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EXHIBIT 5u
AMENDMENT OF INVESTMENT ADVISORY AGREEMENTS
This Amendment ("Amendment") is made as of October 21, 1997, between
Harbor Capital Advisors, Inc. and Harbor Fund (the "Trust"), on behalf of
Harbor International Growth Fund, Harbor Growth Fund, Harbor Capital
Appreciation Fund, Harbor International Fund II, Harbor International Fund,
Harbor Value Fund, Harbor Bond Fund, Harbor Short Duration Fund and Harbor
Money Market Fund to each Investment Advisory Agreement (each, an "Agreement")
between the parties. All capitalized terms used in this Amendment and not
defined herein shall have the same meaning ascribed to them in the Agreements.
WHEREAS, the parties agree to amend Paragraph 3 of each Agreement;
NOW, THEREFORE, the parties agree as follows:
1. Paragraph 3 in each Agreement is deleted and the following paragraph
is inserted:
"SUBADVISERS: You may engage one or more investment advisers which
are either registered as such or specifically exempt from
registration under the Investment Advisers Act of 1940, as amended,
to act as subadvisers to provide with respect to the Fund certain
services set forth in Paragraphs 4 and 7 hereof, all as shall be set
forth in a written contract to which the Trust, on behalf of the
Fund, and you shall be parties, which contract shall be subject to
approval in accordance with the requirements of the Investment
Company Act of 1940, as amended, and as such requirements may be
modified by rule, regulation or order of the Securities and Exchange
Commission."
2. Except as specifically set forth herein, all other provisions of
each Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date
first above written.
HARBOR FUND ON BEHALF OF
HARBOR INTERNATIONAL GROWTH FUND,
HARBOR GROWTH FUND,
HARBOR CAPITAL APPRECIATION FUND,
HARBOR INTERNATIONAL FUND II,
HARBOR INTERNATIONAL FUND,
HARBOR VALUE FUND,
HARBOR BOND FUND,
HARBOR SHORT DURATION FUND, AND
HARBOR MONEY MARKET FUND HARBOR CAPITAL ADVISORS, INC.
By: /s/ Xxxxxx X. Xxxxxx By: /s/ Xxxxxxxxx X. Xxxxxxx
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Name: Xxxxxx X. Xxxxxx Name: Xxxxxxxxx X. Xxxxxxx
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Title: President Title: Senior Vice President
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