SUPPLEMENT TO SECOND AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Funds Newport Beach, California 92660
SUPPLEMENT TO
SECOND AMENDED AND RESTATED DISTRIBUTION CONTRACT
000 Xxxxxxx Xxxxxx Xxxxx
Newport Beach, California 92660
PIMCO Investments LLC
1633 Broadway
New York, NY 10019
Re: PIMCO Total Return Fund V
Dear Sirs and Madams:
This will confirm the agreement between the undersigned (the “Trust”) and you (the “Distributor”) as follows:
| 1. | The Trust is an open-end investment company organized as a Massachusetts business trust and consisting of such separate investment portfolios as have been or may be established by the Trustees of the Trust from time to time. A separate series of shares of beneficial interest in the Trust is offered to investors with respect to each investment portfolio. PIMCO Total Return Fund V (the “Fund”) is a separate investment portfolio of the Trust. |
| 2. | The Trust and the Distributor have entered into a Second Amended and Restated Distribution Contract (the “Contract”) dated February 14, 2017, pursuant to which the Distributor has agreed to be the distributor of shares of the Trust. |
| 3. | As provided in paragraph 1 of the Contract, the Distributor hereby adopts the Contract with respect to the Funds and the Distributor hereby acknowledges that the Contract, as amended below, shall pertain to the Funds, the terms and conditions of such Contract being hereby incorporated herein by reference. |
| 4. | The Trust and the Distributor hereby agree to amend the Contract as of the date hereof to add the Fund to Schedule A. Accordingly, the current Schedule A is replaced with the new Schedule A attached hereto. |
| 5. | This Supplement and the Contract shall become effective with respect to the Fund on February 8th, 2023 and shall continue in effect for a period not to exceed two years from the effective date of this Supplement and shall continue thereafter on an annual basis with respect to the Fund only so long as such continuance is specifically approved at least annually by (a) the Trust’s Board of Trustees or, with respect to a Fund, by the vote of a majority of the outstanding voting securities of the Fund, as applicable (as defined in the Investment Company Act of 1940, as amended (the “1940 Act”)), and (b) by the vote, cast in accordance with the provisions of the 1940 Act and the rules and any applicable Securities and Exchange Commission guidance or relief thereunder at a meeting called for the purpose, of a majority of the Trust’s Trustees who are not “interested persons” (as defined in the 1940 Act) of the Trust and have no direct or indirect financial interest in the operation of the Contract. This Supplement and the Contract shall terminate automatically in the event of its assignment (as defined in the 1940 Act). This Supplement and the Contract may, in any event, be terminated at any time without the payment of any penalty, by a Fund or the |
| Distributor upon not more than 60 days’ and not less than 30 days’ written notice to the other party. |
| 6. | The Declaration of Trust establishing the Trust, as amended and restated effective November 4, 2014, a copy of which, together with all amendments thereto (the “Declaration”), is on file in the Office of the Secretary of the Commonwealth of Massachusetts, provides that the name “PIMCO Funds” refers to the trustees under the Declaration collectively as trustees and not as individuals or personally, and that no shareholder, trustee, officer, employee or agent of the Trust shall be subject to claims against or obligations of the Trust to any extent whatsoever, but that the Trust estate only shall be liable. |
If the foregoing correctly sets forth the agreement between the Trust and the Distributor, please so indicate by signing and returning to the Trust the enclosed copy hereof.
| Very truly yours, | ||
| By: |
||
| Title: President | ||
| ACCEPTED: | ||
| PIMCO INVESTMENTS LLC | ||
| By: |
||
| Title: President | ||
SCHEDULE A
Second Amended and Restated Distribution Contract
between PIMCO Funds and
PIMCO Investments LLC
February 8, 2023
This contract relates to the following Funds and Portfolios:
Funds:
| PIMCO All Asset All Authority Fund |
| PIMCO All Asset Fund |
| PIMCO California Intermediate Municipal Bond Fund |
| PIMCO California Municipal Bond Fund |
| PIMCO California Municipal Intermediate Value Fund |
| PIMCO California Municipal Opportunistic Value Fund |
| PIMCO California Short Duration Municipal Income Fund |
| PIMCO Climate Bond Fund |
| PIMCO CommoditiesPLUS® Strategy Fund |
| PIMCO CommodityRealReturn Strategy Fund® |
| PIMCO Credit Opportunities Bond Fund |
| PIMCO Diversified Income Fund |
| PIMCO Dynamic Bond Fund |
| PIMCO Emerging Markets Local Currency and Bond Fund |
| PIMCO Emerging Markets Bond Fund PIMCO Emerging Markets Corporate Bond Fund PIMCO Emerging Markets Currency and Short-Term Investments Fund |
| PIMCO Emerging Markets Full Spectrum Bond Fund PIMCO ESG Income Fund |
| PIMCO Extended Duration Fund |
| PIMCO Global Advantage Strategy Bond Fund |
| PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
| PIMCO Global Bond Opportunities Fund (Unhedged) |
| PIMCO Global Core Asset Allocation Fund |
| PIMCO GNMA and Government Securities Fund |
| PIMCO Government Money Market Fund |
| PIMCO High Yield Fund |
| PIMCO High Yield Municipal Bond Fund |
| PIMCO High Yield Spectrum Fund |
| PIMCO Income Fund |
| PIMCO Inflation Response Multi-Asset Fund |
| PIMCO International Bond Fund (U.S. Dollar-Hedged) |
| PIMCO International Bond Fund (Unhedged) |
| PIMCO Investment Grade Credit Bond Fund |
| PIMCO Long Duration Total Return Fund |
| PIMCO Long-Term Credit Bond Fund |
| PIMCO Long-Term Real Return Fund |
| PIMCO Long-Term U.S. Government Fund |
| PIMCO Low Duration Credit Fund |
| PIMCO Low Duration ESG Fund |
| PIMCO Low Duration Fund |
| PIMCO Low Duration Fund II |
| PIMCO Low Duration Income Fund |
| PIMCO Moderate Duration Fund |
| PIMCO Mortgage Opportunities and Bond Fund |
| PIMCO Mortgage-Backed Securities Fund |
| PIMCO Municipal Bond Fund |
| PIMCO National Intermediate Municipal Bond Fund |
| PIMCO National Municipal Intermediate Value Fund |
| PIMCO National Municipal Opportunistic Value Fund |
| PIMCO New York Municipal Bond Fund |
| PIMCO Preferred and Capital Securities Fund |
| PIMCO RAE Fundamental Advantage PLUS Fund |
| PIMCO RAE PLUS EMG Fund |
| PIMCO RAE PLUS Fund |
| PIMCO RAE PLUS International Fund |
| PIMCO RAE PLUS Small Fund PIMCO RAE Worldwide Long/Short PLUS Fund |
| PIMCO Real Return Fund |
| PIMCO RealEstateRealReturn Strategy Fund |
| PIMCO Short Asset Investment Fund |
| PIMCO Short Duration Municipal Income Fund |
| PIMCO Short-Term Fund |
| PIMCO StocksPLUS® Absolute Return Fund |
| PIMCO StocksPLUS® Fund |
| PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
| PIMCO StocksPLUS® International Fund (Unhedged) |
| PIMCO StocksPLUS® Long Duration Fund |
| PIMCO StocksPLUS® Short Fund |
| PIMCO StocksPLUS® Small Fund |
| PIMCO Strategic Bond Fund |
| PIMCO Total Return ESG Fund |
| PIMCO Total Return Fund |
| PIMCO Total Return Fund II |
| PIMCO Total Return Fund IV |
| PIMCO Total Return Fund V |
| PIMCO TRENDS Managed Futures Strategy Fund |
Portfolios:
| PIMCO ABS and Short-Term Investments Portfolio PIMCO All Asset: Multi-RAE PLUS Fund PIMCO All Authority: Multi-RAE PLUS Fund PIMCO All Asset: Multi-Real Fund PIMCO All Asset: Multi-Short PLUS Fund |
| PIMCO XX Xxxx and Short-Term Investments Portfolio |
| PIMCO High Yield and Short-Term Investments Portfolio |
| PIMCO International Portfolio |
| PIMCO Investment Grade Credit Bond Portfolio |
| PIMCO Long Duration Credit Bond Portfolio |
| PIMCO Low Duration Portfolio |
| PIMCO Moderate Duration Portfolio |
| PIMCO Mortgage and Short-Term Investments Portfolio |
| PIMCO Municipal Portfolio |
| PIMCO Real Return Portfolio PIMCO Sector Fund Series – AH PIMCO Sector Fund Series – AI PIMCO Sector Fund Series – AM PIMCO Sector Fund Series – BC PIMCO Sector Fund Series – BL PIMCO Sector Fund Series – EE PIMCO Sector Fund Series – H PIMCO Sector Fund Series – I |
| PIMCO Short Asset Portfolio |
| PIMCO Short-Term Floating NAV Portfolio II |
| PIMCO Short-Term Floating NAV Portfolio III |
| PIMCO Short-Term Portfolio |
| PIMCO U.S. Government and Short-Term Investments Portfolio |
