EXHIBIT (8)(e)(1) AMENDMENT NO. 6 TO THE FUND PARTICIPATION AGREEMENT
EXHIBIT (8)(e)(1)
AMENDMENT NO. 6 TO THE
AMENDMENT NO. 6 TO THE
Amendment No. 6 to the Fund Participation Agreement, dated as of May 1, 2001, between Transamerica Life Insurance Company, a life insurance company organized under the laws of the State of Iowa; Peoples Benefit Life Insurance Company, an Iowa stock life insurance company; Transamerica Life Insurance and Annuity Company, a life insurance company organized under the laws of the State of North Carolina; Transamerica Occidental Life Insurance Company, an Iowa stock life insurance company; Transamerica Financial Life Insurance Company (formerly known as AUSA Life Insurance Company, Inc. and Transamerica Life Insurance Company of New York), life insurance companies organized under the laws of the State of New York; (each as the “Insurance Company”), and Dreyfus Variable Investment Fund, Dreyfus Investment Portfolios, The Dreyfus Socially Responsible Growth Fund, Inc. and the Dreyfus Life and Annuity Index Fund, Inc. (d.b.a. Dreyfus Stock Index Fund, Inc.) (each as the “Fund”).
A new section 2.13 is hereby added to the Fund Participation Agreement as follows:
Insurance Company represents and warrants that it has reviewed each Participating Fund’s policy regarding frequent trading and market timing of shares and will use its best efforts implement Participating Fund’s procedures reasonably designed to prevent its Contractholders from engaging in frequent trading and/or market timing of Participating Fund shares that would violate such policy. Insurance Company will cooperate with the Participating Funds to enforce the market timing policies disclosed in the Participating Fund’s prospectuses.
A new section 3.13 is hereby added to the Fund Participation Agreement as follows:
To the extent that a Separate Account is properly exempt from registration under the Act, at least once annually, at the request of a Participating Fund, or its designee, Insurance Company will certify the amount of purchases and redemptions of Shares from such Separate Account for the Participating Fund’s most recent fiscal year end.
Exhibit A of the Fund Participation Agreement is hereby deleted in its entirety and replaced with the following:
EXHIBIT A
Effective May 1, 2005
List of Separate Accounts, Insurance Companies and Participating Funds
Separate Accounts and Insurance Companies |
Participating Funds | |
Retirement Builder Variable Annuity Account
Transamerica Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Small Company Stock Portfolio
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Initial Class | |
Separate Account VA A
Transamerica Life Insurance Company |
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio |
-1-
Separate Accounts and Insurance Companies |
Participating Funds | |
• Quality Bond Portfolio
• Developing Leaders Portfolio | ||
Peoples Benefit Life Insurance Company Separate Account V
Peoples Benefit Life Insurance Company |
Dreyfus Investment Portfolios – Service Class
• Core Bond Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class
Dreyfus Variable Investment Fund – Service Class
• Appreciation Portfolio | |
Legacy Builder Variable Life Separate Account
Transamerica Life Insurance Company |
Dreyfus Stock Index Fund, Inc. – Initial Class
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Variable Investment Fund – Initial Class
• Small Company Stock Portfolio | |
Separate Account VA-2L
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class & Service Class
• Balanced Portfolio
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio
• International Equity Portfolio
• International Value Portfolio
• Limited Term High Yield Portfolio
• Quality Bond Portfolio
• Developing Leaders Portfolio
• Small Company Stock Portfolio
• Special Value Portfolio
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Initial Class & Service Class
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class & Service Class
Dreyfus Investment Portfolios – Initial Class & Service Class
• Core Bond Portfolio
• Core Value Portfolio
• Emerging Leaders Portfolio
• Emerging Markets Portfolio
• European Equity Portfolio
• Founders Discovery Portfolio |
-2-
Separate Accounts and Insurance Companies |
Participating Funds | |
• Founders Growth Portfolio
• Founders International Equity Portfolio
• Founders Passport Portfolio
• Japan Portfolio
• MidCap Stock Portfolio
• Technology Growth Portfolio | ||
Separate Account VA-2LNY
Transamerica Financial Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class & Service Class
• Balanced Portfolio
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio
• International Equity Portfolio
• International Value Portfolio
• Limited Term High Yield Portfolio
• Quality Bond Portfolio
• Developing Leaders Portfolio
• Small Company Stock Portfolio
• Special Value Portfolio
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Initial Class & Service Class
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class & Service Class
Dreyfus Investment Portfolios – Initial Class & Service Class
• Core Bond Portfolio
• Core Value Portfolio
• Emerging Leaders Portfolio
• Emerging Markets Portfolio
• European Equity Portfolio
• Founders Discovery Portfolio
• Founders Growth Portfolio
• Founders International Equity Portfolio
• Founders Passport Portfolio
• Japan Portfolio
• MidCap Stock Portfolio
• Technology Growth Portfolio |
-3-
Separate Accounts and Insurance Companies |
Participating Funds | |
Separate Account VA G
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Service Class
• Balanced Portfolio
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio
• International Equity Portfolio
• International Value Portfolio
• Limited Term High Yield Portfolio
• Quality Bond Portfolio
• Developing Leaders Portfolio
• Small Company Stock Portfolio
• Special Value Portfolio
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Service Class
The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class
Dreyfus Investment Portfolios – Service Class
• Core Bond Portfolio
• Core Value Portfolio
• Emerging Leaders Portfolio
• Emerging Markets Portfolio
• European Equity Portfolio
• Founders Discovery Portfolio
• Founders Growth Portfolio
• Founders International Equity Portfolio
• Founders Passport Portfolio
• Japan Portfolio
• MidCap Stock Portfolio
• Technology Growth Portfolio |
-4-
Separate Accounts and Insurance Companies |
Participating Funds | |
Separate Account VA H
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Service Class
• Balanced Portfolio
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio
• International Equity Portfolio
• International Value Portfolio
• Limited Term High Yield Portfolio
• Quality Bond Portfolio
• Developing Leaders Portfolio
• Small Company Stock Portfolio
• Special Value Portfolio
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Service Class
The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class
Dreyfus Investment Portfolios – Service Class
• Core Bond Portfolio
• Core Value Portfolio
• Emerging Leaders Portfolio
• Emerging Markets Portfolio
• European Equity Portfolio
• Founders Discovery Portfolio
• Founders Growth Portfolio
• Founders International Equity Portfolio
• Founders Passport Portfolio
• Japan Portfolio
• MidCap Stock Portfolio
• Technology Growth Portfolio |
-5-
Separate Accounts and Insurance Companies |
Participating Funds | |
PFL Corporate Account One
Transamerica Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Disciplined Stock Portfolio
• Growth and Income Portfolio
• International Value Portfolio
• Limited Term High Yield Portfolio
• Quality Bond Portfolio
• Developing Leaders Portfolio
• Small Company Stock Portfolio
Dreyfus Variable Investment Fund Money Market Portfolio
Dreyfus Stock Index Fund, Inc. – Initial Class
Dreyfus Investment Portfolios – Initial Class
• Core Bond Portfolio
• Core Value Portfolio
• Technology Growth Portfolio | |
Separate Account VA-6
Transamerica Life Insurance and Annuity Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VA-6NY
Transamerica Financial Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VA-6
Transamerica Life Insurance and Annuity Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VA-7
Transamerica Life Insurance and Annuity Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VA-8
Transamerica Life Insurance and Annuity Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio
Dreyfus Investment Portfolios – Initial Class
• MidCap Stock Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class |
-6-
Separate Accounts and Insurance Companies |
Participating Funds | |
Separate Account VUL-1
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VUL-2
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio | |
Separate Account VUL-4
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio
Dreyfus Investment Portfolios – Initial Class
• MidCap Stock Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class | |
Separate Account VUL-5
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund – Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio
Dreyfus Investment Portfolios – Initial Class
• MidCap Stock Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class | |
Separate Account VA J
Transamerica Life Insurance Company |
Dreyfus Stock Index Fund, Inc. – Service Class
Dreyfus Variable Investment Fund
• Money Market Portfolio
Dreyfus Variable Investment Fund – Service Class
• Small Company Stock Portfolio | |
Separate Account VUL-6
Transamerica Occidental Life Insurance Company |
Dreyfus Variable Investment Fund - Initial Class
• Appreciation Portfolio
• Developing Leaders Portfolio
Dreyfus Investment Portfolios - Initial Class
• MidCap Stock Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Class |
-7-
Separate Accounts and Insurance Companies |
Participating Funds | |
Separate Account VA Q
Transamerica Life Insurance Company |
Dreyfus Variable Investment Fund – Service Class
• Dreyfus VIF - Small Company Stock Portfolio | |
Separate Account VA QNY
Transamerica Financial Life Insurance Company (formerly, AUSA Life Insurance Company) |
Dreyfus Variable Investment Fund – Service Class
• Dreyfus VIF - Small Company Stock Portfolio | |
Separate Account VA S
Transamerica Life Insurance Company |
Dreyfus Variable Investment Fund – Service Class
• Dreyfus VIF – International Equity Portfolio
• Dreyfus VIF – Limited Term High Yield Portfolio
• Dreyfus VIF – Small Company Stock Portfolio
Dreyfus Investment Portfolios – Service Class
• Dreyfus Core Bond Portfolio | |
TFLIC Separate Account VNY | Dreyfus Investment Portfolios – Service Class
• Core Bond Portfolio
The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class
Dreyfus Variable Investment Fund – Service Class
• Dreyfus VIF – Appreciation Portfolio |
-8-
IN WITNESS WHEREOF, the parties hereto have executed this Agreement to be duly executed and attested as of the date first above written.
TRANSAMERICA LIFE INSURANCE COMPANY | ||||||
By: | /s/ Xxxxxxxxx X. Xxxxxxx | |||||
Name: | Xxxxxxxxx X. Xxxxxxx | |||||
Its: | Assistant Secretary | |||||
Attest: | /s/ Xxxxxxxx X. Xxxxxxxxx |
|||||
TRANSAMERICA LIFE INSURANCE AND ANNUITY COMPANY, TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY, PEOPLES BENEFIT LIFE INSURANCE COMPANY, TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY | ||||||
By: | /s/ Xxxxxxxxx X. Xxxxxxx | |||||
Name: | Xxxxxxxxx X. Xxxxxxx | |||||
Its: | Assistant Vice President and | |||||
Assistant Secretary | ||||||
Attest: | /s/ Xxxxxxxx X. Xxxxxxxxx |
|||||
DREYFUS VARIABLE INVESTMENT FUND | ||||||
By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxxx X. Xxxxxx | |||||
Its: | Assistant Secretary | |||||
Attest: | /s/ Xxxxxxxx XxXxxxxxxx |
|||||
DREYFUS INVESTMENT PORTFOLIOS | ||||||
By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxxx X. Xxxxxx | |||||
Its: | Secretary | |||||
Attest: | /s/ Xxxxxxxx XxXxxxxxxx |
-10-
THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC. | ||||||
By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxxx X. Xxxxxx | |||||
Its: | Secretary | |||||
Attest: | /s/ Xxxxxxxx XxXxxxxxxx |
|||||
DREYFUS STOCK INDEX FUND, INC. | ||||||
By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxxx X. Xxxxxx | |||||
Its: | Assistant Secretary | |||||
Attest: | /s/ Xxxxxxxx XxXxxxxxxx |
-10-