AMENDMENT to Transfer Agency and Service Agreement between Each of the Entities, Individually and not Jointly, as listed on Schedule A and Boston Financial Data Services, Inc.
Exhibit (h)(6)(ii)
AMENDMENT
to
Transfer Agency and Service Agreement
between
Each of the Entities, Individually and not Jointly, as listed on Schedule A
and
Boston Financial Data Services, Inc.
This Amendment is made as of this 27th day of July, 2016, between each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). The Funds and the Transfer Agent are parties to a Transfer Agency and Service Agreement dated December 26, 2012, as amended, (the “Agreement”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. | Schedule A. The current Schedule A to the Agreement is hereby replaced and superseded with the Schedule A attached hereto, effective as of July 27, 2016; and |
2. | All defined terms and definitions in the Agreement shall be the same in this Amendment (the “July 27, 2016 Amendment”) except as specifically revised by this Amendment; and |
3. | Except as specifically set forth in this July 27, 2016 Amendment, all other terms and conditions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this July 27, 2016 Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A |
BOSTON FINANCIAL DATA SERVICES, INC. | |||||||
By: |
/s/ Xxxxx Xxxxx |
By: |
/s/ Xxxxxxx X. Xxxxxxx | |||||
Name: |
Xxxxx Xxxxx |
Name: |
Xxxxxxx X. Xxxxxxx | |||||
Title: |
Secretary, Principal Financial Officer and Principal Accounting Officer |
Title: |
Managing Director | |||||
As an Authorized Officer on behalf of each of the Funds indicated on Schedule A |
SCHEDULE A
Effective Date: July 27, 2016
Classes of Shares | ||
Highland Energy MLP Fund |
A, C, Y | |
Highland Fixed Income Fund |
A, C, Y | |
Highland Global Allocation Fund |
A, C, Y | |
Highland Premier Growth Equity Fund |
A, C, Y | |
Highland Small-Cap Equity Fund |
A, C, Y | |
Highland Tax-Exempt Fund |
A, C, Y | |
Highland Total Return Fund |
A, C, Y | |
Highland Floating Rate Opportunities Fund |
A, C, Z | |
Highland Long/Short Equity Fund |
A, C, Z | |
Highland Long/Short Healthcare Fund |
A, C, Z | |
Highland Merger Arbitrage Fund |
A, C, Z | |
Highland Opportunistic Credit Fund |
A, C, Z | |
Highland Liquid Reserves Fund |
A, C, Z |