JOHN HANCOCK TRUST MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
XXXX XXXXXXX TRUST
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
AMENDMENT made as of this 13th day of July, 2009 to the Subadvisory Agreement dated May 1, 2003, as amended (the “Amendment”), between Xxxx Xxxxxxx Investment Management Services, LLC , a Delaware limited liability company (the “Adviser”), and MFC Global Investment Management (U.S.A.) Limited, a Canadian corporation (the “Subadviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
1. CHANGE IN APPENDIX A
Appendix A of the Agreement, “Compensation of Subadviser”, is hereby amended and restated to add the following Portfolio:
Core Balanced Strategy Trust
(the “Portfolio”)
2. EFFECTIVE DATE
This Amendment shall become effective on the later to occur of: (i) approval of the Amendment by the Board of Trustees of Xxxx Xxxxxxx Trust (the “Trust”) and (ii) execution of the Amendment.
(THE REMAINDER OF THIS SPACE HAS BEEN INTENTIONALLY LEFT BLANK)
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed under seal by their duly authorized officers as of the date first mentioned above.
XXXX XXXXXXX INVESTMENT MANAGEMENT SERVICES, LLC
By: /s/Xxxxx X. Xxxxx
Name: Xxxxx X. Xxxxx
Title: Executive Vice President
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
By: /s/Xxxxxx Xxxxxx
Name: Xxxxxx Xxxxxx
Title: VP & CAO, MFC GIM
APPENDIX A
The Subadviser shall serve as investment subadviser for each Portfolio of the Trust listed below and shall manage the portion of each Portfolio’s assets assigned to it from time to time by the Adviser. The Adviser will pay the Subadviser, as full compensation for all services provided under this Agreement with respect to each Portfolio, the fee computed separately for such Portfolio at an annual rate as follows (the "Subadviser Fee"):
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
500 Index Trust |
|
|
|
Portfolio |
First $500 Million
|
Excess Over $500 Million |
|
500 Index Trust B |
|
|
|
Portfolio |
First $250 Million |
Next $250 Million |
Excess Over $500 Million |
|
Absolute Return Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Fundamental Holdings Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Global Diversification Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Diversification Growth & Income Trust |
|
|
|
|
Portfolio |
All Asset Levels |
|
Core Balanced Strategy Trust |
|
|
Portfolio |
First $2.5 Million of Aggregate Net Assets* |
Next $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Franklin Xxxxxxxxx Founding Allocation Trust |
|
|
|
|
Portfolio |
All Asset Levels |
|
Index Allocation Trust |
|
|
Portfolio |
First $1.5 Billion of Aggregate Net Assets* |
Next $6 Billion of Aggregate Net Assets* |
Excess Over $7.5 Billion of Aggregate Net Assets* |
|
Lifecycle Portfolios |
|
|
|
|
Portfolio |
First $1.5 Billion of Aggregate Net Assets* |
Next $6 Billion of Aggregate Net Assets* |
Excess Over $7.5 Billion of Aggregate Net Assets* |
|
Lifestyle Portfolios |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Mid Cap Index Trust |
|
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Money Market Trust |
|
|
|
Portfolio |
First $500 Million |
Excess Over $500 Million |
|
Money Market Trust B |
|
|
|
Portfolio |
First $2.5 billion of Aggregate Net Assets* |
Excess Over $2.5 billion of Aggregate Net Assets* |
|
Optimized All Cap Trust |
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Next $500 Million of Aggregate Net Assets* |
Excess Over $1 Billion of Aggregate Net Assets* |
|
Optimized Value Trust |
|
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Pacific Rim Trust |
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Small Cap Index Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Smaller Company Growth Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Total Stock Market Index Trust |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Core Fundamental Holdings Trust Core Global Diversification Trust Core Allocation Trust Core Balanced Trust Core Disciplined Diversification Trust |
|
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
International Index Trust |
|
|
|
|
|
|
*The term Aggregate Net Assets includes the portion of the net assets of a Portfolio of the Trust managed by the Subadviser. It also includes with respect to each Portfolio the portion(s) of the net assets of one or more other portfolios managed by the Subadviser as indicated below, but in each case only for the period during which the Subadviser for the Portfolio also serves as the subadviser for the other portfolio(s). For purposes of determining Aggregate Net Assets and calculating the Subadviser Fee, the net assets of the Portfolio and each other portfolio of the Trust are determined as of the close of business on the previous business day of the Trust, and the net assets of each portfolio of each other fund are determined as of the close of business on the previous business day of that fund.
|
Trust Portfolio(s) |
|
Other Portfolio(s)
|
|
500 Index Trust |
|
Index 500 Fund, a series of Xxxx Xxxxxxx Funds II |
|
500 Index Trust B |
|
N/A
|
|
Absolute Return Trust |
|
Absolute Return Fund, a series of Xxxx Xxxxxxx Funds II |
|
Active Bond Trust |
|
N/A
|
|
American Fundamental Holdings Trust |
|
American Global Diversification Trust American Diversification Growth & Income Trust, each a series of Xxxx Xxxxxxx Trust
American Global Diversification Fund American Diversification Growth & Income Fund, American Fundamental Holdings Fund each a series of Xxxx Xxxxxxx Funds II
|
|
American Global Diversification Trust |
|
American Fundamental Holdings Trust American Diversification Growth & Income Trust, each a series of Xxxx Xxxxxxx Trust
American Global Diversification Fund American Diversification Growth & Income Fund, American Fundamental Holdings Fund each a series of Xxxx Xxxxxxx Funds II
|
|
American Diversification Growth & Income Trust |
|
American Fundamental Holdings Trust American Global Diversification Trust, each a series of Xxxx Xxxxxxx Trust
American Global Diversification Fund American Diversification Growth & Income Fund, American Fundamental Holdings Fund each a series of Xxxx Xxxxxxx Funds II
|
|
Index Allocation Trust |
|
N/A
|
|
Franklin Xxxxxxxxx Founding Allocation Trust |
|
N/A |
|
Lifecycle Portfolios |
|
Lifecycle 2010 Portfolio, Lifecycle 2015 Portfolio, Lifecycle 2020 Portfolio, Lifecycle 2025 Portfolio, Lifecycle 2030 Portfolio, Lifecycle 2035 Portfolio, Lifecycle 2040 Portfolio, Lifecycle 2045 Portfolio, Lifecycle 2050 Portfolio, Lifecycle Retirement Portfolio, collectively referred to as the Lifecycle Trusts, each a series of Xxxx Xxxxxxx Funds II |
|
Lifestyle Trusts |
|
Lifestyle Aggressive Fund, Lifestyle Balanced Fund, Lifestyle Conservative Fund, Lifestyle Growth Fund, Lifestyle Moderate Fund, collectively referred to as the Lifestyle Funds, each a series of Xxxx Xxxxxxx Funds II |
|
Mid Cap Index Trust |
|
Mid Cap Index, a series of Xxxx Xxxxxxx Funds II
|
|
Money Market Trust |
|
Money Market Fund, a series of Xxxx Xxxxxxx Funds II |
|
Money Market Trust B |
|
N/A
|
|
Pacific Rim Trust |
|
Pacific Rim Fund, a series of Xxxx Xxxxxxx Funds II |
|
Optimized All Cap Trust |
|
Optimized All Cap Fund, a series of Xxxx Xxxxxxx Funds II |
|
Optimized Value Trust |
|
Optimized Value Fund, a series of Xxxx Xxxxxxx Funds II |
|
Small Cap Index Trust |
|
Small Cap Index Fund, a series of Xxxx Xxxxxxx Funds II |
|
Small Cap Intrinsic Value Trust |
|
Small Cap Intrinsic Value Fund, a series of Xxxx Xxxxxxx Funds II |
|
Total Stock Market Index Trust |
|
Total Stock Market Index Fund, a series of Xxxx Xxxxxxx Funds II |
|
Smaller Company Growth Trust |
|
Smaller Company Growth Fund, a series of Xxxx Xxxxxxx Funds II |
|
Core Fundamental Holdings Trust Core Global Diversification Trust Core Allocation Trust Core Balanced Trust Core Disciplined Diversification Trust International Index Trust |
|
Not Applicable |
|
Core Balanced Strategy Trust |
|
Not Applicable |
The Subadviser Fee for a Portfolio shall be based on the applicable annual fee rate for the Portfolio which for each day shall be equal to the quotient of (i) the sum of the amounts determined by applying the annual percentage rates in the table to the applicable portions of Aggregate Net Assets divided by (ii) Aggregate Net Assets (the “Applicable Annual Fee Rate”). The Subadviser Fee for each Portfolio shall be accrued for each calendar day, and the sum of the daily fee accruals shall be paid monthly to the Subadviser within 30 calendar days of the end of each month. The daily fee accruals will be computed by multiplying the fraction of one over the number of calendar days in the year by the Applicable Annual Fee Rate, and multiplying this product by the portion of the net assets of the Portfolio managed by the Subadviser. The Adviser shall provide Subadviser with such information as Subadviser may reasonably request supporting the calculation of the fees paid to it hereunder. Fees shall be paid either by wire transfer or check, as directed by Subadviser.
If, with respect to any Portfolio, this Agreement becomes effective or terminates, or if the manner of determining the Applicable Annual Fee Rate changes, before the end of any month, the fee (if any) for the period from the effective date to the end of such month or from the beginning of such month to the date of termination or from the beginning of such month to the date such change, as the case may be, shall be prorated according to the proportion which such period bears to the full month in which such effectiveness or termination or change occurs.
