Exhibit (h)(12)
NORTHERN INSTITUTIONAL FUNDS
ADDENDUM NO. 11 TO THE REVISED
AND RESTATED TRANSFER AGENCY AGREEMENT
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This Addendum, dated as of the 20th day of August, 2003 is entered into
between Northern Institutional Funds (the "Trust"), a Delaware statutory trust,
and THE NORTHERN TRUST COMPANY, an Illinois state bank (the "Transfer Agent").
WHEREAS, the Trust and the Transfer Agent have entered into a Revised and
Restated Transfer Agency Agreement dated as of January 8, 1993, Addendum No. 1
dated July 1, 1993, Addendum No. 2 dated March 25, 1994, Addendum No. 3 dated
January 22, 1997, Addendum No. 4 dated April 22, 1997, Addendum No. 5 dated
January 27, 1998, Addendum No. 6 dated March 31, 1998, Addendum No. 7 dated
October 5, 1999, Addendum No. 8 dated March 1, 2001 and Addendum No. 9 dated
July 31, 2001 (the "Transfer Agency Agreement"), pursuant to which the Trust
appointed the Transfer Agent to act as transfer agent with respect to each Class
of shares in the Diversified Assets Portfolio, Government Portfolio, Tax-Exempt
Portfolio, Government Select Portfolio, Equity Index Portfolio, Small Company
Index Portfolio, Diversified Growth Portfolio, Focused Growth Portfolio, U.S.
Treasury Index Portfolio, U.S. Government Securities Portfolio,
Short-Intermediate Bond Portfolio, Bond Portfolio, Intermediate Bond Portfolio,
Balanced Portfolio, International Growth Portfolio, International Bond
Portfolio, International Equity Index Portfolio, Small Company Growth Portfolio,
Municipal Portfolio, Mid Cap Growth Portfolio, Core Bond Portfolio and the
Liquid Assets Portfolio (collectively, the "Portfolios"); and
WHEREAS, the Trust is establishing the Prime Obligations Portfolio (the
"Portfolio"), and it desires to retain the Transfer Agent to render transfer
agency and other services with respect to the Portfolio and each Class of shares
within the Portfolio and the record and/or beneficial owners thereof, and the
Transfer Agent is willing to render such services;
NOW THEREFORE, the parties hereto, intending to be legally bound, hereby
agree as follows:
1. Appointment. The Trust hereby appoints the Transfer Agent as transfer
agent with respect to the Portfolio on the terms and for the periods
set forth in the Transfer Agency Agreement. The Transfer Agent hereby
accepts such appointment and agrees to render the services and perform
the duties set forth in the Transfer Agency Agreement for the
compensation therein provided.
2. Capitalized Terms. From and after the date hereof, the term "Current
Portfolios" as used in the Transfer Agency Agreement shall be deemed
to include the Portfolio. Capitalized terms used herein and not
otherwise defined shall have the meanings ascribed to them in the
Transfer Agency Agreement.
3. Miscellaneous. Except to the extent supplemented hereby, the Transfer
Agency Agreement shall remain unchanged and in full force and effect,
and is hereby ratified and confirmed in all respects as supplemented
hereby.
IN WITNESS WHEREOF, the undersigned have executed this Addendum as of the
day and year first above written.
NORTHERN INSTITUTIONAL FUNDS
Attest: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx X. Xxxxxxxxxx
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Name: Xxxx X. Xxxxxxxxxx
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Title: Vice President
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THE NORTHERN TRUST COMPANY
Attest: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx X. Xxxxxxxxxx
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Name: Xxxx X. Xxxxxxxxxx
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[SEAL] Title: Senior Vice President
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