Re: Notice of Changes to the Fund Administration and Accounting Agreement
May 23, 2011
The Bank of New York Mellon
Xxx Xxxx Xxxxxx, 25th Floor
New York, NY 10286
Attn: Xxxx Xxxxxxxxxxx
| Re: | Notice of Changes to the Fund Administration and Accounting Agreement |
Dear Xx. Xxxxxxxxxxx:
Reference is made to that certain Fund Administration and Accounting Agreement, by and between Grail Advisors ETF Trust (the “Trust”), including each of the series thereof listed on Exhibit A thereto (each, a “Fund”) and The Bank of New York Mellon (“BNY”) dated as of March 20, 2009, as amended and supplemented from time to time (the “Agreement”), by and between the Trust, each Fund and BNY.
The Trust hereby advises you of the following Fund name change as of April 30, 2011:
| New Name | Prior Name | |
| Columbia Concentrated Large Cap Value Strategy Fund |
Grail American Beacon Large Cap Value ETF | |
The Trust hereby advises you of the following Trust and Fund name changes as of the close of business on May 20, 2011:
| New Name | Prior Name | |
| Grail Advisors ETF Trust | ||
| Columbia Core Bond Strategy Fund |
Grail XxXxxxxxx Taxable Core Bond ETF | |
| Columbia Growth Equity Strategy Fund |
RP Growth ETF | |
| Columbia Intermediate Municipal Bond Strategy Fund |
Grail XxXxxxxxx Intermediate Municipal Bond ETF | |
| Columbia Large-Cap Growth Equity Strategy Fund |
RP Focused Large Cap Growth ETF |
Accordingly, the attached Exhibit A dated May 23, 2011 shall supersede any previous Exhibit A to the Agreement.
In addition, the Trust hereby notifies you that the notice address appearing in item 20 of the Agreement (or any notices given prior to the date of this letter) for the Trust or any Fund is deleted and replaced in its entirety with the below addresses for the Trust or any Fund:
Address for Notices to the Trust or any Fund:
Columbia Management Investment Advisers, LLC
ATTN: Xxxxxx X. XxXxxxx
000 Xxxxxxxx Xxxxxx, XX00-00000
Boston, MA 02110
Telephone: 000-000-0000
Email: xxxxxx.xxxxxxx@xxxxxxxxxxxxxxxxxx.xxx
With a Copy to:
Ameriprise Financial
Legal Department
ATTN: Xxxxxxxxxxx X. Xxxxxxxx
50606 Ameriprise Financial Center, Minneapolis, MN 55474
Routing: H27/5228
Telephone: 000-000-0000
Facsimile: 000-000-0000
Email: xxxxxxxxxxx.x.xxxxxxxx@xxxx.xxx
Address for Invoices:
Columbia Management Investment Advisers, LLC
ATTN: Xxxxxx X. XxXxxxx
000 Xxxxxxxx Xxxxxx, XX00-00000
Boston, MA 02110
Telephone: 000-000-0000
Email: xxxxxx.xxxxxxx@xxxxxxxxxxxxxxxxxx.xxx
We hereby request that you acknowledge the receipt of this notice by returning two signed copies of this letter to the undersigned.
Very Truly Yours,
| By | /s/ Xxxxxx X. XxXxxxx | |
| Name: | Xxxxxx X. XxXxxxx | |
| Title: | Vice President and Chief Accounting Officer |
| By | /s/ Xxxxxx Xxxxxxx | |
| Name: | Xxxxxx Xxxxxxx | |
| Title: | Vice President |
Exhibit A
As of May 23, 2011
Columbia Concentrated Large Cap Value Strategy Fund
Columbia Core Bond Strategy Fund
Columbia Growth Equity Strategy Fund
Columbia Intermediate Municipal Bond Strategy Fund
Columbia Large-Cap Growth Equity Strategy Fund
