EXHIBIT 9.1
VOTING TRUST EXTENSION AGREEMENT
THIS AGREEMENT entered into by and among those holders of Common Shares
of SIFCO Industries, Inc. executing and delivering this Agreement
("Shareholders") and XXXXXX X. XXXXXXX and XXXXXXX X. XXXXX, III, as Trustees
and their successors in trust (said named Trustees and their successors being
hereinafter called the "Trustees");
WITNESSES
As of February 1, 1997 certain shareholders of SIFCO Industries, Inc.
(the "Company") entered into a Voting Trust Agreement (the "Trust Agreement")
with respect to their shares of Common Stock in the Company; and
Pursuant to Section 14 of the Trust Agreement, the term of Trust
Agreement may be extended for an additional period not to exceed ten years upon
the concurrence of the holders of Trust Certificates representing not less than
85% of the 2,002,947 shares deposited under the Trust Agreement, (after giving
effect to stock dividends issued subsequent to the date of the Trust Agreement,
the "Trust Shares"); and
The shareholders constituting the holders of Trust Certificates
representing not less than 85% of the Trust Shares, wish to extend the term of
the Trust Agreement, on the terms and conditions set forth therein, for an
additional five (5) years from January 31, 2002.
NOW, THEREFORE, each Shareholder of the Company who becomes a party
hereto agrees with each of the other such Shareholders for himself and his
heirs, administrators, successors and assigns as follows:
1. Extension of Trust Agreement. The Trust Agreement shall be
extended, unless sooner terminated on the terms and conditions
set forth therein, to January 31, 2007, upon the occurrence prior
to January 31, 2002 of the earlier of either:
(a) the execution of this Agreement by the holders of not less
than 1,702,5005 shares of Common Stock of the Company,
such number representing not less than 85% of the Trust
Shares, or
(b) the presentation to the Company of a certificate signed by
the Secretary of the meeting, certifying that at a meeting
duly called and held for the purpose of considering an
extension, at a place in Cuyahoga County, Ohio, specified
in a notice given either by the Trustees or a Trust
Certificate holder, not less than ten (10) nor more than
thirty (30) days prior to such meeting to each Trust
Certificate holder under the Trust Agreement, the holders
of Trust Certificates representing not less than
eighty-five (85) percent of the Trust Shares voted in
favor of this extension.
2. Defined Terms. Capitalized terms used herein and not otherwise
defined shall have the meanings assigned to them in the Trust
Agreement.
3. Execution. This Extension Agreement may be executed in any number
of counterparts, each of which, when executed, shall be deemed to
be an original and all of which together shall constitute but one
and the same instrument. This Extension Agreement shall inure to
the benefit of, and be binding upon, all persons executing it and
their respective heirs, executors, administrators, legatees and
assigns.
IN WITNESS WHEREOF, the Trustees have executed and delivered
this Extension Agreement and the Shareholders have become parties hereto in the
manner herein before provided.
TRUSTEES:
/s/ Xxxxxx X. Xxxxxxx /s/ Xxxxxxx X. Xxxxx, III
--------------------- -------------------------
Xxxxxx X. Xxxxxxx Xxxxxxx X. Xxxxx, III
1
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2007
NUMBER
SHAREHOLDER OF SHARES SIGNATURE DATE
----------- --------- --------- ----
X. X. Xxxxx, Xx. 243,367 /s/ X. X. Xxxxx, Xx 1/14/02
------------------------- -------
Xxxxxxxx Xxxxx 3,600 /s/ Xxxxxxxx Xxxxx 1/14/02
------------------------- -------
X. X. Xxxxx Xx. Foundation 75,463
X. X. Xxxxx, Xx., President /s/ X. X. Xxxxx, Xx. 1/14/02
------------------------- -------
Xxxxxxx X. Xxxxx, III 59,337 /s/ X.X. Xxxxx, III 1/12/02
------------------------- -------
Xxxxx Xxxxx 3,575 /s/ Xxxxx Xxxxx 1/12/02
------------------------- -------
Xxxxxxxx Xxxxx (Cust) 4,963 /s/ Xxxxxxx X. Xxxxx, III 1/12/02
------------------------- -------
Xxxxxxxx X. Xxxxx (TTEE) 14,250 /s/ Xxxxxxx X. Xxxxx, III 1/12/02
------------------------- -------
Xxxxx Xxxxx (Cust) 4,838 /s/ Xxxxxxx X. Xxxxx, III 1/12/02
------------------------- -------
C. Xxxxx Xxxxx (TTEE) 14,250 /s/ Xxxxxxx X. Xxxxx, III 1/12/02
------------------------- -------
Xxxxxx X. Xxxxx 73,344 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
Xxxxxxx Xxx Xxxxx 4,255 /s/ Xxxxxxx Xxxxx 1/07/02
------------------------- -------
Xxxxxx X. Xxxxx, Xx. 4,576 /s/ Xxxxxx X. Xxxxx, Xx. 1/07/02
------------------------- -------
Xxxxxx X. Xxxxx, Xx. (TTEE) 15,000 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
Xxxxxxx X. Xxxxx (Cust) 4,576 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
Xxxxxxx X. Xxxxx (TTEE) 15,200 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
C. Xxxxx Xxxxx (Cust) 4,576 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
C. Xxxxx Xxxxx (TTEE) 15,200 /s/ Xxxxxx X. Xxxxx 1/07/02
------------------------- -------
2
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2007
NUMBER
SHAREHOLDER OF SHARES SIGNATURE DATE
----------- --------- --------- ----
Xxxxxxx Xxxxxx 61,741 /s/ Xxxxxxx Xxxxxx 12/25/01
------------------------- --------
Xxxxxx X. Xxxxxx, Xx. 225 /s/ Xxxxxx X. Xxxxxx, Xx 12/25/01
------------------------- --------
Xxxxxx X. Xxxxxx, III 18,863 /s/ Xxxxxx X. Xxxxxx, III 12/25/01
------------------------- --------
Skylar X. Xxxxxx (Cust) 2,250 /s/ Xxxxxx X. Xxxxxx, III 12/25/01
------------------------- --------
Xxxx X. Xxxxxx 11,738 /s/ Xxxx X. Xxxxxx 12/25/01
------------------------- --------
Xxxx X. Xxxxxx (TTEE) 7,125 /s/ Xxxxxxx Xxxxxx 12/25/01
------------------------- --------
Xxxxxxx Xxxxxx (Cust) 100 /s/ Xxxx X. Xxxxxx 12/25/01
------------------------- --------
Xxxx Xxxxxx 4,613 /s/ Xxxx Xxxxxx 12/25/01
------------------------- --------
Xxxx Xxxxxx (TTEE) 14,250 /s/ Xxxxxxx Xxxxxx 12/25/01
------------------------- --------
Xxxxx X. Xxxxxx (Cust) 4,613 /s/ Xxxxxxx Xxxxxx 12/25/01
------------------------- --------
Xxxxx X. Xxxxxx (TTEE) 14,250 /s/ Xxxxxxx Xxxxxx 12/25/01
------------------------- --------
3
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2007
NUMBER
SHAREHOLDER OF SHARES SIGNATURE DATE
----------- --------- --------- ----
Xxxxxxx X. Xxxxxxxxx TTEE 304,677 /s/ Xxxxxxx X. Xxxxxxxxx 12/22/01
------------------------ --------
Xxxxxx X. Xxxxxxxxx TTEE 94,088 /s/ Xxxxxxx X. Xxxxxxxxx 12/22/01
------------------------ --------
/s/ Xxxxxxx X. Xxxxxxxxx 12/13/01
------------------------ --------
Family Annuity TR #1 43,500 /s/ Xxxxxxx X. Xxxxxxxxx 12/22/01
------------------------ --------
/s/ Xxxxxxx X. Xxxxxxxxx 12/13/01
------------------------ --------
Family Annuity TR #2 43,500 /s/ Xxxxxxx X. Xxxxxxxxx 12/22/01
------------------------ --------
Xxxxxxx X. Xxxxxxxxx 104,700 /s/ Xxxxxxx X. Xxxxxxxxx 12/2/01
------------------------ --------
Xxxxxx Xxxxxxxxx 400 /s/ Xxxxxx Xxxxxxxxx 12/2/01
------------------------ --------
Xxxxxx X. Xxxxxxxxx 10,375 /s/ Xxxxxx X. Xxxxxxxxx 12/9/01
------------------------ --------
Xxxxxx X. Xxxxxxxxx 10,375 /s/ Xxxxxx X. Gotschall1 2/14/01
------------------------ --------
Xxxxxxx X. Xxxxxxxxx (Cust) 10,375 /s/ Xxxxxxx X. Xxxxxxxxx 12/13/01
------------------------ --------
Xxxxx Xxxxxx 7,400 /s/ Xxxxx Xxxxxx 12/13/01
------------------------ --------
Xxxxxx Xxxxxx 7,400 /s/ Xxxxxx Xxxxxx 12/13/01
------------------------ --------
4
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2007
NUMBER
SHAREHOLDER OF SHARES SIGNATURE DATE
----------- --------- --------- ----
Xxxxxx X. Xxxxxxx 66,099 /s/ Xxxxxx X. Xxxxxxx 12/26/01
---------------------- --------
Xxxxxxxx X. Xxxxxx 10,375 /s/ Xxxxxxxx X. Xxxxxx 12/10/01
---------------------- --------
Xxxxx X. Xxxxxxx 10,375 /s/ Xxxxx X. Xxxxxxx 12/21/01
---------------------- --------
Xxxxx X. Xxxxxxx 58,844 /s/ Xxxxx X. Xxxxxxx 12/04/01
---------------------- --------
Xxxxxx X. Xxxxxxx, Xx. (Cust) 7,000 /s/ Xxxxx X. Xxxxxxx 12/04/01
---------------------- --------
Xxxxxx X. Xxxxxxx, Xx. (TTEE) 9,450 /s/ Xxxxx X. Xxxxxxx 12/04/01
---------------------- --------
Xxxxx X. Xxxxxxx (Cust) 7,800 /s/ Xxxxx X. Xxxxxxx 12/04/01
---------------------- --------
5
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2007
NUMBER
SHAREHOLDER OF SHARES SIGNATURE DATE
----------- --------- --------- ----
National City Bank, and its
successors, as trustee of
Fund A-1 under the trust
agreement between Xxxx X. Xxxxx
and National City Bank as trustee
dated December 8, 1981 as amended
and restated on September 16, 1989 112,356 /s/ Xxxxxxx Xxxxxx, Xx 2/17/01
---------------------- --------
National City Bank, and its
successors, as trustee of Fund B
under the trust agreement between
Xxxx X. Xxxxx and National City
Bank as trustee dated December
8, 1981 as amended and
restated on September 16, 1989 41,313 /s/ Xxxxxxx Xxxxxx, Xx 12/17/01
---------------------- --------
National City Bank TTEE U/A
FRW/CHS #00-0000000 171,202 /s/ Xxxxxxx Xxxxxx, Xx 12/17/01
---------------------- --------
National City Bank TTEE U/A
FRW/PSG #00-0000000 171,207 /s/ Xxxxxxx Xxxxxx, Xx 12/17/01
---------------------- --------
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