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EXHIBIT 4.1
AMENDMENT NO. 1 TO RIGHTS AGREEMENT
This AMENDMENT NO. 1, effective as of January 1, 2001 (this
"Amendment"), between Xxxx Foods Company, a Delaware corporation (the
"Company"), and Xxxxxx Trust and Savings Bank as Rights Agent ("Xxxxxx"), amends
the Rights Agreement, dated as of May 22, 1998 (the "Rights Agreement"), between
the Company and Xxxxxx, as provided herein.
WITNESSETH:
WHEREAS, the Company and Xxxxxx entered into that certain Rights
Agreement referenced above.
WHEREAS, Xxxxxx desires to resign as Rights Agent, and the Company
desires to appoint a successor Rights Agent with respect to the Rights
Agreement.
WHEREAS, on April 4, 2001, the Board of Directors of the Company, in
accordance with Sections 21 and 26 of the Rights Agreement, determined it
desirable and in the best interests of the Company and its shareholders to
appoint Mellon Investor Services LLC, a New Jersey limited liability company, as
successor Rights Agent and amend certain provisions of the Rights Agreement
incident thereto, as set forth herein.
NOW, THEREFORE, in consideration of the premises and covenants
contained herein, the parties hereby agree as follows:
1. Amendment to Title Page. The Title Page to the Rights Agreement is
hereby amended to read in its entirety as follows:
XXXX FOODS COMPANY
and
MELLON INVESTOR SERVICES LLC
Rights Agent
RIGHTS AGREEMENT
Dated as of May 22, 1998
As Amended by Amendment No. 1 Dated as of January 1, 2001
2. Amendment to Introductory Paragraph. The Introductory Paragraph to
the Rights Agreement is hereby amended to read in its entirety as follows:
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This Rights Agreement, dated as of May 22, 1998, as amended by
Amendment No. 1 hereto, dated as of January 1, 2001 (this "Agreement"),
is entered into between Xxxx Foods Company, a Delaware Corporation (the
"Company"), and Mellon Investor Services LLC, a New Jersey limited
liability company (successor to Xxxxxx Trust and Savings Bank) as
Rights Agent (the "Rights Agent").
3. Amendment to Section 21. Section 21 of the Rights Agreement is
hereby amended to delete the word "corporation" and substitute in place thereof
the word "Person".
4. Amendment to Section 25. Section 25 of the Rights Agreement is
hereby amended to delete Xxxxxx as the recipient of notices or demands made
pursuant to the Rights Agreement and to substitute Mellon in place thereof, as
follows:
Mellon Investor Services LLC
000 Xxxxx Xxxxxx Xxxxx
Xxxxx 0000
Xxxxxxx, Xxxxxxxx 00000
Attn: Relationship Manager
5. Amendment to Section 30. Section 30 of the Rights Agreement is
hereby amended to delete the word "Illinois" and to substitute in place thereof
the word "New York".
6. Amendment to Form of Rights Certificate. The first paragraph of the
Form of Rights Certificate to purchase Preferred Shares set forth in Exhibit B
attached to the Rights Agreement is hereby amended to delete the words "Xxxxxx
Trust and Savings Bank" and to substitute in place thereof the words "Mellon
Investor Services LLC, a New Jersey limited liability company". The signature
page of the Form of Rights Certificate is hereby amended to delete the words
"XXXXXX TRUST AND SAVINGS BANK" and to substitute in place thereof the words
"MELLON INVESTOR SERVICES LLC".
7. Amendment to Summary of Rights. The first paragraph of the form of
Summary of Rights to purchase Preferred Shares set forth in Exhibit C to the
Rights Agreement is hereby amended to delete the words "Xxxxxx Trust and Savings
Bank" and to substitute in place thereof the words "Mellon Investor Services
LLC, a New Jersey limited liability company".
8. Rights Agreement as Amended. The term "Agreement" as used in the
Rights Agreement shall be deemed to refer to the Rights Agreement as amended
hereby. This Amendment shall be effective as of the date hereof and, except as
set forth herein, the Rights Agreement shall remain in full force and effect and
be otherwise unaffected hereby.
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* * * * *
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by their respective representatives as of the date set forth above.
XXXX FOODS COMPANY
By:/s/ Xxxx X. Xxxxxx
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Name: Xxxx X. Xxxxxx
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Title: Vice President
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MELLON INVESTOR SERVICES LLC,
AS RIGHTS AGENT
By: /s/ Xxxxxx Xxxxx
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Name: Xxxxxx Xxxxx
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Title: Vice President and Counsel
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