FIRST AMENDMENT TO
ADDENDUM NO. 1 TO
SELECTED DEALER AGREEMENT
THIS AMENDMENT, dated as of February 15, 2008, is entered into by and
between Xxxxxx Xxxxxxx & Co. Incorporated ("Dealer") and Xxxxxx Xxxxxxx
Distributors Inc. ("Distributor"). This Amendment hereby amends Addendum No. 1
(the "Addendum") to Selected Dealer Agreement (the "Agreement") currently in
effect between the parties. Capitalized terms used, but not defined, herein
shall have the same meanings as ascribed to them in the Addendum or the
Agreement.
WITNESSETH:
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WHEREAS, pursuant to the Addendum, Dealer participates in the distribution
of Class A shares of the Eligible Funds, as identified on Schedule A to the
Addendum, to its Clients through the Accounts; and
WHEREAS, the parties now desire that Dealer offer additional Funds through
the Accounts.
NOW, THEREFORE, the parties hereby agree as follows:
1. Schedule A of the Addendum is hereby deleted, in its entirety, and replaced
with new Schedule A attached hereto.
2. Except as expressly supplemented, amended or consented to hereby, all other
provisions of the Addendum and Agreement shall remain in full force and
effect without change.
3. This Amendment shall be effective as of February 19, 2008.
4. This Amendment may be executed in one or more counterparts, each of which
will be an original and all of which, taken together, will be deemed one
and the same document.
IN WITNESS WHEREOF, each of the parties has caused this Amendment to be
executed by their duly authorized officer.
XXXXXX XXXXXXX & CO. INCORPORATED
By: /s/ Xxxx Xxxxxxxxx
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Name: Xxxx Xxxxxxxxx
Title: Managing Director
Date: February 19, 2008
XXXXXX XXXXXXX DISTRIBUTORS INC.
By: /s/ Xxxxxxx X. Xxxxx
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Name: Xxxxxxx X. Xxxxx
Title: President and Chief Executive Officer
Date: February 19, 2008
SCHEDULE A
LIST OF ELIGIBLE FUNDS
(as of February 19, 2008)
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XXXXXX XXXXXXX FUND NAME CLASS SYMBOL CUSIP #
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Capital Opportunities Trust A XXXXX 00000X000
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Equally-Weighted S&P 500 Fund A VADAX 616957106
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European Equity Fund A EUGAX 616939104
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Focus Growth Fund A AMOAX 616933107
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Global Advantage Fund A GADAX 00000X000
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Mid-Cap Value Fund A MDFAX 617475108
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Natural Resource Development Securities Inc. A NREAX 616950101
---------------------------------------------- --------- ---------- ------------
New York Tax-Free Income Fund A MYFAX 616975108
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Small-Mid Special Value Fund A JBJAX 00000X000
---------------------------------------------- --------- ---------- ------------
Strategist Fund A SRTAX 616955100
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Tax-Exempt Securities Trust A TAXAX 616977104
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U.S. Government Securities Trust A USGAX 616969101
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