EXHIBIT 4.1
FIRST SUPPLEMENTAL INDENTURE
BETWEEN
PERKINELMER, INC.
AND
STATE STREET BANK AND TRUST COMPANY
DATED AS OF DECEMBER 13, 2002
TO INDENTURE
DATED AS OF JUNE 28, 1995
PROVIDING FOR THE ISSUANCE
OF SECURITIES IN SERIES
PERKINELMER, INC.
FIRST SUPPLEMENTAL INDENTURE
FIRST SUPPLEMENTAL INDENTURE, dated as of December 13, 2002 (this
"First Supplemental Indenture"), between PerkinElmer, Inc. (formerly, EG&G,
Inc.), a Massachusetts corporation (the "Company"), and State Street Bank and
Trust Company, as trustee (the "Trustee").
W I T N E S S E T H:
WHEREAS, the Company has executed and delivered to the Trustee an
Indenture, dated as of June 28, 1995 (the "Indenture"); and
WHEREAS, Section 902 of the Indenture provides that, with the consent
of Holders of not less than a majority in principal amount of Outstanding
Securities of each series affected by such supplemental indenture, the Company,
when authorized by a Board Resolution, and the Trustee may enter into one or
more indentures supplemental to the Indenture for the purpose of adding any
provisions to or changing in any manner or eliminating any of the provisions of
the Indenture or of modifying in any manner the rights of the Holders of
Securities of such series under the Indenture; and
WHEREAS, the Company has commenced an offer to purchase (the "Offer")
for cash all of its outstanding 6.80% Notes due October 15, 2005 (the "Notes")
from all Holders thereof, upon the terms and subject to the conditions set forth
in the Offer to Purchase and Consent Solicitation Statement, dated November 22,
2002 (the "Offer to Purchase"), and in the related Consent and Letter of
Transmittal, dated November 22, 2002; and
WHEREAS, in connection with the Offer and forming part thereof, the
Company has solicited (the "Solicitation") consents (the "Consents") of the
Holders of the Notes to effect certain amendments (the "Amendments") to the
Indenture; and
WHEREAS, the Notes are the only series of Securities heretofore issued
under the Indenture; and
WHEREAS, pursuant to the Solicitation, there have been validly
delivered Consents of Holders of a majority in principal amount of Outstanding
Notes; and
WHEREAS, in accordance with the terms of the Offer and Solicitation,
the Company and the Trustee have determined that it is necessary or required to
supplement the Indenture to reflect the Amendments; and
WHEREAS, the Company certifies that all conditions and requirements of
the Indenture necessary to make this Supplemental Indenture a valid, binding and
legal instrument in accordance with its terms have been performed and fulfilled
by the parties hereto; and
WHEREAS, the Company hereby authorizes and directs the Trustee to enter
into this First Supplemental Indenture;
NOW, THEREFORE, in consideration of the premises provided for herein,
the Company and the Trustee mutually covenant and agree for the equal and
proportionate benefit of all Holders of the Securities as follows:
ARTICLE ONE
AMENDMENTS TO THE INDENTURE
SECTION 101. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION.
Effective as of the Effective Time, Section 101 of the Indenture is
hereby amended by deleting in their entirety the following defined terms and
their definitions:
"Attributable Debt"
"Consolidated Net Tangible Assets"
"Funded Debt"
"Lien"
"Principal Property"
"Restricted Subsidiary"
"Sale and Leaseback Transaction"
"Secured Funded Debt"
"Unrestricted Subsidiary"
"Value"
"Wholly-owned Restricted Subsidiary"
SECTION 102. CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE.
Effective as of the Effective Time, Article Eight of the Indenture is
hereby amended by deleting it in its entirety, together with all references
throughout the Indenture to such Article and inserting in place of the text of
such Article, the word "Reserved."
SECTION 103. COVENANTS.
Effective as of the Effective Time, Article Ten of the Indenture is
hereby amended by deleting Sections 1006, 1007 and 1008 in their entirety,
together with all references throughout the Indenture to such sections, and
inserting in place of the text of each such section the word "Reserved."
-2-
ARTICLE TWO
MISCELLANEOUS PROVISIONS
SECTION 201. EFFECT OF SUPPLEMENTAL INDENTURE.
Upon the execution and delivery of this First Supplemental Indenture by
the Company and the Trustee, the Indenture shall be supplemented in accordance
herewith, and this First Supplemental Indenture shall form a part of the
Indenture for all purposes, and every Holder of Securities heretofore or
hereafter authenticated and delivered under the Indenture shall be bound hereby.
SECTION 202. GENERAL DEFINITIONS.
For all purposes of this First Supplemental Indenture:
(a) capitalized terms used herein without definition shall
have the meanings specified in the Indenture; and
(b) the terms "herein", "hereof", "hereunder" and other words
of similar import refer to this First Supplemental Indenture.
SECTION 203. ADOPTION, RATIFICATION AND CONFIRMATION.
The Indenture, as supplemented and amended by this First Supplemental
Indenture, is in all respects hereby adopted, ratified and confirmed.
SECTION 204. EFFECTIVE DATE.
The provisions of Article One hereof shall be deemed to have become
effective at such time (the "Effective Time") on the date that the Notes are
accepted for payment by the Company pursuant to the Offer that is immediately
prior to, or simultaneous with, the closing of the transactions contemplated by
the Company's new senior credit facilities referred to in the Offer to Purchase.
The Company shall deliver to the Trustee an Officers' Certificate certifying the
occurrence of the Effective Time.
SECTION 205. INDENTURE REMAINS IN FULL FORCE AND EFFECT.
Except as supplemented hereby, all provisions in the Indenture shall
remain in full force and effect.
SECTION 206. INDENTURE AND SUPPLEMENTAL INDENTURE CONSTRUED TOGETHER.
This First Supplemental Indenture is an indenture supplemental to and
in implementation of the Indenture, and the Indenture and this First
Supplemental Indenture shall henceforth be read and construed together.
-3-
SECTION 207. CONFLICT WITH THE TRUST INDENTURE ACT.
If any provision of this First Supplemental Indenture limits, qualifies
or conflicts with any provision of the Trust Indenture Act that is required
under the Trust Indenture Act to be a part of and govern any provision of this
First Supplemental Indenture, the provision of the Trust Indenture Act shall
control. If any provision of this First Supplemental Indenture modifies or
excludes any provision of the Trust Indenture Act that may be so modified or
excluded, the provision of the Trust Indenture Act shall be deemed to apply to
the Indenture as so modified or to be excluded by this First Supplemental
Indenture, as the case may be.
SECTION 208. SEVERABILITY.
In case any provision in this First Supplemental Indenture shall be
invalid, illegal or unenforceable, the validity, legality and enforceability of
the remaining provisions shall not in any way be affected or impaired thereby.
SECTION 209. BENEFITS OF SUPPLEMENTAL INDENTURE.
Nothing in this First Supplemental Indenture or the Securities, express
or implied, shall give to any Person, other than the parties hereto and thereto
and their successors hereunder and thereunder and the Holders of the Securities,
any benefit of any legal or equitable right, remedy or claim under the
Indenture, this First Supplemental Indenture or the Securities.
SECTION 210. SUCCESSORS.
All agreements of the Company in this First Supplemental Indenture
shall bind its successors. All agreements of the Trustee in this First
Supplemental Indenture shall bind its successors.
SECTION 211. CERTAIN DUTIES AND RESPONSIBILITIES OF THE TRUSTEE.
In entering into this First Supplemental Indenture, the Trustee shall
be entitled to the benefit of every provision of the Indenture and the
Securities relating to the conduct of, affecting the liability of or affording
protection to, the Trustee, whether or not elsewhere herein so provided.
SECTION 212. COUNTERPARTS.
This First Supplemental Indenture may be executed in any number of
counterparts, each of which when so executed shall be deemed an original, and
all such counterparts shall together constitute but one and the same
instruments.
SECTION 213. GOVERNING LAW.
THIS FIRST SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN
ACCORDANCE WITH THE LAWS OF THE COMMONWEALTH OF MASSACHUSETTS.
-4-
SECTION 214. HEADINGS.
The Article and Section headings herein are inserted for convenience of
reference only, are not intended to be considered a part hereof and shall not
modify or restrict any of the terms or provisions hereof.
SECTION 215. THE TRUSTEE.
The Trustee shall not be responsible in any manner for or in respect of
the validity or sufficiency of this First Supplemental Indenture or for or in
respect of the recitals contained herein, all of which are made by the Company.
[THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK]
-5-
IN WITNESS WHEREOF, the parties hereto have caused this First
Supplemental Indenture to be duly executed as of the day and year first written
above.
PERKINELMER, INC.
By: /s/ Xxxxxxxx X. Xxxxxxx
------------------------------
Name: Xxxxxxxx X. Xxxxxxx
---------------------------
Title: Senior Vice President
---------------------------
STATE STREET BANK AND TRUST
COMPANY, as Trustee
By: /s/ Xxxx X. Xxxxxxxx Xx.
------------------------------
Name: Xxxx X. Xxxxxxxx Xx.
---------------------------
Title: Vice President
---------------------------
-6-
