EXHIBIT 10.13
Amendment No. 3
to
Registration Rights Agreement
This Amendment No. 3 ("Amendment") to the Registration Rights Agreement
dated as of July 8, 1998, as amended by Amendment No. 1 dated as of February 18,
1999, and by Amendment No. 2 dated as of June 30, 1999 (the "Original
Agreement"), is made as of June 30, 1999, among Choice One Communications Inc.,
a Delaware corporation (the "Corporation"), and the Holders listed on the
signature pages hereto.
WHEREAS, the Corporation and the initial Investor Holders and Management
Holders entered into the Registration Rights Agreement on July 8, 1998 which
provides for certain rights and obligations of the Corporation and such Holders
with respect to registration of the Common Stock under the Securities Act;
WHEREAS, certain additional persons have become Management Holders pursuant
to the terms of the Original Agreement subsequent to July 8, 1998;
WHEREAS, First Union Capital Partners, Inc. became an Investor Holder on
February 18, 1999 and General Electric Capital Corporation became an Investor
Holder on the date hereof;
WHEREAS, Xxxxxx Xxxxxxx Xxxx Xxxxxx Capital Partners IV, L.P., Xxxxxx
Xxxxxxx Xxxx Xxxxxx Capital Investors IV, L.P. and MSDW IV 892 Investors, L.P.
(collectively, "MSDWCP IV"), R. Xxxxxx Silver and (as soon as it becomes a
Tranche 2 Investor Member pursuant to Section 3.01(g) of the LLC Agreement)
Caravelle Investment Fund, L.L.C. ("Caravelle") have become members of the LLC
and party to the Original Agreement and certain related agreements relating to
their investment in the LLC, including without limitation the Transaction
Agreement;
WHEREAS, the Corporation and the Holders desire to amend the Original
Agreement to include MSDWCP IV, R. Xxxxxx Silver and Caravelle as Investor
Holders thereunder;
NOW, THEREFORE, the parties hereto hereby amend the Original Agreement as
follows:
Section 1. Amendment to Definitions. (a) The definition of "Investor
Holders" in Section 1.01 of the Original Agreement is deleted in its entirety
and replaced with the following:
"Investor Holders" means MSCP, Fleet, Xxxxxx-Xxxxxx, Xxxxx X. Xxxxxxx, R.
Xxxxxx Silver, First Union Capital Partners, Inc., General Electric Capital
Corporation and (as soon as it becomes a Tranche 2 Investor Member pursuant to
Section 3.01(g) of the LLC Agreement) Caravelle, and any Transferee that becomes
an Investor Holder pursuant to Section 2.08.
(b) The definition of "MSCP" in Section 1.01 of the Original Agreement
is deleted in its entirety and replaced with the following:
"MSCP" means, collectively, Xxxxxx Xxxxxxx Capital Partners III, L.P.,
Xxxxxx Xxxxxxx Capital Investors, L.P., MSCP III 892 Investors, L.P., Xxxxxx
Xxxxxxx Xxxx Xxxxxx Capital Partners IV, L.P., Xxxxxx Xxxxxxx Xxxx Xxxxxx
Capital Investors IV, L.P., and MSDW IV 892 Investors, L.P.
Section 2. Amendment to Section 2.01. Clause (ii)(2) of the proviso to
Section 2.01(a) thereof is hereby amended by deleting "three" and replacing it
with "four".
Section 3. Agreement to be Bound. Each of Xxxxxx Xxxxxxx Xxxx Xxxxxx
Capital Partners IV, L.P., Xxxxxx Xxxxxxx Xxxx Xxxxxx Capital Investors IV,
L.P., MSDW IV 892 Investors, L.P., R. Xxxxxx Silver and Caravelle hereby adopts,
executes and delivers, and agrees to be bound by, the Original Agreement as
amended hereby.
Section 4. Other Defined Terms. Capitalized terms used in this Amendment
and not otherwise defined have the meanings ascribed to them in the Original
Agreement.
Section 5. Effect of Amendment; Governing Law. Except as amended hereby,
the Original Agreement shall remain unchanged. The Original Agreement, as
amended hereby, shall remain in full force and effect. This Amendment shall be
governed by, and construed under, the laws of the State of Delaware, all rights
and remedies being governed by said laws, without regard to conflict of laws
principles.
Section 6. Counterparts. This Amendment may be executed simultaneously in
two or more counterparts, any one of which need not contain the signatures of
more than one party, but all such counterparts taken together shall constitute
one and the same agreement.
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of
the date first written above.
CHOICE ONE COMMUNICATIONS INC.
By: /s/ Xxxxx X. Xxxxxx
---------------------------------
Its: President and Chief Executive Officer
---------------------------------
MANAGEMENT HOLDERS
/s/ Xxxxx X. Xxxxxx
-----------------------------------
Xxxxx X. Xxxxxx, as a Management
Member and as Chief Executive Officer
of Choice One Communications, Inc.
/s/ Xxx Xxxxxx-Xxx
-----------------------------------
Xxx Xxxxxx-Xxx
/s/ Xxxxx Xxxxxxx
-----------------------------------
Xxxxx Xxxxxxx
/s/ Xxxxxxx Xxxxxx
-----------------------------------
Xxxxxxx Xxxxxx
/s/ Xxxxxx Xxxxxx
-----------------------------------
Xxxxxx Xxxxxx
/s/ Xxxxxxxxx Xxxxx
-----------------------------------
Xxxxxxxxx Xxxxx
/s/ Xxxxxx Xxxxxxx
-----------------------------------
Xxxxxx Xxxxxxx
3
/s/ Xxxxxxxx Xxxxxx
-----------------------------------
Xxxxxxxx Xxxxxx
/s/ Xxxxx Xxxxxxx
-----------------------------------
Xxxxx Xxxxxxx
/s/ Xxxx Xxxxxx
-----------------------------------
Xxxx Xxxxxx
/s/ Xxxxx Xxxxx
-----------------------------------
Xxxxx Xxxxx
/s/ Xxxxxxx Xxxxxxxxx
-----------------------------------
Xxxxxxx Xxxxxxxxx
/s/ Xxxxxx X. Xxxx
-----------------------------------
Xxxxxx X. Xxxx
/s/ Xxxxxxx X'Xxxxxx
-----------------------------------
Xxxxxxx X'Xxxxxx
/s/ Xxxxxx Xxxxxxx
-----------------------------------
Xxxxxx Xxxxxxx
/s/ Xxx Xxxxxxx
-----------------------------------
Xxx Xxxxxxx
4
INVESTOR HOLDERS
XXXXXX XXXXXXX CAPITAL PARTNERS III, L.P.
By MSCP III, L.P., its general partner
By Xxxxxx Xxxxxxx Capital Partners III, Inc., its
general partner
By /s/ Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Director
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
MSCP III 892 INVESTORS, L.P.
By MSCP III, L.P., its general partner
By Xxxxxx Xxxxxxx Capital Partners III, Inc., its
general partner
By /s/ Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Dirctor
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
XXXXXX XXXXXXX CAPITAL INVESTORS, L.P.
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By MSCP III, L.P., its general partner
By Xxxxxx Xxxxxxx Capital Partners III, Inc., its
general partner
By /s/ Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Director
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
XXXXXX XXXXXXX XXXX XXXXXX CAPITAL PARTNERS IV, L.P.
By MSDW Capital Partners IV, LLC, its
general partner
By MSDW Capital Partners IV, Inc., its
general partner
By Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Director
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
MSDW IV 892 INVESTORS, L.P.
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By MSDW Capital Partners IV, LLC, its
general partner
By MSDW Capital Partners IV, Inc., its general partner
By /s/ Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Director
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
XXXXXX XXXXXXX XXXX XXXXXX CAPITAL INVESTORS IV, L.P.
By MSDW Capital Partners IV, LLC, its
general partner
By MSDW Capital Partners IV, Inc., its general partner
By /s/ Xxxxxxx Xxxxxx
-----------------------------------
Its Managing Director
-----------------------------------
By /s/ Xxxx Xxxxxxxxxx
-----------------------------------
Its Principal
-----------------------------------
7
XXXXXXXX PARTNERS III, L.P.
By Silverado III, L.P., its General Partner
By Silverado III Corp., its General Partner
By /s/ Xxxxxx X. Xxx Xxxxx
-----------------------------------
Xxxxxx X. Xxx Xxxxx
Chairman & CEO
XXXXXXX PLAZA PARTNERS
By /s/ Xxxxxx X. Xxx Xxxxx
-----------------------------------
Xxxxxx X. Xxx Xxxxx
Managing General Partner
FLEET VENTURE RESOURCES, INC.
By /s/ Xxxxxx X. Xxx Xxxxx
-----------------------------------
Xxxxxx X. Xxx Xxxxx
Chairman & CEO
FLEET EQUITY PARTNERS VI, L.P.
By Fleet Growth Resources II, Inc., its
General Partner
By /s/ Xxxxxx X. Xxx Xxxxx
-----------------------------------
Xxxxxx X. Xxx Xxxxx
Chairman & CEO
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XXXXXX-XXXXXX MEDIA PARTNERS, L.P.
By Xxxxxx Xxxxxx Media, L.L.C. its general partner
By /s/ Xxxxx Xxxxxxxxx
-----------------------------------
Xxxxx Xxxxxxxxx
Chief Executive Officer
FIRST UNION CAPITAL PARTNERS, INC.
By: /s/ Xxxxxx Xxxxxx
-----------------------------------
Its: Managing Partner
-----------------------------------
GENERAL ELECTRIC CAPITAL CORPORATION
By: /s/ Xxxxx X. Xxxxxxxxx
-----------------------------------
Its: Manager Operations
-----------------------------------
CARAVELLE INVESTMENT
FUND, L.L.C.
By Caravelle Advisors, L.L.C., as
Investment Manager and Attorney in Fact
By:
-----------------------------------
Its:
-----------------------------------
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XXXXX X. XXXXXXX
/s/ Xxxxx X. Xxxxxxx
---------------------------------------
Xxxxx X. Xxxxxxx
R. XXXXXX SILVER
/s/ R. Xxxxxx Silver
---------------------------------------
R. Xxxxxx Silver
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