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Exhibit 4.6
FIRST SUPPLEMENTAL INDENTURE
This First Supplemental Indenture, dated as of December 12, 2000 (this
"First Supplemental Indenture" or "Guarantee"), among RJR Acquisition Corp. (the
"Guarantor"), X.X. Xxxxxxxx Tobacco Holdings, Inc. (together with its successors
and assigns, the "Company"), X.X. Xxxxxxxx Tobacco Company ("RJRT"), the
existing Guarantor under the Indenture referred to below, and The Bank of New
York, as Trustee under the Indenture referred to below.
WITNESSETH:
WHEREAS, the Company, RJRT and the Trustee have heretofore executed and
delivered an Indenture, dated as of May 15, 1999 (as amended, supplemented,
waived or otherwise modified, the "Indenture"), providing for the issuance of an
aggregate principal amount of $550,000,000 of 7 3/8% Notes due 2003, an
aggregate principal amount of $500,000,000 7 3/4% Notes due 2006, and an
aggregate principal amount of $200,000,000 7 7/8% Notes due 2009 of the Company
(the "Notes");
WHEREAS, Section 10.5 of the Indenture provides that the Company is
required to cause each Subsidiary (whether previously existing or created or
acquired by the Company) which is or becomes a guarantor under the Amended and
Restated Credit Agreement, dated as of May 7, 1999, and amended and restated as
of November 17, 2000, among the Company, The Chase Manhattan Bank, as
Administrative Agent and the various lending institutions named on the signature
pages thereto, to execute and deliver to the Trustee a Guarantee pursuant to
which such Subsidiary will unconditionally and irrevocably guarantee, as primary
obligor and not merely as surety, on a joint and several basis with each other
Guarantor, the full and punctual payment when due, whether at maturity, by
acceleration, by redemption, by repurchase, or otherwise, of the principal of,
premium, if any, and interest, including Additional Interest, on the Notes and
all other obligations of the Company under this Indenture (all the foregoing
being hereinafter collectively called the "Obligations"); and
WHEREAS, pursuant to Section 9.1 of the Indenture, the Trustee and the
Company are authorized to execute and deliver this First Supplemental Indenture
to amend the Indenture, without the consent of any Noteholder;
NOW, THEREFORE, in consideration of the foregoing and for other good
and valuable consideration, the receipt of which is hereby acknowledged, the
Guarantor, the Company, the other Guarantor and the Trustee mutually covenant
and agree for the equal and ratable benefit of the holders of the Notes as
follows:
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ARTICLE I
Definitions
SECTION 1.1 Defined Terms. As used in this Guarantee, terms defined in
the Indenture or in the preamble or recital hereto are used herein as therein
defined, except that the term "Holders" in this Guarantee shall refer to the
term "Holders" as defined in the Indenture and the Trustee acting on behalf or
for the benefit of such holders. The words "herein," "hereof" and "hereby" and
other words of similar import used in this First Supplemental Indenture refer to
this First Supplemental Indenture as a whole and not to any particular section
hereof.
ARTICLE II
Agreement to be Bound; Guarantee
SECTION 2.1 Agreement to be Bound. The Guarantor hereby becomes a party
to the Indenture as a Guarantor and as such will have all of the rights and be
subject to all of the obligations and agreements of a Guarantor under the
Indenture. The Guarantor agrees to be bound by all of the provisions of the
Indenture applicable to a Guarantor and to perform all of the obligations and
agreements of a Guarantor under the Indenture.
SECTION 2.2 Guarantee. The Guarantee hereby fully, unconditionally and
irrevocably guarantees, as primary obligor and not merely as surety, jointly and
severally with each other Guarantor, to each Holder of the Notes and the
Trustee, the full and punctual payment when due, whether at maturity, by
acceleration, by redemption or otherwise, of the Obligations in accordance with
Article X of the Indenture.
ARTICLE III
Miscellaneous
SECTION 3.1 Notices. All notices and other communications to the
Guarantor shall be given as provided in the Indenture to the Guarantor, at its
address set forth below, with a copy to the Company as provided in the Indenture
for notices to the Company.
SECTION 3.2 Parties. Nothing expressed or mentioned herein is intended
or shall be construed to give any Person, firm or corporation, other than the
Holders and the Trustee, any legal or equitable right, remedy or claim under or
in respect of this First Supplemental Indenture or the Indenture or any
provision herein or therein contained.
SECTION 3.3 Governing Law. This First Supplemental Indenture shall be
governed by the laws of the State of New York.
SECTION 3.4 Severability Clause. In any case any provision in this
First Supplemental Indenture shall be invalid, illegal or unenforceable, the
validity, legality and enforceability of the remaining provisions shall not in
any way be affected or impaired thereby and such provision shall be ineffective
only to the extent of such invalidity, illegality or unenforceability.
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SECTION 3.5 Ratification of Indenture; First Supplemental Indenture
Part of Indenture. Except as expressly amended hereby, the Indenture is in all
respects ratified and confirmed and all the terms, conditions and provisions
thereof shall remain in full force and effect. This First Supplemental Indenture
shall form a part of the Indenture for all purposes, and every holder of Notes
heretofore or hereafter authenticated and delivered shall be bound hereby. The
Trustee makes no representation or warranty as to the validity of this First
Supplemental Indenture.
SECTION 3.6 Counterparts. The parties hereto may sign one or more
copies of this First Supplemental Indenture in counterparts, all of which
together shall constitute one and the same agreement.
SECTION 3.7 Headings. The headings of the Articles and the sections in
this Guarantee are for convenience of reference only and shall not be deemed to
alter or affect the meaning or interpretation of any provisions hereof.
IN WITNESS WHEREOF, the parties hereto have caused this First
Supplemental Indenture to be duly executed as of the date first above written.
Address: RJR ACQUISITION CORP.,
0000 Xxxxx Xxxxxx Xxxxxx as a Guarantor
Xxxxx 0000
Xxxxxxxxxx, Xxxxxxxx 00000
By: /s/ XxXxxx X. Xxxxx, III
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Name: XxXxxx X. Xxxxx, III
Title: Vice President and Secretary
Address: X.X. XXXXXXXX TOBACCO HOLDINGS, INC.,
000 Xxxxx Xxxx Xxxxxx
Xxxxxxx-Xxxxx, XX 00000
By: /s/ Xxxxxxx X. Xxxxxxxx
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Name: Xxxxxxx X. Xxxxxxxx
Title: EVP & CFO
Address: X. X. XXXXXXXX TOBACCO COMPANY,
000 Xxxxx Xxxx Xxxxxx as a Guarantor
Xxxxxxx-Xxxxx, XX 00000
By: /s/ Xxxx X. Xxxx
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Name: Xxxx X. Xxxx
Title: SVP & Treasurer
THE BANK OF NEW YORK, as Trustee
By: /s/ Xxxx X. Xxxxxx
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Name: Xxxx X. Xxxxxx
Title: Vice President
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