EXHIBIT 4(f)(3)
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ICF XXXXXX INTERNATIONAL, INC., Issuer
and
CYGNA CONSULTING ENGINEERS AND PROJECT MANAGEMENT, INC., Guarantor
ICF XXXXXX GOVERNMENT PROGRAMS, INC., Guarantor
SYSTEMS APPLICATIONS INTERNATIONAL, INC., Guarantor
EDA, INCORPORATED, Guarantor
GLOBAL TRADE & INVESTMENT, INC., Guarantor
ICF XXXXXX EUROPE, INC., Guarantor
ICF XXXXXX / XXXXXXX XXXXXX, INC., Guarantor
ICF XXXXXX OVERSEAS ENGINEERING, INC., Guarantor
ICF XXXXXX ENGINEERS PACIFIC, INC., Guarantor
ICF XXXXXX REMEDIATION COMPANY, Guarantor
ICF XXXXXX ADVANCED TECHNOLOGY, INC., Guarantor
TO
THE BANK OF NEW YORK, Trustee
_______________
Third Supplemental Indenture
Dated as of April 9, 1999
to
Indenture dated as of December 23, 1996
_______________
$15,000,000 12% Senior Notes due 2003
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THIS THIRD SUPPLEMENTAL INDENTURE, dated as of April 9, 1999, is entered into
by and among ICF XXXXXX INTERNATIONAL, INC., a Delaware corporation (the
"Company"), THE BANK OF NEW YORK, a New York banking corporation (the
"Trustee"), and the following GUARANTORS (the "Subsidiary Guarantors"):
Cygna Consulting Engineers and Project Management, Inc., a Delaware
corporation ("Cygna");
ICF Xxxxxx Government Programs, Inc., a Delaware corporation ("ICFK-GP");
Systems Applications International, Inc., a Delaware corporation "(SAI")
EDA, Incorporated, a Maryland corporation ("EDA");
Global Trade & Investment, Inc., a Delaware corporation ("Global");
ICF Xxxxxx Europe, Inc., a Delaware corporation ("ICFK Europe");
ICF Xxxxxx / Xxxxxxx Xxxxxx, Inc., a Delaware corporation ("ICFK/GW");
ICF Xxxxxx Overseas Engineering, Inc., a Delaware corporation ("ICFK
Overseas");
ICF Xxxxxx Engineers Pacific, Inc., a Delaware corporation ("ICFK
Pacific");
ICF Xxxxxx Remediation Company, a Delaware corporation ("Remcon"); and
ICF Xxxxxx Advanced Technology, Inc., an Idaho Corporation ("Advanced
Tech").
WITNESSETH:
WHEREAS, the Company and the Trustee have heretofore executed and delivered an
Indenture dated as of December 23, 1996 (as amended and supplemented to date,
the "Indenture"), for the purpose of issuing $15,000,000 of 12% Senior Notes due
2003 (the "Notes");
WHEREAS, the Company has entered into an Asset Purchase Agreement with The IT
Group, Inc. dated March 8, 1999 providing for the sale of certain of the assets
of, including the stock of certain subsidiaries included in, the Company's
Environment & Facilities Management Group (the "EFM Agreement");
WHEREAS, the EFM Agreement provides for the sale, among other things, of the
stock of ICF Xxxxxx Remediation Company, a Delaware corporation ("Remcom"),
which is a Subsidiary Guarantor;
WHEREAS, the terms of the EFM Agreement require that Remcom be released from
its obligations as a Subsidiary Guarantor under the Indenture;
WHEREAS, the Company and its Restricted Subsidiaries intend to use the
proceeds of the transaction contemplated by the EFM Agreement in a manner
consistent with Section 5.09 of the Indenture;
WHEREAS, the execution and delivery of this Third Supplemental Indenture has
been duly authorized by the Board of Directors of the Company on February 26,
1999;
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WHEREAS, the Company and the Subsidiary Guarantors have determined that it is
desirable to enter into this Third Supplemental Indenture and have requested the
Trustee to join with them in the execution of this Third Supplemental Indenture;
and
WHEREAS, the Trustee has accepted the trusts created by this Third
Supplemental Indenture and in evidence thereof has joined in the execution
hereof;
NOW, THEREFORE, THIS THIRD SUPPLEMENTAL INDENTURE WITNESSETH, that, in
consideration of the premises and of acceptance by the Trustee of the trusts
created hereby and by the Indenture, and also for and in consideration of the
sum of One Dollar to the Company duly paid by the Trustee at or before the
execution and delivery of this Supplemental Indenture, the receipt of which is
hereby acknowledged, IT IS HEREBY COVENANTED AND AGREED, by and among the
Company, the Subsidiary Guarantors, and the Trustee, as follows:
1. Terms defined in the Indenture are used herein as therein defined.
2. Effective upon the closing of the transactions contemplated by the EFM
Agreement, Remcom is hereby, and shall be, without further action of,
or the execution and delivery of any further documents or instruments
by, the Company, the Subsidiary Guarantors of the Trustee, released
from the Guarantee dated December 3, 1997 to which it is a party.
3. The following sundry provisions shall be a part of this Third
Supplemental Indenture:
Section 4.01. Effect of Supplemental Indenture. Upon the execution and
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delivery of this Third Supplemental Indenture by the Company, the Subsidiary
Guarantors and the Trustee, the Indenture shall be supplemented in accordance
herewith, and this Third Supplemental Indenture shall form a part of the
Indenture for all purposes, and every Holder of Notes heretofore or hereafter
authenticated and delivered under the Indenture shall be bound thereby.
Section 4.02. Indenture Remains in Full Force and Effect. Except as
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supplemented hereby and by the First and Second Supplemental Indentures, all
provisions in the Indenture shall remain in full force and effect.
Section 4.03. Indenture and Supplemental Indentures Construed Together.
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This Third Supplemental Indenture is an Indenture supplemental to and in
implementation of the Indenture, and the Indenture and all Supplemental
Indentures shall henceforth be read and construed together.
Section 4.04. Confirmation and Preservation of Indenture. The Indenture as
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supplemented by the First and Second Supplemental Indentures is in all respects
confirmed and preserved.
Section 4.05 Conflict with Trust Indenture Act. If any provision of this
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Third Supplemental Indenture limits, qualifies, or conflicts with any provision
of the Trust Indenture Act that is required under such Act to be part of and
govern any provision of this Third Supplemental Indenture, the provision of such
Act shall control. If any provision of this Third Supplemental Indenture
modifies
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or excludes any provision of the Trust Indenture Act that may be so modified or
excluded, the provision of such Act shall be deemed to apply to the Indenture as
so modified or to be excluded by this Third Supplemental Indenture, as the case
may be.
Section 4.06 Separability Clause. In case any provision in this Third
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Supplemental Indenture shall be invalid, illegal, or unenforceable, the
validity, legality and enforceability of the remaining provisions shall not in
any way be affected or impaired thereby.
Section 4.07 Terms Defined in the Indenture. All capitalized terms not
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otherwise defined herein shall have the meanings ascribed to them in the
Indenture.
Section 4.08 Effect of Headings. The Article and Section headings herein
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are for convenience only and shall not affect the construction hereof.
Section 4.09 Benefits of Third Supplemental Indenture, Etc. Nothing in this
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Third Supplemental Indenture, the Indenture, or the Notes, express or implied,
shall give to any Person, other than the parties hereto and thereto and their
successors hereunder and thereunder and the Holders of the Notes, any benefit of
any legal or equitable right, remedy, or claim under the Indenture, the First
through Third Supplemental Indentures, or the Notes.
Section 4.10 Successors and Assigns. All covenants and agreements in this
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Third Supplemental Indenture by the Company and the Subsidiary Guarantors shall
bind their successors and assigns, whether so expressed or not.
Section 4.11 Trustee Not Responsible for Recitals. The recitals contained
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herein shall be taken as the statements of the Company and the Subsidiary
Guarantors, and the Trustee assumes no responsibility for their correctness.
Section 4.12 Certain Duties and Responsibilities of the Trustee. In
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entering into this Third Supplemental Indenture, the Trustee shall be entitled
to the benefit of every provision of the Indenture relating to the conduct or
affecting the liability of or affording protection to the Trustee, whether or
not elsewhere herein so provided.
Section 4.13 Governing Law. This Third Supplemental Indenture shall be
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governed by and construed in accordance with the laws of the State of New York,
without regard to the conflicts of law principles thereof.
Section 4.14 Counterparts. This Third Supplemental Indenture may be
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executed in counterparts, each of which, when so executed, shall be deemed to be
an original, but all such counterparts shall together constitute but one and the
same instrument.
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IN WITNESS WHEREOF, the parties hereto have caused this Third Supplemental
Indenture to be duly executed, and the Company, the Subsidiary Guarantors, and
the Trustee have caused their respective corporate seals to be hereunto affixed
and attested, all as of April 9, 1999.
ICF XXXXXX INTERNATIONAL, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Senior Vice President and Chief
Financial Officer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
THE BANK OF NEW YORK, as Trustee
By:
-----------------------
Name:
-----------------------
Title:
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CYGNA CONSULTING ENGINEERS AND
PROJECT MANAGEMENT, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX GOVERNMENT PROGRAMS, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
-----------------------
[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
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SYSTEMS APPLICATIONS INTERNATIONAL, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
EDA, INCORPORATED
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
GLOBAL TRADE & INVESTMENT, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX EUROPE, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX / XXXXXXX XXXXXX, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
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ICF XXXXXX OVERSEAS ENGINEERING, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX ENGINEERS PACIFIC, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX REMEDIATION COMPANY
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
ICF XXXXXX ADVANCED TECHNOLOGY, INC.
By: /s/ Xxxxxxx X. X'Xxxxxx
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[Seal] Name: Xxxxxxx X. X'Xxxxxx
Title: Assistant Treasurer
ATTEST:
/s/ Xxxxxx X. Xxxxxx
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Assistant Secretary
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