AMENDMENT TO SERVICE AGREEMENT
AMENDMENT TO SERVICE AGREEMENT
This Amendment to Service Agreement (the “Amendment”), dated and effective , 2020, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
WHEREAS, State Street and each Trust entered into a Service Agreement dated and effective as of May 31, 2018 (as amended, supplemented, restated or otherwise modified from time to time, the “Agreement”); and
WHEREAS, State Street and the undersigned Trust desire to amend the Agreement as more particularly set forth below.
NOW, THEREFORE, in consideration of the foregoing and the mutual covenants and agreements hereinafter contained, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree to amend the Agreement, pursuant to the terms thereof, as follows:
1. Amendment.
(a) The UBS Funds has established two new series of shares to be known as UBS US QUALITY GROWTH AT REASONABLE PRICE FUND and UBS US DIVIDEND RULER FUND; the UBS Series Funds has established four new series of shares to be known as UBS SELECT ESG PRIME INSTITUTIONAL FUND, UBS SELECT ESG PRIME INVESTOR FUND, UBS SELECT ESG PRIME PREFERRED FUND and LIMITED PURPOSE CASH INVESTMENT FUND; the Master Trust has established one new series of shares to be known as ESG PRIME MASTER FUND, (the “New Funds”).
(b) In accordance with Section 1, of the Agreement, the undersigned Trust hereby requests that State Street act as service provider for each of the New Funds under the terms of the Agreement. In connection with such request, the undersigned New Funds hereby confirm to State Street, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.
(c) Schedule A is hereby amended in its entirety and replaced with the new Schedule A attached hereto. Additionally, for the avoidance of doubt, the following Funds have ceased operations and are hereby removed from Schedule A:
UBS Select Government Capital Fund
UBS Select Treasury Capital Fund
SMA Relationship Trust Series G
SMA Relationship Trust Series S
SMA Relationship Trust Series T
(d) Annex I to Schedule B6 is hereby amended in its entirety and replaced with the new Annex I attached hereto.
2. Miscellaneous.
(a) Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect.
(b) Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Agreement.
(c) This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form.
[Remainder of page intentionally left blank.]
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the date first written above.
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THE UBS FUNDS on behalf of: |
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UBS US QUALITY GROWTH AT REASONABLE PRICE FUND |
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UBS US DIVIDEND RULER FUND |
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By: |
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Name: |
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By: |
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Name: |
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Title: |
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UBS SERIES FUNDS on behalf of: |
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UBS SELECT ESG PRIME INSTITUTIONAL FUND |
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UBS SELECT ESG PRIME INVESTOR FUND |
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UBS SELECT ESG PRIME PREFERRED FUND |
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LIMITED PURPOSE CASH INVESTMENT FUND |
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By: |
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Name: |
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Title: |
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By: |
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Name: |
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Title: |
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MASTER TRUST on behalf of: |
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ESG PRIME MASTER FUND |
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By: |
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Name: |
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Title: |
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By: |
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Name: |
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Title: |
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STATE STREET BANK AND TRUST COMPANY |
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By: |
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Name: |
Xxxxxx Xxxxxxxx |
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Title: |
Executive Vice President, Duly Authorized |
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Amendment to Service Agreement
AMENDMENT TO SERVICE AGREEMENT
SCHEDULE A
Listing of Fund(s)
PACE®Select Advisors Trust
PACE Alternative Strategies Investments
PACE Global Real Estate Securities Investments
UBS Government Money Market Investments Fund (f/k/a PACE Government Money Market Investments)
PACE High Yield Investments
PACE Intermediate Fixed Income Investments
PACE International Emerging Markets Equity Investments
PACE International Equity Investments
PACE Global Fixed Income Investments (f/k/a PACE International Fixed Income Investments)
PACE Large Co Growth Equity Investments
PACE Large Co Value Equity Investments
PACE Mortgage-Backed Securities Fixed Income Investments
PACE Municipal Fixed Income Investments
PACE Small/Medium Co Growth Equity Investments
PACE Small/Medium Co Value Equity Investments
PACE Strategic Fixed Income Investments
Master Trust (f/k/a Money Market Funds)
Government Master Fund
Limited Purpose Cash Investment Fund
Prime CNAV Master Fund
Prime Master Fund
Tax-Free Master Fund
Treasury Master Fund
ESG Prime Master Fund
UBS Series Funds
UBS Liquid Assets Government Fund
UBS Prime Investor Fund
UBS Prime Preferred Fund
UBS Prime Reserves Fund
UBS RMA Government Money Market Fund
UBS Select Government Institutional Fund
UBS Select Government Investor Fund
UBS Select Government Preferred Fund
UBS Select Prime Institutional Fund
UBS Select Prime Investor Fund
UBS Select Prime Preferred Fund
UBS Select Treasury Institutional Fund
UBS Select Treasury Investor Fund
UBS Select Treasury Preferred Fund
UBS Tax-Free Investor Fund
UBS Tax-Free Preferred Fund
UBS Tax-Free Reserves Fund
Limited Purpose Cash Investment Fund
UBS Select ESG Prime Preferred Fund
UBS Select ESG Prime Investor Fund
UBS Select ESG Prime Institutional Fund
UBS Ultra Short Income Fund
UBS Investment Trust
UBS U.S. Allocation Fund
The UBS Funds
UBS Global Allocation Fund
UBS US Dividend Ruler Fund
UBS U.S. Sustainable Equity Fund
UBS U.S. Small Cap Growth Fund
UBS US Quality Growth At Reasonable Price Fund
UBS International Sustainable Equity Fund
UBS Dynamic Alpha Fund
UBS Municipal Bond Fund
UBS Total Return Bond Fund
UBS Emerging Market Equity Opportunity Fund
UBS Engage For Impact Fund
UBS Sustainable Development Bank Bond Fund
SMA Relationship Trust
SMA Relationship Trust Series M
AMENDMENT TO SERVICE AGREEMENT
ANNEX I TO SCHEDULE B6
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Form N-PORT Services |
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Service Type: |
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PACE®SELECT ADVISORS TRUST |
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Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
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PACE Alternative Strategies Investments |
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Standard |
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PACE Global Real Estate Securities Investments |
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PACE Government Money Market Investments |
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PACE High Yield Investments |
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PACE Intermediate Fixed Income Investments |
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PACE International Emerging Markets Equity Investments |
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PACE International Equity Investments |
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PACE International Fixed Income Investments |
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PACE Large Co Growth Equity Investments |
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PACE Large Co Value Equity Investments |
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PACE Mortgage-Backed Securities Fixed Income Investments |
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PACE Municipal Fixed Income Investments |
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PACE Small/Medium Co Growth Equity Investments |
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PACE Small/Medium Co Value Equity Investments |
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PACE Strategic Fixed Income Investments |
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UBS SERIES FUNDS |
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Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
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UBS Ultra Short Income Fund |
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Standard |
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UBS INVESTMENT TRUST |
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Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
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UBS U.S. Allocation Fund |
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Standard |
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THE UBS FUNDS |
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Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
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UBS Global Allocation Fund |
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UBS US Dividend Ruler Fund |
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UBS U.S. Sustainable Equity Fund |
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UBS U.S. Small Cap Growth Fund |
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UBS US Quality Growth At Reasonable Price Fund |
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UBS International Sustainable Equity Fund |
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Standard |
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UBS Engage For Impact Fund |
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UBS Sustainable Development Bank Bond Fund |
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UBS Dynamic Alpha Fund |
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UBS Municipal Bond Fund |
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UBS Total Return Bond Fund |
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UBS Emerging Market Equity Opportunity Fund |
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SMA RELATIONSHIP TRUST |
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Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
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SMA Relationship Trust Series M |
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Standard |
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Form N-CEN Services |
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PACE®SELECT ADVISORS TRUST SHORT DURATION FIXED INCOME FUND QUANTITATIVE ALLOCATION FUND THE UBS FUNDS SMA RELATIONSHIP TRUST |
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IN WITNESS WHEREOF, the undersigned, by their authorized representatives, have executed this Annex 1 as of the last signature date set forth below.
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THE UBS FUNDS on behalf of: |
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UBS US QUALITY GROWTH AT REASONABLE PRICE FUND |
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UBS US DIVIDEND RULER FUND |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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UBS SERIES FUNDS on behalf of: |
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UBS SELECT ESG PRIME INSTITUTIONAL FUND |
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UBS SELECT ESG PRIME INVESTOR FUND |
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UBS SELECT ESG PRIME PREFERRED FUND |
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LIMITED PURPOSE CASH INVESTMENT FUND |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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MASTER TRUST on behalf of: |
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ESG PRIME MASTER FUND |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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By: |
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Name: |
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Title: |
, Duly Authorized |
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STATE STREET BANK AND TRUST COMPANY |
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By: |
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Name: |
Xxxxxx Xxxxxxxx |
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Title: |
Executive Vice President, Duly Authorized |
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