SUB-ITEM 77Q1(e)
MEMORANDUM OF AGREEMENT
(EXPENSE LIMITATIONS)
This Memorandum of Agreement is entered into as of the Effective Date on
the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust, AIM
Equity Funds, AIM Funds Group, AIM Growth Series, AIM International Mutual
Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM Sector Funds,
AIM Tax-Exempt Funds, AIM Variable Insurance Funds and Short-Term Investments
Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds
listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and
Invesco Advisers, Inc. ("Invesco"), successor by merger to Invesco Aim Advisors,
Inc. Invesco shall and hereby agrees to waive fees or reimburse expenses of each
Fund, on behalf of its respective classes as applicable, severally and not
jointly, as indicated in the attached Exhibits.
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Trusts and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A - C), the Trusts and
Invesco agree until at least the expiration date set forth on the attached
Exhibits A - C (the "Expiration Date") that Invesco will waive its fees or
reimburse expenses to the extent that expenses of a class of a Fund (excluding
(i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv)
extraordinary or non-routine items; (v) expenses related to a merger or
reorganization, as approved by the Funds' Boards of Trustees; (vi) expenses of
the underlying funds that are paid indirectly as a result of share ownership of
the underlying funds; and (vii) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the
rate, on an annualized basis, set forth on the Exhibits of the average daily net
assets allocable to such class. Notwithstanding the foregoing, for Funds
indicated on Exhibits A - C with an asterisk, Invesco will waive its fees or
reimburse expenses to the extent that total annual fund operating expenses after
fee waiver and/or expense reimbursement of a class of a Fund (excluding (i)
interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary
or non-routine items; (v) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the
rate, on an annualized basis, set forth on the Exhibits of the average daily net
assets allocable to such class. Acquired fund fees and expenses are not fees or
expenses incurred by a fund directly but are expenses of the investment
companies in which a fund invests. These fees and expenses are incurred
indirectly through the valuation of a fund's investment in these investment
companies. Acquired fund fees and expenses are required to be disclosed and
included in the total annual fund operating expenses in the prospectus fee
table. As a result, the net total annual fund operating expenses shown in the
prospectus fee table may exceed the expense limits reflected in Exhibits A-C.
With regard to the Contractual Limits, the Board of Trustees of the Trust and
Invesco may terminate or modify this Memorandum of Agreement prior to the
Expiration Date only by mutual written consent. Invesco will not have any right
to reimbursement of any amount so waived or reimbursed.
For the Contractual Limits, each of the Trusts and Invesco agree to review
the then-current expense limitations for each class of each Fund listed on the
Exhibits on a date prior to the Expiration Date to determine whether such
limitations should be amended, continued or terminated. The expense limitations
will expire upon the Expiration Date unless the Trusts and Invesco have agreed
to continue them. The Exhibits will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A - C), the Trusts and Invesco
agree that these are not contractual in nature and that Invesco may establish,
amend and/or terminate such expense limitations at any time in its sole
discretion after consultation with the Funds' Boards of Trustees. Any delay or
failure by Invesco to update this Memorandum of Agreement with regards to the
terminations, extensions, or expirations of the Voluntary Limits shall have no
effect on the term of such Voluntary Limitations; the Voluntary Limitations are
listed herein for informational purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets and
property of each Fund, as provided in each Trust's Agreement and Declaration of
Trust. The execution and delivery of this Memorandum of Agreement have been
authorized by the
Trustees of the Trusts, and this Memorandum of Agreement has been executed and
delivered by an authorized officer of the Trusts acting as such; neither such
authorization by such Trustees nor such execution and delivery by such officer
shall be deemed to have been made by any of them individually or to impose any
liability on any of them personally, but shall bind only the assets and property
of the Funds, as provided in each Trust's Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this
Memorandum of Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST
AIM EQUITY FUNDS
AIM FUNDS GROUP
AIM GROWTH SERIES
AIM INTERNATIONAL MUTUAL FUNDS
AIM INVESTMENT FUNDS
AIM INVESTMENT SECURITIES FUNDS
AIM SECTOR FUNDS
AIM TAX-EXEMPT FUNDS
AIM VARIABLE INSURANCE FUNDS
SHORT-TERM INVESTMENTS TRUST
on behalf of the Funds listed in the Exhibits
to this Memorandum of Agreement
By: /s/ Xxxx X. Xxxx
------------------------------------------------
Title: Senior Vice President
Invesco Advisers, Inc.
By: /s/ Xxxx X. Xxxx
------------------------------------------------
Title: Senior Vice President
2
as of February 12, 2010
EXHIBIT "A" - RETAIL FUNDS(1)
AIM COUNSELOR SERIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -------------
AIM Core Plus Bond Fund
Class A Shares Contractual 0.90% June 2, 2009 June 30, 2010
Class B Shares Contractual 1.65% June 2, 2009 June 30, 2010
Class C Shares Contractual 1.65% June 2, 2009 June 30, 2010
Class R Shares Contractual 1.15% June 2, 2009 June 30, 2010
Class Y Shares Contractual 0.65% June 2, 2009 June 30, 2010
Institutional Class Shares Contractual 0.65% June 2, 2009 June 30, 2010
AIM Floating Rate Fund
Class A Shares Contractual 1.50% April 14, 2006 June 30, 2010
Class C Shares Contractual 2.00% April 14, 2006 June 30, 2010
Class R Shares Contractual 1.75% April 14, 2006 June 30, 2010
Class Y Shares Contractual 1.25% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 1.25% April 14, 2006 June 30, 2010
AIM Multi-Sector Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
AIM Select Real Estate Income Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
AIM Structured Core Fund
Class A Shares Contractual 1.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 1.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 1.75% July 1, 2009 June 30, 2010
Class R Shares Contractual 1.25% July 1, 2009 June 30, 2010
Class Y Shares Contractual 0.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 1.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 0.75% July 1, 2009 June 30, 2010
AIM Structured Growth Fund
Class A Shares Contractual 1.00% March 31, 2006 June 30, 2010
Class B Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class C Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class R Shares Contractual 1.25% March 31, 2006 June 30, 2010
Class Y Shares Contractual 0.75% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 0.75% March 31, 2006 June 30, 2010
AIM Structured Value Fund
Class A Shares Contractual 1.00% March 31, 2006 June 30, 2010
Class B Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class C Shares Contractual 1.75% March 31, 2006 June 30, 2010
Class R Shares Contractual 1.25% March 31, 2006 June 30, 2010
Class Y Shares Contractual 0.75% October 3, 2008 June 30, 2010
Institutional Class Shares Contractual 0.75% March 31, 2006 June 30, 2010
See page 21 for footnotes to Exhibit A.
3
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -------------
Invesco Balanced Fund*
Class A Shares Contractual 1.10% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.85% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.85% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.85% February 12, 2010 June 30, 0000
Xxxxxxx Xxxxxxxxxx Tax-Free Income
Fund*
Class A Shares Contractual 0.85% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.60% February 12, 2010 June 30, 2012
Invesco Dividend Growth Securities
Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco Equally-Weighted S&P 500 Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Fundamental Value Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco Large Cap Relative Value Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco New York Tax-Free Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
Invesco S&P 500 Index Fund*
Class A Shares Contractual 0.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.40% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx American
Franchise Fund*
Class A Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.10% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
4
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -------------
Invesco Xxx Xxxxxx Core Equity Fund*
Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Equity and Income
Fund*
Class A Shares Contractual 0.82% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.57% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.57% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.07% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.57% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.57% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Equity Premium
Income Fund*
Class A Shares Contractual 1.24% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.99% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.99% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.99% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Growth and Income
Fund*
Class A Shares Contractual 0.88% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.63% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.63% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxxxx Tax
Free Income Fund*
Class A Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.88% February 12, 2010 June 30, 2012
Xxx Xxxxxx Small Cap Growth Fund*
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
AIM EQUITY FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ------------------ -----------------
AIM Capital Development Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
5
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Charter Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Constellation Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Disciplined Equity Fund
Class Y Shares Contractual 1.75% July 14, 2009 February 28, 2011
AIM Diversified Dividend Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Large Cap Basic Value Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Large Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Summit Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class P Shares Contractual 1.85% July 1, 2009 February 28, 2011
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
6
as of February 12, 2010
AIM FUNDS GROUP
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- --------------
AIM Basic Balanced Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
AIM European Small Company Fund
Class A Shares
Class B Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 3.00% July 1, 2009 April 30, 2011
Contractual 2.00% July 1, 2009 April 30, 2011
AIM Global Core Equity Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
AIM International Small Company Fund
Class A Shares
Class B Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class Y Shares Contractual 3.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Contractual 2.00% July 1, 2009 April 30, 2011
AIM Mid Cap Basic Value Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
AIM Select Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
AIM Small Cap Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
7
as of February 12, 2010
AIM GROWTH SERIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ------------------ --------------
AIM Balanced-Risk Retirement Now
Fund(2)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
AIM Balanced-Risk Retirement 2010
Fund(3)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contracutal 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
AIM Balanced-Risk Retirement 2020
Fund(4)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
AIM Balanced-Risk Retirement 2030
Fund(5)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
AIM Balanced-Risk Retirement 2040
Fund(6)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
8
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ------------------ --------------
AIM Balanced-Risk Retirement 2050
Fund(8)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2011
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2011
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2011
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2011
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2011
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2011
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2011
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2011
AIM Basic Value Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
AIM Conservative Allocation Fund
Class A Shares Contractual 0.48% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.23% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.23% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.73% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.38% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.23% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.23% July 1, 2009 April 30, 2011
AIM Global Equity Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.50% July 1, 2009 April 30, 2011
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
AIM Growth Allocation Fund
Class A Shares Contractual 0.46% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.21% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.21% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.71% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.36% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.21% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.21% July 1, 2009 April 30, 2011
AIM Income Allocation Fund
Class A Shares Contractual 0.28% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.03% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.03% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.53% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.03% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.03% July 1, 2009 April 30, 2011
AIM International Allocation Fund
Class A Shares Contractual 0.43% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.18% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.18% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.68% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.18% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.18% July 1, 2009 April 30, 2011
See page 21 for footnotes to Exhibit A.
9
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ------------------ --------------
AIM Mid Cap Core Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
AIM Moderate Allocation Fund
Class A Shares Contractual 0.37% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.62% July 1, 2009 April 30, 2011
Class S Shares Contractual 0.27% September 25, 2009 April 30, 2011
Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2011
AIM Moderate Growth Allocation Fund
Class A Shares Contractual 0.37% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.12% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.62% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2011
AIM Moderately Conservative
Allocation Fund
Class A Shares Contractual 0.39% July 1, 2009 April 30, 2011
Class B Shares Contractual 1.14% July 1, 2009 April 30, 2011
Class C Shares Contractual 1.14% July 1, 2009 April 30, 2011
Class R Shares Contractual 0.64% July 1, 2009 April 30, 2011
Class Y Shares Contractual 0.14% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 0.14% July 1, 2009 April 30, 2011
AIM Small Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2011
Invesco Convertible Securities Fund*
Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.02% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Asset Allocation
Conservative Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Asset Allocation
Growth Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
10
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- --------------
Invesco Xxx Xxxxxx Asset Allocation
Moderate Fund*
Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Harbor Fund*
Class A Shares Contractual 1.11% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.86% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.86% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.86% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.86% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Leaders Fund*
Class A Shares Contractual 0.50% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.25% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Real Estate
Securities Fund*
Class A Shares Contractual 1.55% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.30% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.30% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.30% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.30% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx U.S. Mortgage
Fund*
Class A Shares Contractual 0.96% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.71% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.71% February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Asia Pacific Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM European Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2011
AIM Global Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
11
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Global Small & Mid Cap Growth
Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM International Core Equity Fund
Class A Shares
Class B Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.50% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.25% July 1, 2009 February 28, 2011
Contractual 2.00% July 1, 2009 February 28, 2011
AIM International Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM INVESTMENT FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Balanced-Risk Allocation Fund(8)
Class A Shares Contractual 1.04% November 4, 2009 February 28, 2011
Class B Shares Contractual 1.79% November 4, 2009 February 28, 2011
Class C Shares Contractual 1.79% November 4, 2009 February 28, 2011
Class R Shares Contractual 1.29% November 4, 2009 February 28, 2011
Class Y Shares Contractual 0.79% November 4, 2009 February 28, 2011
Institutional Class Shares Contractual 0.79% November 4, 2009 February 28, 2011
AIM China Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM Developing Markets Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM Global Health Care Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
See page 21 for footnotes to Exhibit A.
12
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM International Total Return Fund
Class A Shares Contractual 1.10% March 31, 2006 February 28, 2011
Class B Shares Contractual 1.85% March 31, 2006 February 28, 2011
Class C Shares Contractual 1.85% March 31, 2006 February 28, 2011
Class Y Shares Contractual 0.85% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 0.85% March 31, 2006 Xxxxxxxx 00, 0000
XXX Xxxxx Fund
Class A Shares Contractual 2.25% March 31, 2006 February 28, 2011
Class B Shares Contractual 3.00% March 31, 2006 February 28, 2011
Class C Shares Contractual 3.00% March 31, 2006 February 28, 2011
Class Y Shares Contractual 2.00% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 2.00% March 31, 2006 February 28, 2011
AIM LIBOR Alpha Fund
Class A Shares Contractual 0.85% March 31, 2006 February 28, 2011
Class C Shares Contractual 1.10%(3) March 31, 2006 February 28, 2011
Class R Shares Contractual 1.10% March 31, 2006 February 28, 2011
Class Y Shares Contractual 0.60% October 3, 2008 February 28, 2011
Institutional Class Shares Contractual 0.60% March 31, 2006 February 28, 2011
AIM Trimark Endeavor Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
AIM Trimark Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2011
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2011
AIM Trimark Small Companies Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2011
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2011
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2011
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2011
Invesco Alternative Opportunities
Fund*
Class A Shares Contractual 1.56% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.31% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.81% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.31% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.31% February 12, 2010 June 30, 2012
Invesco Commodities Strategy Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.00% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
13
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- ---------------
Invesco FX Alpha Plus Strategy Fund*
Class A Shares Contractual 1.84% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.59% February 12, 2010 June 30, 2012
Class R Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.59% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.59% February 12, 2010 June 30, 2012
Invesco FX Alpha Strategy Fund*
Class A Shares Contractual 1.29% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.79% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.54% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.04% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.04% February 12, 2010 June 30, 2012
Invesco Global Advantage Fund*
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Invesco Global Dividend Growth
Securities Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Health Sciences Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco International Growth Equity
Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Pacific Growth Fund*
Class A Shares Contractual 1.88% June 30, 2012
Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.63% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Emerging Markets
Fund*
Class A Shares Contractual 2.10% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.85% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.85% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.85% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.85% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global Bond Fund*
Class A Shares Contractual 1.00% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.75% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.75% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.75% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
14
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Xxx Xxxxxx Global Equity
Allocation Fund*
Class A Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.45% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.45% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global Franchise
Fund*
Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Global Tactical
Asset Allocation Fund*
Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.95% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx International
Advantage Fund*
Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx International
Growth Fund*
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
AIM INVESTMENT SECURITIES FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Core Bond Fund
Class A Shares Contractual 0.80% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.55% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.55% March 4, 2009 June 30, 2011
Class R Shares Contractual 1.05% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.55% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.55% March 4, 2009 June 30, 2011
AIM Dynamics Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
See page 21 for footnotes to Exhibit A.
15
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Global Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
AIM High Yield Fund
Class A Shares Contractual 0.99% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.74% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.74% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.74% March 4, 2009 June 30, 2011
Investor Class Shares Contractual 0.99% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.74% March 4, 2009 June 30, 2011
AIM Municipal Bond Fund
Class A Shares Contractual 0.57% March 4, 2009 June 30, 2011
Class B Shares Contractual 1.32% March 4, 2009 June 30, 2011
Class C Shares Contractual 1.32% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.32% March 4, 2009 June 30, 2011
Investor Class Shares Contractual 0.57% March 4, 2009 June 30, 2011
AIM Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2011
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011
AIM Short Term Bond Fund
Class A Shares Contractual 0.66% March 4, 2009 June 30, 2011
Class C Shares Contractual 0.91%(9) March 4, 2009 June 30, 2011
Class R Shares Contractual 0.91% March 4, 2009 June 30, 2011
Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2011
Institutional Class Shares Contractual 0.41% March 4, 2009 June 30, 2011
Invesco High Yield Securities Fund*
Class A Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.73% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.88% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Core Plus Fixed
Income Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Corporate Bond
Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.70% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
16
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Xxx Xxxxxx Government
Securities Fund*
Class A Shares Contractual 1.03% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx High Yield Fund*
Class A Shares Contractual 1.03% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Limited Duration
Fund*
Class A Shares Contractual 0.93% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.43% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.43% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
AIM SECTOR FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Energy Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
AIM Financial Services Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
AIM Gold & Precious Metals Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
AIM Leisure Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
AIM Technology Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
See page 21 for footnotes to Exhibit A.
17
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM Utilities Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2010
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2010
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2010
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2010
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2010
Invesco Mid-Cap Value Fund*
Class A Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.39% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.39% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.39% February 12, 2010 June 30, 2012
Invesco Small-Mid Special Value Fund*
Class A Shares Contractual 1.46% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.21% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.21% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.21% February 12, 2010 June 30, 2012
Invesco Special Value Fund*
Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012
Invesco Technology Sector Fund*
Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.75% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Mid Cap Value Fund*
Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.02% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Small Cap Value Fund*
Class A Shares Contractual 1.12% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.87% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.87% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.87% February 12, 2010 June 30, 0000
Xxxxxxx X.X. Small/Mid Cap Value
Fund*
Class A Shares Contractual 1.51% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.26% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.26% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.26% February 12, 2010 June 30, 2012
Invesco Value Fund*
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
18
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Value II Fund*
Class A Shares Contractual 1.01% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.76% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.76% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.76% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx American Value
Fund*
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.66% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.16% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Capital Growth
Fund*
Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.03% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Xxxxxxxx Fund*
Class A Shares Contractual 0.89% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.14% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.64% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.64% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Enterprise Fund*
Class A Shares Contractual 1.17% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.92% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.92% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.92% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Mid Cap Growth
Fund*
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Small Cap Value
Fund*
Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Technology Sector
Fund*
Class A Shares Contractual 1.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.70% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
19
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Xxx Xxxxxx Utility Fund*
Class A Shares Contractual 1.32% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.07% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.07% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.07% February 12, 2010 June 30, 2012
Xxx Xxxxxx Value Opportunities Fund*
Class A Shares
Class B Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class Y Shares Contractual 2.16% February 12, 2010 June 30, 2012
Contractual 1.16% February 12, 2010 June 30, 2012
AIM TAX-EXEMPT FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM High Income Municipal Fund
Class A Shares Voluntary 0.80% March 4, 2009 N/A(10)
Class B Shares Voluntary 1.55% March 4, 2009 N/A(10)
Class C Shares Voluntary 1.55% March 4, 2009 N/A(10)
Class Y Shares Voluntary 0.55% March 4, 2009 N/A(10)
Institutional Class Shares Voluntary 0.55% March 4, 2009 N/A(10)
Invesco Municipal Fund*
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Tax-Exempt Securities Fund*
Class A Shares Contractual 0.83% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.18% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.28% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.58% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxx
Insured Tax Free Fund*
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx High Yield
Municipal Fund*
Class A Shares Contractual 0.87% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.62% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Insured Tax Free
Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A.
20
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Xxx Xxxxxx Intermediate Term
Municipal Income Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx Municipal Income
Fund*
Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.65% February 12, 2010 June 30, 0000
Xxxxxxx Xxx Xxxxxx Xxx Xxxx Tax Free
Income Fund*
Class A Shares Contractual 0.78% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.53% February 12, 2010 June 30, 2012
----------------
(1) The total operating expenses of any class of shares established after the
date of this Memorandum of Agreement will be limited to the amount
established for Class A Shares plus the difference between the new class
12b-1 rate and the Class A 12b-1 rate.
(2) In addition upon closing of a reorganization with Xxx Xxxxxx In
Retirement, the Fund's contractual limit through at least June 30, 2012
(excluding only items included in "notwithstanding" sentence discussed
above) will be 0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y,
respectively.
(3) In addition upon closing of a reorganization with Xxx Xxxxxx 2010
Retirement Strategy and Xxx Xxxxxx 2015 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.38%,
1.13%, 0.63% and 0.13% for Class A5, C5, R5 and Y, respectively.
(4) In addition upon closing of a reorganization with Xxx Xxxxxx 2020
Retirement Strategy and Xxx Xxxxxx 2025 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.41%,
1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively.
(5) In addition upon closing of a reorganization with Xxx Xxxxxx 00 Xxxxxxxxxx
Xxxxxxxx and Xxx Xxxxxx 2035 Retirement Strategy, the Fund's contractual
limit through at least June 30, 2012 (excluding only items included in
"notwithstanding" sentence discussed above) will be 0.29%, 1.04%, 0.54%
and 0.04% for Class A5, C5, R5 and Y, respectively.
(6) In addition upon closing of a reorganization with Xxx Xxxxxx 2040
Retirement Strategy and Xxx Xxxxxx 2045 Retirement Strategy, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.28%,
1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively.
(7) In addition upon closing of a reorganization with Xxx Xxxxxx 50 Retirement
Strategy, the Fund's contractual limit through at least June 30, 2012
(excluding only items included in "notwithstanding" sentence discussed
above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y,
respectively.
(8) Includes waived fees or reimbursed expenses that Invesco Aim receives from
Invesco Aim Cayman Commodity Fund I, Ltd.
(9) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Aim Distributors, Inc.
(10) Invesco may establish, amend or terminate voluntary waivers at any time in
its sole discretion after consultation with the Trust.
21
as of February 12, 2010
EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS(1),(2)
SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Government & Agency Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Government TaxAdvantage Portfolio
Cash Management Class
Corporate Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Institutional Class Contractual 0.17% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.14% July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 0.39%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Contractual 0.30%(2) July 1, 2009 June 30, 2010
Liquid Assets Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.34% July 1, 2009 June 30, 2010
STIC Prime Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.17% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.14% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Tax-Free Cash Reserve Portfolio
Cash Management Class Contractual 0.33%(2) July 1, 2009 June 30, 2010
Corporate Class Contractual 0.28% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.25% July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.80%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 0.50%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 1.12%(2) July 1, 2009 June 30, 2010
Resource Class Contractual 0.41%(2) July 1, 2009 June 30, 2010
See page 23 for footnotes to Exhibit C.
22
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Treasury Portfolio(3) Contractual 0.22%(2) July 1, 2009 June 30, 2010
Cash Management Class Contractual 0.17% July 1, 2009 June 30, 2010
Corporate Class Contractual 0.14% July 1, 2009 June 30, 2010
Institutional Class Contractual 0.69%(2) July 1, 2009 June 30, 2010
Personal Investment Class Contractual 0.44%(2) July 1, 2009 June 30, 2010
Private Investment Class Contractual 1.01%(2) July 1, 2009 June 30, 2010
Reserve Class Contractual 0.30%(2) July 1, 2009 June 30, 2010
Resource Class
----------------
(1) The expense rate excluding 12b-1 fees of any class of shares established
after the date of this Memorandum of Agreement will be the same as
existing classes.
(2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Aim Distributors, Inc.
(3) The expense limitation also excludes Trustees' fees and federal
registration expenses.
23
as of February 12, 2010
EXHIBIT "C" - VARIABLE INSURANCE FUNDS
AIM VARIABLE INSURANCE FUNDS
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ------------------ -----------------
AIM V.I. Basic Balanced Fund
Series I Shares Contractual 0.91% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.16% July 1, 2005 April 30, 2011
AIM V.I. Basic Value Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. Capital Appreciation Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. Capital Development Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. Core Equity Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. Diversified Income Fund
Series I Shares Contractual 0.75% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.00% July 1, 2005 April 30, 2011
AIM V.I. Dynamics Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
AIM V.I. Financial Services Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
AIM V.I. Global Health Care Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
AIM V.I. Global Real Estate Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
AIM V.I. Government Securities Fund
Series I Shares Contractual 0.73% July 1, 2005 April 30, 2011
Series II Shares Contractual 0.98% July 1, 2005 April 30, 2011
24
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
AIM V.I. High Yield Fund
Series II Shares Contractual 0.95% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.20% April 30, 2004 April 30, 2011
AIM V.I. International Growth Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. Large Cap Growth Fund
Series I Shares Contractual 1.01% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.26% July 1, 2005 April 30, 2011
AIM V.I. Leisure Fund
Series I Shares Contractual 1.01% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.26% April 30, 2004 April 30, 2011
AIM V.I. Mid Cap Core Equity Fund
Series I Shares Contractual 1.30% September 10, 2001 April 30, 2011
Series II Shares Contractual 1.45% September 10, 2001 April 30, 2011
AIM V.I. Money Market Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2011
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2011
AIM V.I. PowerShares ETF Allocation
Fund
Series I Shares Contractual 0.18% October 22, 2008 April 30, 2011
Series II Shares Contractual 0.43% October 22, 2008 April 30, 2011
AIM V.I. Small Cap Equity Fund
Series I Shares Contractual 1.15% July 1, 2005 April 30, 2011
Series II Shares Contractual 1.40% July 1, 2005 April 30, 2011
AIM V.I. Technology Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2011
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2011
AIM V.I. Utilities Fund
Series I Shares Contractual 0.93% September 23, 2005 April 30, 2011
Series II Shares Contractual 1.18% September 23, 2005 April 30, 2011
Invesco V.I. Dividend Growth Fund*
Series I Shares Contractual 0.67% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.92% February 12, 2010 June 30, 2012
Invesco V.I. Global Dividend Growth
Fund* February 12, 2010 June 30, 2012
Series I Shares Contractual 0.94%
Series II Shares Contractual 1.19% February 12, 2010 June 30, 2012
25
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco V.I. High Yield Securities
Fund* Contractual 1.75% February 12, 2010 June 30, 2012
Series I Shares
Series II Shares Contractual 2.00% February 12, 2010 June 30, 2012
Invesco V.I. Income Builder Fund*
Series I Shares Contractual 1.02% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.27% February 12, 2010 June 30, 2012
Invesco V.I. S&P 500 Index Fund*
Series I Shares Contractual 0.28% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.53% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Balanced Fund*
Series I Shares Contractual 0.82% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.07% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Dividend Growth Fund*
Series I Shares Contractual 0.72% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.97% February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions
Equally-Weighted S&P 500 Fund*
Series I Shares Contractual 0.37% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.62% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Capital
Growth Fund*
Series I Shares Contractual 0.84% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.09% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Xxxxxxxx Fund*
Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Equity and
Income Fund*
Series I Shares Contractual 0.70% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.75% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Global
Tactical Asset Allocation Fund*
Series I Shares Contractual 0.90% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.15% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Global Value
Equity Fund*
Series I Shares Contractual 1.15% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.40% February 12, 2010 June 30, 2012
26
as of February 12, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ---------- ----------------- -----------------
Invesco Xxx Xxxxxx V.I. Government
Fund*
Series I Shares Contractual 0.60% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.85% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Growth and
Income Fund*
Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. High Yield
Fund*
Series I Shares Contractual 0.80% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.05% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. International
Growth Equity Fund*
Series I Shares Contractual 1.11% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.36% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Mid Cap
Growth Fund*
Series I Shares Contractual 1.01% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.26% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Mid Cap Value
Fund*
Series I Shares Contractual 1.18% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.28% February 12, 2010 June 30, 2012
Invesco Xxx Xxxxxx V.I. Value Fund*
Series I Shares Contractual 0.86% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.11% February 12, 2010 June 30, 2012
27
