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Asia Pacific Growth
Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco European Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2011
Invesco Global Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
11
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Global Small & Mid Cap
Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco International Core
Equity Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco International Growth
Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Balanced-Risk
Allocation Fund(8)
Class A Shares Contractual 1.04% November 4, 2009 February 28, 2011
Class B Shares Contractual 1.79% November 4, 2009 February 28, 2011
Class C Shares Contractual 1.79% November 4, 2009 February 28, 2011
Class R Shares Contractual 1.29% November 4, 2009 February 28, 2011
Class Y Shares Contractual 0.79% November 4, 2009 February 28, 2011
Institutional Class Shares Contractual 0.79% November 4, 2009 February 28, 2011
Invesco China Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco Developing Markets
Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco Global Health Care
Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
12
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco International Total
Return Fund
Class A Shares Contractual 1.10% March 31, 2006 February 28, 2011
Class B Shares Contractual 1.85% March 31, 2006 February 28, 2011
Class C Shares Contractual 1.85% March 31, 2006 February 28, 2011
Class Y Shares Contractual 0.85% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 0.85% March 31, 2006 February 28, 0000
Xxxxxxx Xxxxx Fund
Class A Shares Contractual 2.25% March 31, 2006 February 28, 2011
Class B Shares Contractual 3.00% March 31, 2006 February 28, 2011
Class C Shares Contractual 3.00% March 31, 2006 February 28, 2011
Class Y Shares Contractual 2.00% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 2.00% March 31, 2006 February 28, 2011
Invesco LIBOR Alpha Fund
Class A Shares Contractual 0.85% March 31, 2006 February 28, 2011
Class C Shares Contractual 1.10%(3) March 31, 2006 February 28, 2011
Class R Shares Contractual 1.10% March 31, 2006 February 28, 2011
Class Y Shares Contractual 0.60% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 0.60% March 31, 2006 February 28, 2011
Invesco Endeavor Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Global Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Invesco Small Companies Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Alternative
Opportunities Fund*
Class A Shares Contractual 1.56% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.31% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.81% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.31% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.31% February 12, 2010 June 30, 2012
Invesco Commodities Strategy
Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.00% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
13
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco FX Alpha Plus
Strategy Fund*
Class A Shares Contractual 1.84% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.59% February 12, 2010 June 30, 2012
Class R Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.59% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.59% February 12, 2010 June 30, 2012
Invesco FX Alpha Strategy
Fund*
Class A Shares Contractual 1.29% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.79% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.54% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.04% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.04% February 12, 2010 June 30, 2012
Invesco Global Advantage
Fund*
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Invesco Global Dividend Growth
Securities Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Health Sciences Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco International Growth
Equity Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Pacific Growth Fund*
Class A Shares Contractual 1.88% June 30, 2012
Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.63% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Emerging
Markets Fund*
Class A Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.85% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.85% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.85% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.85% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global
Bond Fund*
Class A Shares Contractual 1.00% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.75% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.75% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.75% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
14
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Global
Equity Allocation Fund*
Class A Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.45% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.45% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global
Franchise Fund*
Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global
Tactical Asset Allocation
Fund*
Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.95% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx
International Advantage
Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx
International Growth Fund*
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Core Bond Fund
Class A Shares Contractual 0.80% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.55% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.55% March 4, 2009 June 30, 2011
Class R Shares Contractual 1.05% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.55% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.55% March 4, 2009 June 30, 2011
Invesco Dynamics Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
See page 21 for footnotes to Exhibit A.
15
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Global Real Estate
Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
Invesco High Yield Fund
Class A Shares Contractual 0.99% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.74% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.74% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.74% March 4, 2009 June 30, 2011
Investor Class Shares Contractual 0.99% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.74% March 4, 2009 June 30, 2011
Invesco Municipal Bond Fund
Class A Shares Contractual 0.57% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.32% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.32% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.32% March 4, 2009 June 30, 2011
Investor Class Shares Contractual 0.57% March 4, 2009 June 30, 2011
Invesco Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
Invesco Short Term Bond Fund
Class A Shares Contractual 0.66% March 4, 2009 June 30, 2011
Class C Shares Contractual 0.91%(9) March 4, 2009 June 30, 2011
Class R Shares Contractual 0.91% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.41% March 4, 2009 June 30, 2011
Invesco High Yield Securities
Fund*
Class A Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.73% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.88% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Core Plus
Fixed Income Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Corporate
Bond Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.70% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
16
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Government
Securities Fund*
Class A Shares Contractual 1.03% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx High Yield
Fund*
Class A Shares Contractual 1.03% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Limited
Duration Fund*
Class A Shares Contractual 0.93% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.43% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.43% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Energy Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Financial Services
Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Invesco Gold & Precious
Metals Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Invesco Leisure Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
See page 21 for footnotes to Exhibit A.
17
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Technology Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Utilities Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Mid-Cap Value Fund*
Class A Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.39% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.39% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.39% February 12, 2010 June 30, 2012
Invesco Small-Mid Special
Value Fund*
Class A Shares Contractual 1.46% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.21% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.21% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.21% February 12, 2010 June 30, 2012
Invesco Special Value Fund*
Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012
Invesco Technology Sector
Fund*
Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.75% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Mid Cap Value
Fund*
Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.02% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Small Cap Value
Fund*
Class A Shares Contractual 1.12% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.87% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.87% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.87% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Small/Mid Cap
Value Fund*
Class A Shares Contractual 1.51% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.26% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.26% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.26% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
18
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Value Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Value II Fund*
Class A Shares Contractual 1.01% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.76% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.76% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.76% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx American
Value Fund*
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.66% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.16% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Capital
Growth Fund*
Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.03% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Xxxxxxxx
Fund*
Class A Shares Contractual 0.89% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.14% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.64% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.64% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Enterprise
Fund*
Class A Shares Contractual 1.17% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.92% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.92% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.92% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Mid Cap
Growth Fund*
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Small Cap
Value Fund*
Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
19
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Technology
Sector Fund*
Class A Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.70% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
Invesco Xxx Xxxxxx Utility
Fund*
Class A Shares Contractual 1.32% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.07% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.07% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.07% February 12, 2010 June 30, 2012
Xxx Xxxxxx Value Opportunities
Fund*
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco High Income Municipal
Fund
Class A Shares Voluntary 0.80% March 4, 2009 N/A(10)
Class B Shares Voluntary 1.55% March 4, 2009 N/A(10)
Class C Shares Voluntary 1.55% March 4, 2009 N/A(10)
Class Y Shares Voluntary 0.55% March 4, 2009 N/A(10)
Institutional Class Shares Voluntary 0.55% March 4, 2009 N/A(10)
Invesco Municipal Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Tax-Exempt Securities
Fund*
Class A Shares Contractual 0.83% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.18% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.58% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxx
Insured Tax Free Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx High Yield
Municipal Fund*
Class A Shares Contractual 0.87% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.62% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
20
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx Insured
Tax Free Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx
Intermediate Term Municipal
Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Municipal
Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx Xxx Xxxx
Tax Free Income Fund*
Class A Shares Contractual 0.78% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.53% February 12, 2010 June 30, 2012
(1) The total operating expenses of any class of shares established after the
date of this Memorandum of Agreement will be limited to the amount
established for Class A Shares plus the difference between the new class
12b-1 rate and the Class A 12b-1 rate.
(2) In addition upon closing of a reorganization with Xxx Xxxxxx In Retirement,
the Fund's contractual limit through at least June 30, 2012 (excluding only
items included in "notwithstanding" sentence discussed above) will be
0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively.
(3) In addition upon closing of a reorganization with Xxx Xxxxxx 2010
Retirement Strategy and Xxx Xxxxxx 2015 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.38%,
1.13%, 0.63% and 0.13% for Class A5, C5, R5 and Y, respectively.
(4) In addition upon closing of a reorganization with Xxx Xxxxxx 2020
Retirement Strategy and Xxx Xxxxxx 2025 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.41%,
1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively.
(5) In addition upon closing of a reorganization with Xxx Xxxxxx 00 Xxxxxxxxxx
Xxxxxxxx and Xxx Xxxxxx 2035 Retirement Strategy, the Fund's contractual
limit through at least June 30, 2012 (excluding only items included in
"notwithstanding" sentence discussed above) will be 0.29%, 1.04%, 0.54% and
0.04% for Class A5, C5, R5 and Y, respectively.
(6) In addition upon closing of a reorganization with Xxx Xxxxxx 2040
Retirement Strategy and Xxx Xxxxxx 2045 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.28%,
1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively.
(7) In addition upon closing of a reorganization with Xxx Xxxxxx 50 Retirement
Strategy, the Fund's contractual limit through at least June 30, 2012
(excluding only items included in "notwithstanding" sentence discussed
above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y,
respectively.
(8) Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Aim Cayman Commodity Fund I, Ltd.
(9) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
(10) Invesco may establish, amend or terminate voluntary waivers at any time in
its sole discretion after consultation with the Trust.
21
as of April 30, 2010
EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS(1, 2)
SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Government & Agency Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Government TaxAdvantage
Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.39%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Liquid Assets Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.34% July 1, 2009 June 30, 2010
STIC Prime Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Tax-Free Cash Reserve Portfolio
Cash Management Class Contractual 0.33%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.28% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.25% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.80%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.50%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.12%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.41%(2) July 1, 2009 June 30, 2010
See page 23 for footnotes to Exhibit C.
22
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Treasury Portfolio(3)
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
(1) The expense rate excluding 12b-1 fees of any class of shares established
after the date of this Memorandum of Agreement will be the same as existing
classes.
(2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
(3) The expense limitation also excludes Trustees' fees and federal
registration expenses.
23
as of April 30, 2010
EXHIBIT "C" - VARIABLE INSURANCE FUNDS
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco V.I. Basic Balanced
Fund
Series I Shares Contractual 0.91% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.16% July 1, 2005 April 30, 2011
Invesco V.I. Basic Value Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Capital
Appreciation Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Capital
Development Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Core Equity Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Diversified
Income Fund
Series I Shares Contractual 0.75% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.00% July 1, 2005 April 30, 2011
Invesco V.I. Dynamics Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
Invesco V.I. Financial
Services Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
Invesco V.I. Global Health
Care Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
Invesco V.I. Global Multi-
Asset Fund
Series I Shares Contractual 0.10% April 30, 2010 April 30, 2011
Series II Shares Contractual 0.35% April 30, 2010 April 30, 2011
24
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco V.I. Global Real
Estate Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
Invesco V.I. Government
Securities Fund
Series I Shares Contractual 0.73% July 1, 2005 April 30, 2011
Series II Shares Contractual 0.98% July 1, 2005 April 30, 2011
Invesco V.I. High Yield Fund
Series II Shares Contractual 0.95% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.20% April 30, 2004 April 30, 2011
Invesco V.I. International
Growth Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Large Cap Growth
Fund
Series I Shares Contractual 1.01% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.26% July 1, 2005 April 30, 2011
Invesco V.I. Leisure Fund
Series I Shares Contractual 1.01% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.26% April 30, 2004 April 30, 2011
Invesco V.I. Mid Cap Core
Equity Fund
Series I Shares Contractual 1.30% September 10, 2001 April 30, 2011
Series II Shares Contractual 1.45% September 10, 2001 April 30, 2011
Invesco V.I. Money Market
Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
Invesco V.I. Small Cap Equity
Fund
Series I Shares Contractual 1.15% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.40% July 1, 2005 April 30, 2011
Invesco V.I. Technology Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
Invesco V.I. Utilities Fund
Series I Shares Contractual 0.93% September 23, 2005 April 30, 2011
Series II Shares Contractual 1.18% September 23, 2005 April 30, 2011
Invesco V.I. Dividend Growth
Fund*
Series I Shares Contractual 0.67% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.92% February 12, 2010 June 30, 2012
25
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco V.I. Global Dividend
Growth Fund*
Series I Shares Contractual 0.94% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.19% February 12, 2010 June 30, 2012
Invesco V.I. High Yield
Securities Fund*
Series I Shares Contractual 1.75% February 12, 2010 June 30, 2012
Series II Shares Contractual 2.00% February 12, 2010 June 30, 2012
Invesco V.I. Income Builder
Fund*
Series I Shares Contractual 1.02% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.27% February 12, 2010 June 30, 2012
Invesco V.I. S&P 500 Index
Fund*
Series I Shares Contractual 0.28% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.53% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Balanced Fund*
Series I Shares Contractual 0.82% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.07% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Dividend Growth Fund*
Series I Shares Contractual 0.72% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.97% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Equally-Weighted S&P 500
Fund*
Series I Shares Contractual 0.37% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.62% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Capital Growth Fund*
Series I Shares Contractual 0.84% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.09% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Xxxxxxxx Fund*
Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Equity and Income Fund*
Series I Shares Contractual 0.70% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.75% February 12, 2010 June 30, 2012
26
as of April 30, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Xxx Xxxxxx V.I. Global
Tactical Asset Allocation
Fund*
Series I Shares Contractual 0.90% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Global Value Equity Fund*
Series I Shares Contractual 1.15% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Government Fund*
Series I Shares Contractual 0.60% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.85% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
Growth and Income Fund*
Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. High
Yield Fund*
Series I Shares Contractual 0.80% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.05% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I.
International Growth Equity
Fund*
Series I Shares Contractual 1.11% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.36% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Mid
Cap Growth Fund*
Series I Shares Contractual 1.01% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.26% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Mid
Cap Value Fund*
Series I Shares Contractual 1.18% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.28% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Value
Fund*
Series I Shares Contractual 0.86% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.11% February 12, 2010 June 30, 2012
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