Exhibit (d)(16)
FORM OF ADDENDUM NO. 11 TO THE INVESTMENT ADVISORY AGREEMENT
This Addendum, dated as of the __ day of _______, 2000, is entered into
between FIRSTAR FUNDS, INC. (the "Company"), a Wisconsin corporation, and
Firstar Investment Research and Management Company, LLC (the "Investment
Adviser").
WHEREAS, the Company and the Investment Adviser have entered into an
Investment Advisory Agreement dated as of March 27, 1992 (the "Advisory
Agreement"), pursuant to which the Company appointed the Investment Adviser to
act as investment adviser to the Company for its Balanced Fund;
WHEREAS, Section 1(b) of the Advisory Agreement provides that in the event
the Company establishes one or more additional investment portfolios with
respect to which it desires to retain the Investment Adviser to act as the
investment adviser under the Advisory Agreement, the Company shall so notify the
Investment Adviser in writing, and if the Investment Adviser is willing to
render such services it shall notify the Company in writing, and the
compensation to be paid to the Investment Adviser shall be that which is agreed
to in writing by the Company and the Investment Adviser; and
WHEREAS, pursuant to Section 1(b) of the Advisory Agreement, the Company
has notified the Investment Adviser that it has established the Conning Money
Market Fund, Ohio Tax-Free Money Market Fund, Aggregate Bond Fund, National
Municipal Bond Fund, Missouri Tax-Exempt Bond Fund, U.S. Government Income Fund,
Strategic Income Fund, Equity Income Fund, Relative Value Fund, Large-Cap Growth
Fund, Science & Technology Fund, REIT-Plus Fund, Small-Cap Equity Index Fund and
International Equity Fund of Funds and that it desires to retain the Investment
Adviser to act as the investment adviser therefor, and the Investment Adviser
has notified the Company that it is willing to serve as investment adviser for
the Conning Money Market Fund, Ohio Tax-Free Money Market Fund, Government and
Corporate Bond Fund, National Municipal Bond Fund, Missouri Tax-Exempt Bond
Fund, U.S. Government Income Fund, Strategic Income Fund, Equity Income Fund,
Relative Value Fund, Large-Cap Growth Fund, Science & Technology Fund, REIT-Plus
Fund, Small-Cap Equity Index Fund and International Equity Fund of Funds (the
"Funds");
NOW THEREFORE, the parties hereto, intending to be legally bound, hereby
agree as follows:
1. APPOINTMENT. The Company hereby appoints the Investment Adviser to
act as investment adviser to the Company for the Funds
for the period and the terms set forth herein and in the Advisory Agreement.
The Investment Adviser hereby accepts such appointment and agrees to render the
services set forth herein and in the Advisory Agreement, for the compensation
herein provided.
2. COMPENSATION. For the services provided and the expenses assumed with
respect to the Funds pursuant to the Advisory Agreement and this Addendum, the
Company will pay the Investment Adviser and the Investment Adviser will accept
as full compensation therefor __% of the average daily net assets of the Conning
Money Market Fund, __% of the average daily net assets of the Ohio Tax-Free
Money Market Fund, __% of the average daily net assets of the Aggregate Bond
Fund, __% of the average daily net assets of the National Municipal Bond Fund,
__% of the average daily net assets of the Missouri Tax-Exempt Bond Fund, __% of
the average daily net assets of the U.S. Government Income Fund, __% of the
average daily net assets of the Strategic Income Fund, __% of the average daily
net assets of the Equity Income Fund, __% of the average daily net assets of the
Relative Value Fund, __% of the average daily net assets of the Large-Cap Growth
Fund, __% of the average daily net assets of the Science & Technology Fund, __%
of the average daily net assets of the REIT-Plus Fund, __% of the average daily
net assets of the Small-Cap Equity Index Fund and __% of the average daily net
assets of the International Equity Fund of Funds.
3. MISCELLANEOUS. Except to the extent supplemented hereby, the Advisory
Agreement shall remain unchanged and in full force and effect and is hereby
ratified and confirmed in all respects as supplemented hereby.
IN WITNESS WHEREOF, the undersigned have executed this Addendum as of the
date and year first above written.
FIRSTAR FUNDS, INC.
By:
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Title:
FIRSTAR INVESTMENT RESEARCH
AND MANAGEMENT COMPANY, LLC
By:
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Title:
