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Exhibit 99B(9)(b)(ii)
AMENDMENT TO
ACCOUNTING SERVICES AGREEMENT
This Amendment dated as of April 29, 1999, is entered into by TRAINER,
XXXXXXX FIRST MUTUAL FUNDS (the "Company") and FIRST DATA INVESTOR SERVICES
GROUP, INC. ("Investor Services Group"), the successor in interest to FPS
SERVICES, INC. ("FPS").
WHEREAS, the Company and FPS entered into an Accounting Services
Agreement dated as of July 25, 1996, which agreement was assigned to Investor
Services Group effective February 23, 1998 (as amended and supplemented, the
"Agreement");
WHEREAS, the Company and Investor Services Group wish to amend the
Agreement to revise certain schedules to the Agreement;
NOW, THEREFORE, the parties hereto, intending to be legally bound
hereby, hereby agree as follows:
I. Schedule C to the Agreement is hereby deleted in its entirtey and
replaced with the attached Schedule C.
II. Any references to out-of-pocket expenses in Schedule B to the
Agreement shall be deleted and replaced with the attached Supplement to Schedule
B.
III. Except to the extent amended hereby, the Agreement shall remain
unchanged and in full force and effect and is hereby ratified and confirmed in
all respects as amended hereby.
IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the date
and year first written above.
TRAINER, XXXXXXX FIRST MUTUAL FUNDS
By: __________________________
FIRST DATA INVESTOR SERVICES
GROUP, INC.
By: __________________________
Xxxxxxx X. Xxxxx
Senior Vice President
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Schedule "C"
IDENTIFICATION OF SERIES
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Below are listed the Series to which services under this Agreement are to be
performed as of the date of this Amendment.
TRAINER, XXXXXXX FIRST MUTUAL FUNDS
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First Mutual Fund
Trainer, Xxxxxxx Total Return Bond Fund
Trainer, Xxxxxxx California Intermediate Tax-Free Fund
Trainer, Xxxxxxx Large-Cap Growth Fund
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Supplement to
Schedule "B"
OUT-OF-POCKET EXPENSES
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The Company shall reimburse Investor Services Group monthly for applicable
out-of-pocket expenses, including, but not limited to the following items:
- Postage - direct pass through to the Fund
- Telephone and telecommunication costs, including all lease,
maintenance and line costs
- Shipping, Certified and Overnight mail and insurance
- Terminals, communication lines, printers and other equipment
and any expenses incurred in connection with such terminals
and lines
- Duplicating services
- Courier services
- Overtime, as approved by the Company
- Temporary staff, as approved by the Company
- Travel and entertainment, as approved by the Company
- Record retention, retrieval and destruction costs, including,
but not limited to exit fees charged by third party record
keeping vendors
- Third party audit reviews
- Insurance
- Pricing services (or other services used to determine Fund
NAV)
- Vendor pricing comparison
- XXXXX filing fees
- Such other expenses as are agreed to by Investor Services
Group and the Company
The Company agrees that postage and mailing expenses will be paid on
the day of or prior to mailing as agreed with Investor Services Group. In
addition, the Company will promptly reimburse Investor Services Group for any
other unscheduled expenses incurred by Investor Services Group whenever the
Company and Investor Services Group mutually agree that such expenses are not
otherwise properly borne by Investor Services Group as part of its duties and
obligations under the Agreement.
MISCELLANEOUS CHARGES
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The Company shall be charged for the following products and services as
applicable:
- Ad hoc reports
- Ad hoc SQL time
- Manual Pricing
- Materials for Rule 15c-3 Presentations
- COLD Storage
- Digital Recording
- Microfiche/microfilm production
- Magnetic media tapes and freight
- Pre-Printed Stock, including business forms, certificates,
envelopes, checks and stationary
