AMENDMENT TO SHAREHOLDER SERVICING AGREEMENTS
EXHIBIT NO. 99.(h) 4
AMENDMENT TO SHAREHOLDER SERVICING AGREEMENTS
WHEREAS, each of the investment companies listed on Annex A hereto (each a “Fund” and collectively the “Funds”) is a party to a Shareholder Servicing Agreement, as amended, (the “Agreements”) with MFS Service Center, Inc. (“MFSC”); and
WHEREAS, the Funds and MFSC wish to clarify MFSC’s responsibilities in implementing, maintaining and complying in all material respects with policies and procedures reasonably designed to address the requirements of applicable state and federal laws and regulations regarding the security, protection and confidentiality of records and data of the MFS Funds that contain personal information to which MFSC is given access.
NOW, THEREFORE, MFSC and each of the Funds listed on Annex A agree to amend their respective Agreements as follows:
Section 1. Section 3 of each Agreement is amended to add the following to the end of that Section:
“MFSC agrees to implement, maintain and comply in all material respects with policies and procedures (collectively, the “Information Security and Privacy Policies”) reasonably designed to address the requirements of applicable state and federal laws and regulations regarding the security, protection and confidentiality of records and data of the MFS Funds that contain personal information (“PI”) to which MFSC is given access, including Massachusetts General Law, ch. 93H and the regulations thereunder. MFSC agrees that the Information Security and Privacy Policies shall address: (i) administrative, technical, and physical safeguards for the protection of records and data that contain PI; (ii) detection of unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such records and data so that the information contained therein cannot be practicably read or reconstructed. MFSC shall provide such reports to the MFS Funds Board of Trustees or a committee thereof as may be required by the
Information Security and Privacy Policies or otherwise reasonably requested.”
Section 2. This Amendment shall be construed under and shall be governed by the laws of The Commonwealth of Massachusetts, and the parties hereto agree that proper venue of any action with respect hereto shall be Boston, Massachusetts.
Section 3. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in duplicate original by its officers thereunto duly authorized, as of February 15, 2011.
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MFS SERVICE CENTER, INC. | |
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By: |
XXXXXXX XXXXX-XXXX |
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Xxxxxxx Xxxxx-Xxxx, President |
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Each of the Funds listed on Annex A | |
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By: |
XXXXX X. XXXXXX |
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Xxxxx X. Xxxxxx |
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Assistant Secretary |
ANNEX A TO AMENDMENT TO SHAREHOLDER SERVICING AGREEMENT
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FUND NAME |
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ACRONYM |
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Massachusetts Investors Trust |
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MIT |
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Massachusetts Investors Growth Stock Fund |
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MIG |
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MFS SERIES TRUST I |
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MFS Cash Reserve Fund |
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MCF |
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MFS Core Equity Fund |
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RGI |
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MFS Core Growth Fund |
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CGF |
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MFS New Discovery Fund |
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NDF |
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MFS Research International Fund |
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RIF |
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MFS Technology Fund |
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SCT |
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MFS Value Fund |
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EIF |
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MFS SERIES TRUST II |
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MFS Growth Fund |
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MEG |
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MFS SERIES TRUST III |
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MFS High Income Fund |
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MFH |
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MFS High Yield Opportunities Fund |
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HYO |
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MFS Municipal High Income Fund |
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MMH |
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MFS SERIES TRUST IV |
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MFS Government Money Market Fund |
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MMG |
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MFS Mid Cap Growth Fund |
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OTC |
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MFS Money Market Fund |
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MMM |
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MFS SERIES TRUST V |
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MFS International New Discovery Fund |
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MIO |
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MFS Research Fund |
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MFR |
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MFS Total Return Fund |
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MTR |
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MFS Global Equity Fund |
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MWE |
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MFS Global Total Return Fund |
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MWT |
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MFS Utilities Fund |
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MMU |
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MFS Asia Pacific Ex-Japan Fund |
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AXJ |
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MFS European Equity Fund |
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EEQ |
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MFS Latin American Equity Fund |
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LEQ |
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MFS Global Growth Fund |
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WGF |
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MFS Strategic Income Fund |
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MSI |
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MFS SERIES TRUST IX |
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MFS Bond Fund |
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MFB |
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MFS Limited Maturity Fund |
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MLM |
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MFS Municipal Limited Maturity Fund |
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MML |
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MFS Research Bond Fund |
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RBF |
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MFS Research Bond Fund J |
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RBJ |
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MFS Inflation-Adjusted Bond Fund |
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IAB |
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MFS SERIES TRUST X |
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MFS Absolute Return Fund |
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ART |
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MFS Aggressive Growth Allocation Fund |
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AGG |
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MFS Conservative Allocation Fund |
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CON |
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MFS Emerging Markets Debt Fund |
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EMD |
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MFS Emerging Markets Equity Fund |
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FEM |
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MFS Global Bond Fund |
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GLB |
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MFS Growth Allocation Fund |
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GRO |
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MFS International Diversification Fund |
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MDI |
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MFS International Growth Fund |
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FGF |
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MFS International Value Fund |
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FGI |
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MFS Moderate Allocation Fund |
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MOD |
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MFS SERIES TRUST XI |
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MFS Blended Research Core Equity Fund |
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UNE |
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MFS Mid Cap Value Fund |
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MDV |
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MFS SERIES TRUST XII |
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MFS Lifetime Retirement Income Fund |
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LRT |
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MFS Lifetime 2010 Fund |
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ML1 |
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MFS Lifetime 2020 Fund |
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ML2 |
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MFS Lifetime 2030 Fund |
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ML3 |
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MFS Lifetime 2040 Fund |
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ML4 |
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MFS Lifetime 2050 Fund |
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ML5 |
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MFS Sector Rotational Fund |
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MSR |
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MFS Series Trust XIII |
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MFS Diversified Income Fund |
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DIF |
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MFS Global Real Estate Fund |
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GRE |
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MFS Government Securities Fund |
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MGS |
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MFS Series Trust XIV |
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MFS Institutional Money Market Portfolio |
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IMM |
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MFS Series Trust XV |
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MFS Commodity Strategy Fund |
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CMS |
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MFS Diversified Target Return Fund |
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DTR |
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MFS SERIEST TRUST XVI |
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MFS Global Multi-Asset Fund |
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GMA |
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MFS MUNICIPAL SERIES TRUST |
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MFS Alabama Municipal Bond Fund |
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MAL |
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MFS Arkansas Municipal Bond Fund |
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MAR |
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MFS California Municipal Bond Fund |
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MCA |
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MFS Florida Municipal Bond Fund |
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MFL |
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MFS Georgia Municipal Bond Fund |
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MGA |
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MFS Maryland Municipal Bond Fund |
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MMD |
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MFS Massachusetts Municipal Bond Fund |
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MMA |
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MFS Mississippi Municipal Bond Fund |
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MMP |
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MFS Municipal Income Fund |
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MMI |
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MFS New York Municipal Bond Fund |
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MNY |
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MFS North Carolina Municipal Bond Fund |
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MNC |
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MFS Pennsylvania Municipal Bond Fund |
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MPA |
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MFS South Carolina Municipal Bond Fund |
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MSC |
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MFS Tennessee Municipal Bond Fund |
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MTN |
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MFS Virginia Municipal Bond Fund |
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MVA |
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MFS West Virginia Municipal Bond Fund |
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MWV |
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MFS INSTITUTIONAL TRUST |
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MFS Institutional International Equity Fund |
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IIE |
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MFS Institutional Large Cap Value Fund |
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ILV |
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MFS VARIABLE INSURANCE TRUST |
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MFS Core Equity Series |
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VVS |
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MFS Growth Series |
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VEG |
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MFS Global Equity Series |
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VGE |
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MFS High Income Series |
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VHI |
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MFS Investors Growth Stock Series |
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VGS |
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MFS Investors Trust Series |
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VGI |
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MFS Mid Cap Growth Series |
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VMG |
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MFS New Discovery Series |
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VND |
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MFS Research Series |
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VFR |
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MFS Research Bond Series |
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VFB |
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MFS Research International Series |
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VRI |
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MFS Strategic Income Series |
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VWG |
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MFS Total Return Series |
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VTR |
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MFS Utilities Series |
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VUF |
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MFS Value Series |
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VLU |
