FIRST AMENDMENT TO THE SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with INFRASTRUCTURE CAPITAL ADVISORS, LLC
FIRST AMENDMENT TO THE
with
INFRASTRUCTURE CAPITAL ADVISORS, LLC
THIS FIRST AMENDMENT dated effective as of the 26th day of October, 2023 to the Investment Advisory Agreement, dated as of October 22, 2021 (the “Agreement”), entered into by and between SERIES PORTFOLIOS TRUST (the “Trust”), on behalf of the series of the Trust listed on Schedule A to the Agreement, as may be amended from time to time (the “Fund”), and Infrastructure Capital Advisors, LLC (the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to add InfraCap Small Cap Income ETF as an additional series of the Trust; and
WHEREAS, the Agreement allows for the amendment of Schedule A to the Agreement by a written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the sole purpose of adding InfraCap Small Cap Income ETF as an additional series of the Trust.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
on behalf of the series listed on Schedule A | INFRASTRUCTURE CAPITAL ADVISORS, LLC | ||||
| By:/s/ Xxxx X. Xxxxx | By: /s/ Xxx X. Xxxxxxxx | ||||
| Name: Xxxx X. Xxxxx | Name: Xxx X. Xxxxxxxx | ||||
| Title: President | Title: Chief Executive Officer | ||||
SCHEDULE A
| Series of Series Portfolios Trust | Annual Fee Rate as a Percentage of Average Daily Net Assets | Effective Date of Initial Investment Advisory Agreement | ||||||
| InfraCap Equity Income Fund ETF | 0.80% | December 28, 2021 | ||||||
| InfraCap Small Cap Income ETF | 0.80% | December 5, 2023 | ||||||
