AMENDMENT NO. 5 TO MASTER INVESTMENT ADVISORY AGREEMENT
AMENDMENT
NO. 5
TO
This Amendment dated as of April 30, 2010, amends the Master Investment Advisory Agreement
(the “Agreement”), dated November 25, 2003, between AIM Sector Funds, a Delaware statutory
trust, and Invesco Advisers, Inc., a Delaware corporation.
W I T N E S S E T H:
WHEREAS, AIM Sector Funds is now named AIM Sector Funds (Invesco Sector Funds); and
WHEREAS, the following Funds have been renamed:
CURRENT NAME
|
NEW NAME | |
AIM Energy Fund
|
Invesco Energy Fund | |
AIM Financial Services Fund
|
Invesco Financial Services Fund | |
AIM Gold & Precious Metals Fund
|
Invesco Gold & Precious Metals Fund | |
AIM Leisure Fund
|
Invesco Leisure Fund | |
AIM Technology Fund
|
Invesco Technology Fund | |
AIM Utilities Fund
|
Invesco Utilities Fund; |
NOW, THEREFORE, the parties agree that;
1. | All references to AIM Sector Funds in the Agreement are hereby deleted and replaced with AIM Sector Funds (Invesco Sector Funds). | ||
2. | Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: |
“APPENDIX A
FUNDS AND EFFECTIVE DATES
FUNDS AND EFFECTIVE DATES
Name of Fund | Effective Date of Advisory Agreement | |
Invesco Energy Fund
|
November 25, 2003 | |
Invesco Financial Services Fund
|
November 25, 2003 | |
Invesco Gold & Precious Metals Fund
|
November 25, 2003 | |
Invesco Leisure Fund
|
November 25, 2003 | |
Invesco Technology Fund
|
November 25, 2003 | |
Invesco Utilities Fund
|
November 25, 2003 |
Name of Fund | Effective Date of Advisory Agreement | |
Invesco Mid-Cap Value Fund
|
February 12, 2010 | |
Invesco Small-Mid Special Value Fund
|
February 12, 2010 | |
Invesco Special Value Fund
|
February 12, 2010 | |
Invesco Technology Sector Fund
|
February 12, 2010 | |
Invesco U.S. Mid Cap Value Fund
|
February 12, 0000 | |
Xxxxxxx X.X. Small Cap Value Fund
|
February 12, 0000 | |
Xxxxxxx X.X. Small/Mid Cap Value Fund
|
February 12, 2010 | |
Invesco Value Fund
|
February 12, 2010 | |
Invesco Value II Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx American Value Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Capital Growth Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Xxxxxxxx Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Enterprise Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Mid Cap Growth Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Small Cap Value Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Technology Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Utility Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Value Opportunities Fund
|
February 12, 2010 |
2
APPENDIX B
COMPENSATION TO THE ADVISOR
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of a Fund, as full compensation for all
services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by
applying the following annual rates to the average daily net assets of such Fund for the calendar
year computed in the manner used for the determination of the net asset value of shares of such
Fund.
Invesco Energy Fund
Invesco Financial Services Fund
Invesco Gold & Precious Metals Fund
Invesco Leisure Fund
Invesco Technology Fund
Invesco Utilities Fund
Invesco Financial Services Fund
Invesco Gold & Precious Metals Fund
Invesco Leisure Fund
Invesco Technology Fund
Invesco Utilities Fund
Net Assets | Annual Rate | |||
First $350 million |
0.75 | % | ||
Next $350 million |
0.65 | % | ||
Next $1.3 billion |
0.55 | % | ||
Next $2 billion |
0.45 | % | ||
Next $2 billion |
0.40 | % | ||
Next $2 billion |
0.375 | % | ||
Over $8 billion |
0.35 | % |
Invesco Mid-Cap Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.72 | % | ||
Over $1 billion |
0.65 | % |
Invesco Small-Mid Special Value Fund
Invesco U.S. Small/Mid Cap Value Fund
Invesco U.S. Small/Mid Cap Value Fund
Net Assets | Annual Rate | |||
All Assets |
0.67 | % |
Invesco Special Value Fund
Invesco U.S. Small Cap Value Fund
Invesco Xxx Xxxxxx Small Cap Value Fund
Invesco U.S. Small Cap Value Fund
Invesco Xxx Xxxxxx Small Cap Value Fund
Net Assets | Annual Rate | |||
First $500 million |
0.67 | % | ||
Next $500 million |
0.645 | % | ||
Over $1 billion |
0.62 | % |
3
Invesco Technology Sector Fund
Net Assets | Annual Rate | |||
First $500 million |
0.67 | % | ||
Next $2.5 billion |
0.645 | % | ||
Over $3 billion |
0.62 | % |
Invesco U.S. Mid Cap Value Fund
Invesco Xxx Xxxxxx American Value Fund
Invesco Xxx Xxxxxx American Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.72 | % | ||
Over $1 billion |
0.65 | % |
Invesco Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.42 | % | ||
Next $1 billion |
0.37 | % | ||
Next $1 billion |
0.32 | % | ||
Over $3 billion |
0.27 | % |
Invesco Value II Fund
Invesco Xxx Xxxxxx Capital Growth Fund
Invesco Xxx Xxxxxx Xxxxxxxx Fund
Invesco Xxx Xxxxxx Enterprise Fund
Invesco Xxx Xxxxxx Capital Growth Fund
Invesco Xxx Xxxxxx Xxxxxxxx Fund
Invesco Xxx Xxxxxx Enterprise Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.50 | % | ||
Next $1 billion |
0.45 | % | ||
Next $1 billion |
0.40 | % | ||
Over $3 billion |
0.35 | % |
Invesco Xxx Xxxxxx Mid Cap Growth Fund
Invesco Xxx Xxxxxx Value Opportunities Fund
Invesco Xxx Xxxxxx Value Opportunities Fund
Net Assets | Annual Rate | |||
First $500 million |
0.75 | % | ||
Next $500 million |
0.70 | % | ||
Over $1 billion |
0.65 | % |
4
Invesco Xxx Xxxxxx Technology Fund
Net Assets | Annual Rate | |||
First $500 million |
0.90 | % | ||
Next $500 million |
0.85 | % | ||
Over $1 billion |
0.80 | % |
Invesco Xxx Xxxxxx Utility Fund
Net Assets | Annual Rate | |||
First $500 million |
0.65 | % | ||
Next $500 million |
0.60 | % | ||
Over $1 billion |
0.55 | %” |
2. | In all other respects, the Agreement is hereby confirmed and remains in full force and effect. | ||
3. |
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective
officers on the date first written above.
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) |
||||||||
Attest:
|
/s/ Xxxxxxx X. Xxxxx
|
By: | /s/ Xxxx X. Xxxx
|
|||||
Senior Vice President | ||||||||
(SEAL) |
||||||||
INVESCO ADVISERS, INC. | ||||||||
Attest:
|
/s/ Xxxxxxx X. Xxxxx | By: | /s/ Xxxx X. Xxxx | |||||
Assistant Secretary | Xxxx X. Xxxx | |||||||
Senior Vice President | ||||||||
(SEAL) |
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