Amendment No. 2 to Transfer Agency and Service Agreement
Exhibit (h)(2)(iii)
Amendment No. 2 to Transfer Agency and Service Agreement
This Amendment No. 2, dated as of September 22, 2009, to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc. a Colorado corporation, having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the “Transfer Agent”).
WHEREAS, the Trust and the Transfer Agent entered into a Transfer Agency and Service Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and
WHEREAS, the Trust and the Transfer Agent wish to amend the provisions of the Agreement to reflect the addition of a new Fund and classes under Schedule A of the Agreement.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1 The parties agree to delete the current Schedule A in the Agreement in its entirety and replace it with a new Schedule A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.
AQR FUNDS | ALPS FUND SERVICES, INC. | |||||||
By: | /s/ Xxxxxxx Xxxx | By: | /s/ Xxxxxx X. May | |||||
Name: Xxxxxxx Xxxx Title: Secretary |
Name: Xxxxxx X. May Title: President |
SCHEDULE A
FUND LIST
FUND | CLASSES OFFERED | |
AQR Momentum Fund |
Class L | |
AQR Small Cap Momentum Fund |
Class L | |
AQR International Momentum Fund |
Class L | |
AQR Global Equity Fund |
Class N Class I Class Y | |
AQR International Equity Fund |
Class N Class I Class Y | |
AQR International Small Cap Fund |
Class N Class I Class Y | |
AQR Emerging Markets Fund |
Class N Class I Class Y | |
AQR Equity Plus Fund |
Class N Class I | |
AQR Small Cap Core Fund |
Class N Class I | |
AQR Small Cap Growth Fund |
Class N Class I | |
AQR Diversified Arbitrage Fund |
Class N Class I | |
AQR Managed Futures Strategy Fund |
Class N Class I |