April 9, 2007
Exhibit (H)(5)
April 9, 2007
PFPC, Inc.
000 Xxxxxxxx Xxxxxxx
Xxxxxxxxxx, XX 00000
| Re: | Transfer Agency and Services Agreement |
Ladies and Gentlemen:
Reference is made to the Transfer Agency and Services Agreement (as amended to date, the “Agreement”), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an “Old Fund” on Exhibit A hereto (each, a “Fund” and, collectively, the “Funds”) on behalf of each of its series identified as “Old Portfolios” on Exhibit A hereto (each, a “Portfolio” and, collectively, the “Portfolios”).
In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a “Closing Date”), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease operations following fund combinations (or otherwise) on the date indicated on Exhibit A hereto (each, a “Termination Date”).
On each applicable Closing Date, (i) each investment company identified as a “New Fund” shall become a “Fund” party to the Agreement on behalf of each of its series identified on Exhibit A as a “New Portfolio” and shall assume all of the rights and obligations under the Agreement of the corresponding Old Fund with respect to each applicable Old Portfolio (or, if such Old Fund has no Old Portfolios, with respect to the Old Fund itself), (ii) each such New Portfolio shall be deemed a “Portfolio” within the meaning of the Agreement, and (iii) each Old Portfolio shall cease be deemed to be a “Portfolio” under the Agreement. As of each applicable Termination Date, each Old Portfolio indicated on Exhibit A hereto as terminating operations shall cease to be deemed a “Portfolio” under the Agreement.
As of the date on which an Old Fund has no further rights or obligations under the Agreement, by virtue of (i) all of the rights and obligations of its Old Portfolios (or, if such Old Fund has no Old Portfolios, the Old Fund itself) having been assumed by one or more New Funds and/or (ii) its Old Portfolios (or, if such Old Fund has no Old Portfolios, the Old Fund itself) having ceased operations, such Old Fund shall cease to be a party to the Agreement and shall have no rights or obligations thereunder.
Except to the extent expressly set forth herein, this letter shall not be deemed to otherwise amend or modify any term of the Agreement.
Please sign below to evidence your consent and agreement to the above.
| EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON EXHIBIT A HERETO AS AN “OLD FUND” OR A “NEW FUND” | ||
| By: |
| |
| Name: | ||
| Title: | ||
Consented and Agreed to:
| PFPC, INC. | ||
| By: |
| |
| Name: | Xxxxx X. Xxxxxxxx | |
| Title: | Senior Vice President and Managing Director | |
Exhibit A
FUNDS AND PORTFOLIOS
INVOLVED IN RESTRUCTURINGS
OR FUND COMBINATIONS
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Adjustable Rate Income Fund (f/k/a SB Adjustable Rate Income Fund) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Adjustable Rate Income Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Aggressive Growth Fund, Inc. (f/k/a Xxxxx Xxxxxx Aggressive Growth Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Aggressive Growth Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Lifestyle Series, Inc. (f/k/a Xxxxx Xxxxxx Allocation Series Inc.) | Xxxx Xxxxx Partners Lifestyle Allocation 50% (f/k/a Balanced Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Allocation 50% | 4/13/07 | |||||
| Xxxx Xxxxx Partners Lifestyle Allocation 30% (f/k/a Conservative Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Allocation 30% | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Lifestyle Allocation 70% (f/k/a Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Allocation 70% | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Lifestyle Allocation 85% (f/k/a High Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Allocation 85% | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Lifestyle Allocation 100% | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Allocation 100% | 4/13/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Lifestyle Income Fund (f/k/a Income Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Lifestyle Income Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Variable Lifestyle Allocation 50% (f/k/a Select Balanced Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Lifestyle Allocation 50% | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Lifestyle Allocation 70% (f/k/a Select Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Lifestyle Allocation 70% | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Lifestyle Allocation 85% (f/k/a Select High Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Lifestyle Allocation 85% | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Appreciation Fund, Inc. (f/k/a Xxxxx Xxxxxx Appreciation Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Appreciation Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Arizona Municipals Fund, Inc. (f/k/a Xxxxx Xxxxxx Arizona Municipals Fund Inc.) | n/a | Combination (acquired by Xxxx Xxxxx Partners Managed Municipals Fund) |
n/a | n/a | 2/2/07 | |||||
| Xxxx Xxxxx Partners California Municipals Fund, Inc. (f/k/a Xxxxx Xxxxxx California Municipals Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners California Municipals Fund | 4/13/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Equity Funds (f/k/a Xxxxx Xxxxxx Equity Funds) | Xxxx Xxxxx Partners Social Awareness Fund (f/k/a Xxxxx Xxxxxx Social Awareness Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Social Awareness Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Fundamental Value Fund, Inc. (f/k/a Xxxxx Xxxxxx Fundamental Value Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Fundamental Value Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Funds, Inc. (f/k/a Xxxxx Xxxxxx Funds, Inc.) | Xxxx Xxxxx Partners Large Cap Value Fund (f/k/a Xxxxx Xxxxxx Large Cap Value Fund) | Combination (acquired by Xxxx Xxxxx Partners Investors Value Fund) |
n/a | n/a | 3/2/07 | |||||
| Xxxx Xxxxx Partners U.S. Government Securities Fund (f/k/a Xxxxx Xxxxxx U.S. Government Securities Fund) | Combination (acquired by Xxxx Xxxxx Partners Government Securities Fund) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Short-Term Investment Grade Bond Fund (f/k/a Xxxxx Xxxxxx Short-Term Investment Grade Bond Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Short-Term Investment Grade Bond Fund | 4/13/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Income Funds (f/k/a Xxxxx Xxxxxx Income Funds) | Xxxx Xxxxx Partners Dividend and Income Fund (f/k/a Xxxxx Xxxxxx Dividend and Income Fund) | Combination (acquired by Xxxx Xxxxx Partners Capital and Income Fund) |
n/a | n/a | 12/1/06 | |||||
| Xxxx Xxxxx Partners Convertible Fund (f/k/a SB Convertible Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Convertible Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Diversified Strategic Income Fund (f/k/a Xxxxx Xxxxxx Diversified Strategic Income Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Diversified Strategic Income Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Exchange Reserve Fund (f/k/a Xxxxx Xxxxxx Exchange Reserve Fund) | Combination (acquired by Xxxxx Xxxxxx Money Funds—Cash Portfolio) |
n/a | n/a | 3/16/07 | ||||||
| Xxxx Xxxxx Partners High Income Fund (f/k/a Xxxxx Xxxxxx High Income Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners High Income Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Municipal High Income Fund (f/k/a Xxxxx Xxxxxx Municipal High Income Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Municipal High Income Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Capital and Income Fund (f/k/a SB Capital and Income Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Capital and Income Fund | 4/13/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Core Bond Fund (f/k/a Xxxxx Xxxxxx Total Return Bond Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Core Bond Fund | 4/13/07 | ||||||
| Xxxxx Xxxxxx Institutional Cash Management Fund Inc. | Cash Portfolio | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Western Asset Institutional Money Market Fund | 4/13/07 | |||||
| Government Portfolio | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Western Asset Institutional Government Money Market Fund | 4/13/07 | ||||||
| Municipal Portfolio | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Western Asset Institutional Municipal Money Market Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Investment Funds, Inc. (f/k/a Xxxxx Xxxxxx Investment Funds Inc.) | Xxxx Xxxxx Partners Investment Grade Bond Fund (f/k/a Xxxxx Xxxxxx Investment Grade Bond Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Investment Grade Bond Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Multiple Discipline Funds Balanced All Cap Growth and Value (f/k/a Xxxxx Xxxxxx Multiple Discipline Funds—Balanced All Cap Growth and Value Fund) | Combination (acquired by Xxxx Xxxxx Partners Capital and Income Fund) |
n/a | n/a | 12/1/06 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Multiple Discipline Funds Large Cap Growth and Value (f/k/a Xxxxx Xxxxxx Multiple Discipline Funds—Large Cap Growth and Value Fund) | Combination (acquired by Xxxx Xxxxx Partners Multiple Discipline Funds All Cap Growth and Value) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Multiple Discipline Funds All Cap Growth and Value (f/k/a Xxxxx Xxxxxx Multiple Discipline Funds—All Cap Growth and Value Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners All Cap Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Multiple Discipline Funds Global All Cap Growth and Value (f/k/a Xxxxx Xxxxxx Multiple Discipline Funds—Global All Cap Growth and Value Fund) | Combination (acquired by Xxxx Xxxxx Partners Multiple Discipline Funds All Cap Growth and Value) |
n/a | n/a | 2/2/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Multiple Discipline Funds All Cap and International (f/k/a Xxxxx Xxxxxx Multiple Discipline Funds—All Cap and International Fund) | Combination (acquired by Xxxx Xxxxx Partners Multiple Discipline Funds All Cap Growth and Value) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Government Securities Fund (f/k/a Xxxxx Xxxxxx Government Securities Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Government Securities Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Xxxxxxxxxx Global Value Fund (f/k/a Xxxxx Xxxxxx Xxxxxxxxxx Global Value Fund) | Ceased Operations | n/a | n/a | 12/06 | ||||||
| Xxxx Xxxxx Partners Real Return Strategy Fund (f/k/a Xxxxx Xxxxxx Real Return Strategy Fund) | Ceased Operations | n/a | n/a | 12/06 | ||||||
| Xxxx Xxxxx Partners Small Cap Growth Fund (f/k/a Xxxxx Xxxxxx Small Cap Growth Fund) | Combination (acquired by Xxxx Xxxxx Partners Small Cap Growth Fund) |
n/a | n/a | 3/2/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Small Cap Value Fund (f/k/a Xxxxx Xxxxxx Small Cap Value Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Small Cap Value Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Investment Series (f/k/a Xxxxx Xxxxxx Investment Series) | Xxxx Xxxxx Partners International Fund (f/k/a Xxxxx Xxxxxx International Fund) | Combination (acquired by Xxxx Xxxxx Partners Global Equity Fund) |
n/a | n/a | 12/1/06 | |||||
| Xxxx Xxxxx Partners Dividend Strategy Fund (f/k/a Xxxxx Xxxxxx Dividend Strategy Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Dividend Strategy Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Growth and Income Fund (f/k/a SB Growth and Income Fund) | Combination (acquired by Xxxx Xxxxx Partners Multiple Discipline Funds All Cap Growth and Value) |
n/a | n/a | 2/2/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Premier Selections All Cap Growth Portfolio (f/k/a Xxxxx Xxxxxx Premier Selections All Cap Growth Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Investment Series—Xxxx Xxxxx Partners Variable Growth and Income Portfolio (f/k/a Xxxxx Xxxxxx Growth and Income Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Variable Appreciation Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Government Portfolio (f/k/a SB Government Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Government Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Dividend Strategy Portfolio (f/k/a Xxxxx Xxxxxx Dividend Strategy Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Dividend Strategy Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Investment Trust (f/k/a Xxxxx Xxxxxx Investment Trust) | Xxxx Xxxxx Partners Intermediate Maturity California Municipals Fund (f/k/a Xxxxx Xxxxxx Intermediate Maturity California Municipals Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Intermediate Maturity California Municipals Fund | 4/13/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Intermediate Maturity New York Municipals Fund (f/k/a Xxxxx Xxxxxx Intermediate Maturity New York Municipals Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Intermediate Maturity New York Municipals Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Large Cap Growth Fund (f/k/a Xxxxx Xxxxxx Large Capitalization Growth Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Large Cap Growth Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners S&P 500 Index Fund (f/k/a Xxxxx Xxxxxx S&P 500 Index Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners S&P 500 Index Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Mid Cap Core Fund (f/k/a Xxxxx Xxxxxx Mid Cap Core Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Mid Cap Core Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Classic Values Fund (f/k/a Xxxxx Xxxxxx Classic Values Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Classic Values Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Core Plus Bond Fund, Inc. (f/k/a Xxxxx Xxxxxx Core Plus Bond Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Core Plus Bond Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Managed Municipals Fund, Inc. (f/k/a Xxxxx Xxxxxx Managed Municipals Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Managed Municipals Fund | 4/13/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Massachusetts Municipals Fund (f/k/a Xxxxx Xxxxxx Massachusetts Municipals Fund) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Massachusetts Municipals Fund | 4/13/07 | |||||
| Xxxxx Xxxxxx Money Funds, Inc. | Cash Portfolio | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset Money Market Fund | 4/13/07 | |||||
| Government Portfolio | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset Government Money Market Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Variable Portfolios IV (f/k/a Xxxxx Xxxxxx Multiple Discipline Trust) | Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—All Cap Growth and Value (f/k/a Multiple Discipline Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—All Cap Growth and Value | 4/27/07 | |||||
| Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Large Cap Growth and Value (f/k/a Multiple Discipline Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Large Cap Growth and Value | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Global All Cap Growth and Value (f/k/a Multiple Discipline Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Global All Cap Growth and Value | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Balanced All Cap Growth and Value (f/k/a Multiple Discipline Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Capital and Income Portfolio | 4/27/07 | ||||||
| Xxxxx Xxxxxx Municipal Money Market Fund, Inc. | n/a | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset Municipal Money Market Fund | 4/13/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Municipal Funds (f/k/a Xxxxx Xxxxxx Muni Funds) | California Money Market Portfolio | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset California Municipal Money Market Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Florida Municipals Fund (f/k/a Florida Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Managed Municipals Fund) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Georgia Municipals Fund (f/k/a Georgia Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Managed Municipals Fund) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Intermediate-Term Municipals Fund (f/k/a Limited Term Portfolio) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Intermediate-Term Municipals Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners National Municipals Fund (f/k/a National Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Managed Municipals Fund) |
n/a | n/a | 2/2/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Massachusetts Money Market Portfolio | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset Massachusetts Municipal Money Market Fund | 4/13/07 | ||||||
| New York Money Market Portfolio | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Western Asset New York Municipal Money Market Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners New York Municipals Fund (f/k/a New York Portfolio) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners New York Municipals Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Pennsylvania Municipals Fund (f/k/a Pennsylvania Portfolio) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Pennsylvania Municipals Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners New Jersey Municipals Fund, Inc. (f/k/a Xxxxx Xxxxxx New Jersey Municipals Fund Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners New Jersey Municipals Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Oregon Municipals Fund (f/k/a Xxxxx Xxxxxx Oregon Municipals Fund) | n/a | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Oregon Municipals Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Sector Series, Inc. (f/k/a Xxxxx Xxxxxx Sector Series Inc.) | Xxxx Xxxxx Partners Financial Services Fund (f/k/a Xxxxx Xxxxxx Financial Services Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Financial Services Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Health Sciences Fund (f/k/a Xxxxx Xxxxxx Health Sciences Fund) | Combination (acquired by Xxxx Xxxxx Aggressive Growth Fund) |
n/a | n/a | 12/1/06 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Technology Fund (f/k/a Xxxxx Xxxxxx Technology Fund) | Combination (acquired by Xxxx Xxxxx Partners Large Cap Growth Fund) |
n/a | n/a | 2/2/07 | ||||||
| Xxxx Xxxxx Partners Small Cap Core Fund, Inc. (f/k/a Xxxxx Xxxxxx Small Cap Core Fund, Inc.) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Small Cap Core Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners World Funds, Inc. (f/k/a Xxxxx Xxxxxx World Funds) | Xxxx Xxxxx Partners Inflation Management Fund (f/k/a Xxxxx Xxxxxx Inflation Management Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Inflation Management Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners International All Cap Opportunity Fund (f/k/a International All Cap Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Variable International All Cap Opportunity Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Variable Portfolios II (f/k/a Greenwich Street Series Fund) | Xxxx Xxxxx Partners Variable Appreciation Portfolio (f/k/a Appreciation Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Appreciation Portfolio | 4/27/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Capital and Income Portfolio (f/k/a Capital and Income Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Balanced All Cap Growth and Value) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Diversified Strategic Income Portfolio (f/k/a Diversified Strategic Income Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Diversified Strategic Income Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio (f/k/a Salomon Brothers Variable Aggressive Growth Fund) | Combination (acquired by Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Equity Index Portfolio (f/k/a Equity Index Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Equity Index Portfolio | 4/27/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Growth and Income Portfolio (f/k/a Salomon Brothers Variable Growth & Income Fund) | Combination (acquired by Xxxx Xxxxx Partners Variable Appreciation Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Fundamental Value Portfolio (f/k/a Fundamental Value Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Fundamental Value Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Portfolios III, Inc. (f/k/a Travelers Series Fund Inc. ) | Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio (f/k/a Xxxxx Xxxxxx Aggressive Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio | 4/27/07 | |||||
| Xxxx Xxxxx Partners Variable High Income Portfolio (f/k/a Xxxxx Xxxxxx High Income Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable High Income Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable International All Cap Growth Portfolio (f/k/a Xxxxx Xxxxxx International All Cap Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners International All Cap Opportunity Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio (f/k/a Xxxxx Xxxxxx Large Capitalization Growth Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio | 4/27/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Large Cap Value Portfolio (f/k/a Xxxxx Xxxxxx Large Cap Value Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Variable Investors Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Mid Cap Core Portfolio (f/k/a Xxxxx Xxxxxx Mid Cap Core Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Mid Cap Core Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Money Market Portfolio (f/k/a Xxxxx Xxxxxx Money Market Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Money Market Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Social Awareness Stock Portfolio (f/k/a Social Awareness Stock Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Social Awareness Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio (f/k/a SB Adjustable Rate Income Portfolio) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Equity Fund, Inc. (f/k/a The Salomon Brothers Fund Inc) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Equity Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Investors Value Fund, Inc. (f/k/a Salomon Brothers Investors Value Fund Inc) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Investors Value Fund | 4/13/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Capital Fund, Inc. (f/k/a Salomon Brothers Capital Fund Inc) | n/a | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Capital Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Series Funds, Inc. (f/k/a Salomon Brothers Series Funds Inc.) | Xxxx Xxxxx Partners Balanced Fund (f/k/a Salomon Brothers Balanced Fund) | Combination (acquired by Xxxx Xxxxx Partners Capital and Income Fund) |
n/a | n/a | 3/16/07 | |||||
| Salomon Brothers Cash Management Fund | Ceased Operations | n/a | n/a | 8/18/06 | ||||||
| Xxxx Xxxxx Partners Global High Yield Bond Fund (f/k/a Salomon Brothers High Yield Bond Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Global High Yield Bond Fund | 4/13/07 | ||||||
| Salomon Brothers Institutional Money Market Fund | Ceased Operations | n/a | n/a | 10/6/06 | ||||||
| Salomon Brothers Large Cap Growth Fund | Ceased Operations | n/a | n/a | 2/3/06 | ||||||
| Xxxx Xxxxx Partners New York Municipal Money Market Fund (f/k/a Salomon Brothers NY Municipal Money Mkt Fund) | Combination (acquired by Xxxx Xxxxx Partners Municipal Funds - New York Money Market Portfolio) |
n/a | n/a | 3/2/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Small Cap Growth Fund I (f/k/a Salomon Brothers Small Cap Growth Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Small Cap Growth Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Strategic Bond Fund (f/k/a Salomon Brothers Strategic Bond Fund) | Combination (acquired by Xxxx Xxxxx Partners Diversified Strategic Income Fund) |
n/a | n/a | 3/2/07 | ||||||
| Xxxx Xxxxx Partners Short/Intermediate U.S. Government Fund (f/k/a Salomon Brothers Short/Intermediate US Government Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Short/Intermediate U.S. Government Fund | 4/13/07 | ||||||
| Salomon Brothers All Cap Value Fund | Liquidated | n/a | n/a | 2/3/06 | ||||||
| Western Asset Funds II, Inc. (f/k/a Salomon Brothers Institutional Series Funds Inc.) | Western Asset Global High Yield Bond Portfolio (f/k/a Salomon Brothers Institutional High Yield Bond Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Western Asset Global High Yield Bond Portfolio | 4/13/07 | |||||
| Western Asset Emerging Market Debt Portfolio (f/k/a Salomon Brothers Institutional Emerging Markets Debt Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Western Asset Emerging Markets Debt Portfolio | 4/13/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Portfolios I, Inc. (f/k/a Salomon Brothers Variable Series Funds Inc.) | Xxxx Xxxxx Partners Variable All Cap Portfolio (f/k/a Salomon Brothers Variable All Cap Fund) | Combination (acquired by Xxxx Xxxxx Partners Variable Fundamental Value Portfolio) |
n/a | n/a | 4/27/07 | |||||
| Xxxx Xxxxx Partners Variable Global High Yield Bond Portfolio (f/k/a Salomon Brothers Variable High Yield Bond Fund) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Global High Yield Bond Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Investors Portfolio (f/k/a Salomon Brothers Variable Investors Fund) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Investors Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio (f/k/a Salomon Brothers Variable Large Cap Growth Fund) | Combination (acquired by Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio) |
n/a | n/a | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio (f/k/a Salomon Brothers Variable Small Cap Growth Fund) | Restructuring | Xxxx Xxxxx Partners Variable Equity Trust | Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio | 4/27/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Variable Strategic Bond Portfolio (f/k/a Salomon Brothers Variable Strategic Bond Fund) | Restructuring | Xxxx Xxxxx Partners Variable Income Trust | Xxxx Xxxxx Partners Variable Strategic Bond Portfolio | 4/27/07 | ||||||
| Xxxx Xxxxx Partners Variable Total Return Portfolio (f/k/a Salomon Brothers Variable Total Return Fund) | Combination (acquired by Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Balanced All Cap Growth and Value) |
n/a | n/a | 4/27/07 | ||||||
| CitiFunds Trust I | Xxxx Xxxxx Partners Emerging Markets Equity Fund (f/k/a Xxxxx Xxxxxx Emerging Markets Equity Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Emerging Markets Equity Fund | 4/13/07 | |||||
| Xxxx Xxxxx Partners Trust II (f/k/a Xxxxx Xxxxxx Trust II) | Xxxx Xxxxx Partners Capital Preservation Fund (f/k/a Xxxxx Xxxxxx Capital Preservation Fund) | Not Restructuring | n/a | n/a | n/a | |||||
| Xxxx Xxxxx Partners Capital Preservation Fund II (f/k/a Xxxxx Xxxxxx Capital Preservation Fund II) | Not Restructuring | n/a | n/a | n/a | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners Diversified Large Cap Growth Fund (f/k/a Xxxxx Xxxxxx Diversified Large Cap Growth Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Diversified Large Cap Growth Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Global Equity Fund (f/k/a Xxxxx Xxxxxx International Large Cap Fund) | Restructuring | Xxxx Xxxxx Partners Equity Trust | Xxxx Xxxxx Partners Global Equity Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Small Cap Growth Opportunities Fund (f/k/a Xxxxx Xxxxxx Small Cap Growth Opportunities Fund) | Combination (acquired by Xxxx Xxxxx Partners Small Cap Growth Fund) |
n/a | n/a | 3/2/07 | ||||||
| Xxxx Xxxxx Partners Short Duration Municipal Income Fund (f/k/a Xxxxx Xxxxxx Short Duration Municipal Income Fund) | Restructuring | Xxxx Xxxxx Partners Income Trust | Xxxx Xxxxx Partners Short Duration Municipal Income Fund | 4/13/07 | ||||||
| CitiFunds Trust III | Citi Cash Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi Cash Reserves | 4/13/07 | |||||
| Citi U.S. Treasury Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi U.S. Treasury Reserves | 4/13/07 | ||||||
| Citi California Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi California Tax Free Reserves | 4/13/07 | ||||||
| Citi Connecticut Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi Connecticut Tax Free Reserves | 4/13/07 | ||||||
| Citi New York Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi New York Tax Free Reserves | 4/13/07 | ||||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Citi Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money Market Trust | Citi Tax Free Reserves | 4/13/07 | ||||||
| CitiFunds Institutional Trust | Citi Institutional Liquid Reserves | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Citi Institutional Liquid Reserves | 4/13/07 | |||||
| Citi Institutional Cash Reserves | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Citi Institutional Cash Reserves | 4/13/07 | ||||||
| Citi Institutional U.S. Treasury Reserves | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Citi Institutional U.S. Treasury Reserves | 4/13/07 | ||||||
| Citi Institutional Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Citi Institutional Tax Free Reserves | 4/13/07 | ||||||
| Citi Institutional Enhanced Income Fund | Restructuring | Xxxx Xxxxx Partners Institutional Trust | Citi Institutional Enhanced Income Fund | 4/13/07 | ||||||
| SMASh Series M Fund | Restructuring | Xxxx Xxxxx Partners Institutional Trust | SMASh Series M Fund | 4/13/07 | ||||||
| SMASh Series C Fund | Restructuring | Xxxx Xxxxx Partners Institutional Trust | SMASh Series C Fund | 4/13/07 | ||||||
| SMASh Series EC Fund | Restructuring | Xxxx Xxxxx Partners Institutional Trust | SMASh Series EC Fund | 4/13/07 | ||||||
| SMASh Series MEC Fund | Restructuring | Xxxx Xxxxx Partners Institutional Trust | SMASh Series MEC Fund | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Funds Trust (f/k/a Salomon Funds Trust) | Xxxx Xxxxx Partners National Tax Free Bond Fund (f/k/a Salomon Brothers National Tax Free Bond Fund) | Combination (acquired by Xxxx Xxxxx Partners Managed Municipals Fund) |
n/a | n/a | 3/2/07 | |||||
| Old Fund |
Old Portfolio |
Restructuring, Fund or Other Cessation of Operations |
New Fund |
New Portfolio |
Closing Date or (as applicable) | |||||
| Xxxx Xxxxx Partners California Tax Free Bond Fund (f/k/a Salomon Brothers California Tax Free Bond Fund) | Combination (acquired by Xxxx Xxxxx Partners California Municipals Fund) |
n/a | n/a | 3/2/07 | ||||||
| Xxxx Xxxxx Partners New York Tax Free Bond Fund (f/k/a Salomon Brothers New York Tax Free Bond Fund) | Combination (acquired by Xxxx Xxxxx Partners New York Municipals Fund) |
n/a | n/a | 3/2/07 | ||||||
| Xxxx Xxxxx Partners Mid Cap Fund (f/k/a Salomon Brothers Mid Cap Fund) | Combination (acquired by Xxxx Xxxxx Partners Capital Fund) |
n/a | n/a | 12/1/06 | ||||||
| Xxxx Xxxxx Partners Variable Portfolios V (f/k/a Variable Annuity Portfolios) | Xxxx Xxxxx Partners Variable Small Cap Growth Opportunities Portfolio (f/k/a Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio) | Combination (acquired by Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio) |
n/a | n/a | 4/27/07 | |||||
