FOURTH AMENDMENT TO PARTICIPATION AGREEMENT
FOURTH AMENDMENT TO PARTICIPATION AGREEMENT
THIS FIFTH AMENDMENT TO PARTICIPATION AGREEMENT is effective this 10th day of August, 2013, by and among GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (“GWL&A”); GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY OF NEW YORK, formerly known as FIRST GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (“GWL&A-NY”); and DWS VARIABLE SERIES I, DWS VARIABLE SERIES II, and DWS INVESTMENTS VIT FUNDS (collectively, the “Funds”); DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. (the “Adviser”); and DWS INVESTMENTS DISTRIBUTORS, INC. (the “Distributor”), collectively the “Parties.” Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Original Agreement (defined below).
RECITALS
WHEREAS, the Parties are parties to a Fund Participation Agreement dated March 31, 2005, as amended on April 11, 2007, July 1, 2007, and November 20, 2008 (the “Agreement”); and
WHEREAS, the Parties desire to add an additional separate Account and update Schedule A to the Agreement.
NOW, THEREFORE, in consideration of the premises and mutual covenants contained herein, the Parties hereby amend the Agreement as follows:
1. | All references to the “GWL&A Account” now include the COLI VUL-14 Series Account. |
2. | Schedule A is hereby deleted in its entirety and replaced with Schedule A attached hereto. |
3. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
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IN WITNESS WHEREOF, the Parties have executed this Amendment as of the 10th day of August, 2013.
GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY
By its authorized officer, |
By: | /s/ Xxxxx Xxxx |
Name: | Xxxxx Xxxx | |
Title: | VP - Individual Markets |
GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY OF NEW YORK
By its authorized officer, |
By: | /s/ Xxx Xxxxxxxxxxxx |
Name: | Xxx Xxxxxxxxxxxx | |
Title: | Senior Vice President |
DWS VARIABLE SERIES I
By its authorized officer, |
By: | /s/ W Xxxxxxx Xxxx |
Name: | W Xxxxxxx Xxxx | |
Title: | Managing Director |
DWS VARIABLE SERIES II
By its authorized officer, |
By: | /s/ W Xxxxxxx Xxxx |
Name: | W Xxxxxxx Xxxx | |
Title: | Managing Director |
DWS INVESTMENTS VIT FUNDS
By its authorized officer, |
By: | /s/ W Xxxxxxx Xxxx |
Name: | W Xxxxxxx Xxxx | |
Title: | Managing Director |
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DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
By its authorized officers, |
By: |
|
Name: | ||
Title: |
By: | /s/ W Xxxxxxx Xxxx |
Name: | W Xxxxxxx Xxxx | |
Title: | Managing Director |
DWS INVESTMENTS DISTRIBUTORS, INC.
By its authorized officers, |
By: |
|
Name: | ||
Title: |
By: | /s/ W Xxxxxxx Xxxx |
Name: | W Xxxxxxx Xxxx | |
Title: | Managing Director |
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SCHEDULE A
DESIGNATED PORTFOLIOS
Class A shares of the following Designated Portfolios:
A. | DWS Variable Series I: |
DWS Capital Growth VIP
DWS Global Small Cap Growth VIP
DWS Core Equity VIP
DWS International VIP
DWS Bond VIP
B. | DWS Variable Series II: |
DWS Alternative Asset Allocation VIP
DWS Global Growth VIP
DWS Government & Agency Securities VIP
DWS High Income VIP
DWS Global Equity VIP
DWS Large Cap Value VIP
DWS Money Market VIP
DWS Small Mid Cap Growth VIP
DWS Unconstrained Income VIP
DWS Global Income Builder VIP
DWS Small Mid Cap Value VIP
C. | DWS Investments VIT Funds: |
DWS Equity 500 Index VIP
DWS Small Cap Index VIP
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