FIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with PEOPLE’S SECURITIES, INC. DOING BUSINESS AS GERSTEIN FISHER
FIRST AMENDMENT TO THE
with
PEOPLE’S SECURITIES, INC. DOING BUSINESS AS GERSTEIN XXXXXX
THIS FIRST AMENDMENT dated as of [DATE], to the Amended and Restated Investment Advisory Agreement, dated as of November 2, 2016 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and People’s Securities, Inc. doing business as Gerstein Xxxxxx (hereinafter called the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to add an additional series of the Trust; and
WHEREAS, the Agreement allows for the amendment of Schedule A to the Agreement by a written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the sole purpose of adding the Gerstein Xxxxxx Municipal CRA Qualified Investment Fund to the Agreement.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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on behalf its series listed on Schedule A
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PEOPLE’S SECURITIES, INC. d/b/a GERSTEIN XXXXXX
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By: /s/ Xxxx X. Xxxxxx
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By: /s/ Xxxxx X. Xxxxxx
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Name: Xxxx X. Xxxxxx
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Name: Xxxxx X. Xxxxxx
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Title: President
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Title: Head of Quantitative Research and Portfolio Strategy
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Amended Schedule A
to the
with
PEOPLE’S SECURITIES, INC. DOING BUSINESS AS GERSTEIN XXXXXX
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Series or Fund of Trust for Professional Managers
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Annual Fee Rate as a Percentage of
Average Daily Net Assets
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Gerstein Xxxxxx Multi-Factor Growth Equity Fund
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0.85%
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Gerstein Xxxxxx Multi-Factor International Growth Equity Fund
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0.85%
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Gerstein Xxxxxx Multi-Factor Global Real Estate Securities Fund
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0.65%
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Gerstein Xxxxxx Municipal CRA Qualified Investment Fund
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0.65%
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