AMENDMENT TO TRANSFER AGENCY AGREEMENT
AMENDMENT TO
Amendment made as of the 20th day of March, 2013, between TD ASSET MANAGEMENT USA FUNDS INC., a Maryland Corporation (the “Company”) and CITI FUND SERVICES OHIO, INC., an Ohio Corporation (“Citi”), to that certain Transfer Agency Agreement, dated December 18, 2006, between the Company and Citi, as amended on December 11, 2007 (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
WHEREAS, pursuant to the Agreement, Citi performs certain transfer agency services for the Funds and their classes;
WHEREAS, Citi and the Company wish to enter into this Amendment to the Agreement;
NOW THEREFORE, in consideration of the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Company and Citi hereby agree as follows:
| 1. | Amendment. |
Schedule A (Portfolios) is hereby deleted in its entirely and replaced with the Schedule A attached hereto.
| 2. | Representations and Warranties. |
| (a) | The Company represents (i) that it has full power and authority to enter into and perform this Amendment, (ii) this Amendment has been disclosed to and approved by the Board with respect to each Fund, and that the Company has provided all such information to the Board with respect to each Fund as may be appropriate (or has been requested by the Board) in connection with the review and approval by the Board of this Amendment and the arrangements contemplated under this Amendment; and (iii) Citi has either been, or will be, given a copy of the resolutions evidencing such approvals of this Amendment. |
| (b) | Citi represents that it has full power and authority to enter into and perform this Amendment. |
| 3. | Miscellaneous. |
| (a) | This Amendment supplements and amends the Agreement. The provisions set forth in this Amendment supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein, including any conflicting provisions of the Agreement or any provisions of the Agreement that directly cover or indirectly bear upon matters covered under this Amendment. |
| (b) | Each reference to the Agreement in the Agreement (as it existed prior to this Amendment) and in every other agreement, contract or instrument to which the parties are bound, shall hereafter be construed as a reference to the Agreement as amended by this Amendment. Except as provided in this Amendment, the provisions of the Agreement remain in full force and effect. No amendment or modification to this Amendment shall be valid unless made in writing and executed by both parties hereto. |
| (c) | Paragraph headings in this Amendment are included for convenience only and are not to be used to construe or interpret this Amendment. |
| (d) | This Amendment may be executed in counterparts, each of which shall be an original but all of which, taken together, shall construe one and the same agreement. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed all as of the day and year first above written.
| TD ASSET MANAGEMENT USA FUNDS INC. | ||
| By: | /s/ Xxxxx XxXxxxx | |
| Name: | Xxxxx XxXxxxx | |
| Title: | President & Chief Executive Officer | |
| CITI FUND SERVICES OHIO, INC. | ||
| By: | /s/ Xxxxx Xxxxx | |
| Name: | Xxxxx Xxxxx | |
| Title: | President | |
AMENDED SCHEDULE A TO THE
BETWEEN
TD ASSET MANAGEMENT USA FUNDS INC.
AND
CITI FUND SERVICES OHIO, INC.
| FUNDS | AUTHORIZED SHARES | |||
| TDAM Short Term Bond Fund | ||||
| Institutional Class | 4,000,000,000 | |||
| Advisor Class* | 300,000,000 | |||
| TDAM Institutional Money Market Fund | ||||
| Institutional Class | 3,000,000,000 | |||
| Institutional Service Class | 2,000,000,000 | |||
| Commercial Class | 3,000,000,000 | |||
| TDAM Institutional U.S. Government Fund | ||||
| Institutional Class | 2,000,000,000 | |||
| Institutional Service Class | 3,000,000,000 | |||
| Commercial Class | 3,000,000,000 | |||
| TDAM Institutional Treasury Obligations Money Market Fund | ||||
| Institutional Service Class | 2,000,000,000 | |||
| Commercial Class | 3,000,000,000 | |||
| TDAM Institutional Municipal Money Market Fund | ||||
| Institutional Class | 2,000,000,000 | |||
| Institutional Service Class | 1,000,000,000 | |||
| TDAM Core Bond Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 300,000,000 | |||
| TDAM U.S. Equity Income Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM U.S. Large Cap Core Equity Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM Target Return Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM Global All Cap Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM Global Low Volatility Equity Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM High Yield Bond Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM Global Equity Income Fund | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
| TDAM U.S. Small-Mid Cap Equity Fund* | ||||
| Institutional Class | 1,000,000,000 | |||
| Advisor Class | 200,000,000 | |||
*Expected to commence operations in May 2013.
