FIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with AURORA INVESTMENT MANAGEMENT L.L.C.
FIRST AMENDMENT TO THE
AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT
with
AURORA INVESTMENT MANAGEMENT L.L.C.
THIS FIRST AMENDMENT dated as of June 24, 2015, to the Amended and Restated Operating Expense Limitation Agreement, dated as of June 19, 2014 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Amended and Restated Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and AURORA INVESTMENT MANAGEMENT L.L.C. (hereinafter called the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to continue the reduced Annual Limit (as defined in the Agreement) for the Fund; and
WHEREAS, the Agreement allows for the amendment of Schedule A to the Agreement by a written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the sole purpose of continuing the reduced Annual Limit for the Fund for the period starting June 28, 2015 and ending June 28, 2016.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| AURORA INVESTMENT MANAGEMENT L.L.C. | |
|
on behalf of its series listed on Schedule A
|
|
| By: /s/ Xxxx X. Xxxxxx | By: /s/ Xxxxx X. Xxxxxxx |
| Name: Xxxx X. Xxxxxx | Name: Xxxxx X. Xxxxxxx |
| Title: President | Title: Chief Compliance Officer |
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AMENDED SCHEDULE A
to the
AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT
with
AURORA INVESTMENT MANAGEMENT L.L.C.
|
Series and Class of Trust for Professional Managers
|
Operating Expense
Limitation as a
Percentage of Average
Daily Net Assets
|
|
Aurora Horizons Fund – Class A Shares
|
2.58%
|
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Aurora Horizons Fund – Class C Shares
|
3.33%
|
|
Aurora Horizons Fund – Class Y Shares
|
2.33%
|
Amended and restated: June 19, 2014
As amended: June 24, 2015
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