SUBSCRIPTION AGREEMENT
THIS AGREEMENT by and between Xxxxxxx X. Xxxxxx, Xx. ("Subscriber"), a citizen
and resident of the State of Colorado, and the DGHM Investment Trust ("Trust"),
a statutory trust organized and existing under and by virtue of the laws of the
State of Delaware.
In consideration of the mutual promises set forth herein, the parties agree as
follows:
1. The Trust agrees to sell to Subscriber and Subscriber hereby
subscribes to purchase 10,000 shares ("Shares") of beneficial interest of the
DGHM All-Cap Value Fund, a series of the Trust, with a par value of $0.001 per
Share, at a price of ten dollars ($10.00) per each Share.
2. Subscriber agrees to pay $100,000 for all such Shares at the time of
their issuance, which shall occur upon call of the President of the Trust, at
any time on or before the effective date of the Trust's Registration Statement
filed by the Trust on Form N-1A with the Securities and Exchange Commission
("Registration Statement").
3. Subscriber acknowledges that the Shares to be purchased hereunder
have not been registered under the federal securities laws and that, therefore,
the Trust is relying on certain exemptions from such registration requirements,
including exemptions dependent on the intent of the undersigned in acquiring the
Shares. Subscriber also understands that any resale of the Shares, or any part
thereof, may be subject to restrictions under the federal securities laws, and
that Subscriber may be required to bear the economic risk of any investment in
the Shares for an indefinite period of time.
4. Subscriber represents and warrant that (i) he is acquiring the
Shares solely for his own account and solely for investment purposes and not
with a view to the resale or disposition of all or any part thereof, and that he
has no present plan or intention to sell or otherwise dispose of the Shares or
any part thereof at any time in the near future and (ii) he is knowledgeable and
experienced with respect to the financial, tax, and business ownership of the
Shares and is capable of evaluating the risks and merits of purchasing the
Shares and can bear the economic risk of an investment in the Shares for an
indefinite period of time and can suffer the complete loss thereof.
5. Subscriber agrees that he will not sell or dispose of the Shares or
any part thereof, except to the Trust itself, unless the Registration Statement
with respect to such Shares is then in effect under the Securities Act of 1933,
as amended.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement by their
duly authorized representatives this 8th day of May, 2007.
SUBSCRIBER DGHM INVESTMENT TRUST
/s/ Xxxxxxx X. Xxxxxx, Xx. /s/ Xxxxxxx X. Xxxxx
By:_________________________________ By:__________________________________
Xxxxxxx X. Xxxxxx, Xx. Xxxxxxx X. Xxxxx
President
SUBSCRIPTION AGREEMENT
THIS AGREEMENT by and between Xxxxxxx X. Xxxxxxx ("Subscriber"), a citizen and
resident of the State of New York, and the DGHM Investment Trust ("Trust"), a
statutory trust organized and existing under and by virtue of the laws of the
State of Delaware.
In consideration of the mutual promises set forth herein, the parties agree as
follows:
1. The Trust agrees to sell to Subscriber and Subscriber hereby subscribes to
purchase 10,000 shares ("Shares") of beneficial interest of the DGHM All-Cap
Value Fund, a series of the Trust, with a par value of $0.001 per Share, at a
price of ten dollars ($10.00) per each Share.
2. Subscriber agrees to pay $100,000 for all such Shares at the time of their
issuance, which shall occur upon call of the President of the Trust, at any time
on or before the effective date of the Trust's Registration Statement filed by
the Trust on Form N-1A with the Securities and Exchange Commission
("Registration Statement").
3. Subscriber acknowledges that the Shares to be purchased hereunder have not
been registered under the federal securities laws and that, therefore, the Trust
is relying on certain exemptions from such registration requirements, including
exemptions dependent on the intent of the undersigned in acquiring the Shares.
Subscriber also understand that any resale of the Shares, or any part thereof,
may be subject to restrictions under the federal securities laws, and that
Subscriber may be required to bear the economic risk of any investment in the
Shares for an indefinite period of time.
4. Subscriber represents and warrant that (i) he is acquiring the Shares
solely for his own account and solely for investment purposes and not with a
view to the resale or disposition of all or any part thereof, and that he has no
present plan or intention to sell or otherwise dispose of the Shares or any part
thereof at any time in the near future and (ii) he is knowledgeable and
experienced with respect to the financial, tax, and business ownership of the
Shares and is capable of evaluating the risks and merits of purchasing the
Shares and can bear the economic risk of an investment in the Shares for an
indefinite period of time and can suffer the complete loss thereof.
5. Subscriber agrees that he will not sell or dispose of the Shares or any
part thereof, except to the Trust itself, unless the Registration Statement with
respect to such Shares is then in effect under the Securities Act of 1933, as
amended.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement by their
duly authorized representatives this 4th day of October, 2006.
Subscriber DGHM Investment Trust
By: /s/ Xxxxxxx X. Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx
__________________________ _______________________________
Xxxxxxx X. Xxxxxxx Xxxxxxx X. Xxxxx
President
SUBSCRIPTION AGREEMENT
THIS AGREEMENT by and between Xxxxx X. Xxxxxx ("Subscriber"), a citizen and
resident of the State of Connecticut, and the DGHM Investment Trust ("Trust"), a
statutory trust organized and existing under and by virtue of the laws of the
State of Delaware.
In consideration of the mutual promises set forth herein, the parties agree as
follows:
1. The Trust agrees to sell to Subscriber and Subscriber hereby subscribes to
purchase 5,500 shares ("Shares") of beneficial interest of the DGHM All-Cap
Value Fund, a series of the Trust, with a par value of $0.001 per Share, at a
price of ten dollars ($10.00) per each Share.
2. Subscriber agrees to pay $55,000 for all such Shares at the time of their
issuance, which shall occur upon call of the President of the Trust, at any time
on or before the effective date of the Trust's Registration Statement filed by
the Trust on Form N-1A with the Securities and Exchange Commission
("Registration Statement").
3. Subscriber acknowledges that the Shares to be purchased hereunder have not
been registered under the federal securities laws and that, therefore, the Trust
is relying on certain exemptions from such registration requirements, including
exemptions dependent on the intent of the undersigned in acquiring the Shares.
Subscriber also understand that any resale of the Shares, or any part thereof,
may be subject to restrictions under the federal securities laws, and that
Subscriber may be required to bear the economic risk of any investment in the
Shares for an indefinite period of time.
4. Subscriber represents and warrant that (i) he is acquiring the Shares
solely for his own account and solely for investment purposes and not with a
view to the resale or disposition of all or any part thereof, and that he has no
present plan or intention to sell or otherwise dispose of the Shares or any part
thereof at any time in the near future and (ii) he is knowledgeable and
experienced with respect to the financial, tax, and business ownership of the
Shares and is capable of evaluating the risks and merits of purchasing the
Shares and can bear the economic risk of an investment in the Shares for an
indefinite period of time and can suffer the complete loss thereof.
5. Subscriber agrees that he will not sell or dispose of the Shares or
any part thereof, except to the Trust itself, unless the Registration Statement
with respect to such Shares is then in effect under the Securities Act of 1933,
as amended.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement by their
duly authorized representatives this 4th day of October, 2006.
Subscriber DGHM Investment Trust
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxxxxx X. Xxxxx
__________________________ _______________________________
Xxxxx X. Xxxxxx Xxxxxxx X. Xxxxx
President
