AMENDMENT NO. 3 TO PARTICIPATION AGREEMENT Among PREMIER VIT, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, (Successor in interest to OCC Distributors) And AVIVA LIFE AND ANNUITY COMPANY (Successor in interest to Indianapolis Life Insurance Company)
EXHIBIT 8(h)(v)
AMENDMENT NO. 3 TO PARTICIPATION AGREEMENT
Among
PREMIER VIT,
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC,
(Successor in interest to OCC Distributors)
(Successor in interest to OCC Distributors)
And
AVIVA LIFE AND ANNUITY COMPANY
(Successor in interest to Indianapolis Life Insurance Company)
(Successor in interest to Indianapolis Life Insurance Company)
The Participation Agreement, made and entered into September 5, 1995 by and among AVIVA LIFE
AND ANNUITY COMPANY (successor in interest to Indianapolis Life Insurance Company), a stock life
insurance company organized under the laws of Iowa, on its own behalf and on behalf of each
separate account named in the attached Schedule 1, PREMIER VIT (formerly known as PIMCO Advisors
VIT), an open-end diversified management investment company organized under the laws of
Massachusetts, and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (successor in interest to OCC
Distributors), a Delaware limited liability company, is hereby further amended effective as of
October, 2008:
Whereas, the Agreement was amended by Amendment No. 2 to Participation Agreement effective as
of June 30, 2003 to substitute ILICO for IL Annuity and Insurance Company as a result of the merger
of IL Annuity and Insurance Company into ILICO effective on June 30, 2003; and
Whereas, in connection with the merger of IL Annuity and Insurance Company into ILICO, the
separate account serving as an investment vehicle for individual deferred variable annuity
contracts issued by IL Annuity and Insurance Company changed its name from IL Annuity and Insurance
Co. Separate Account 1 to ILICO Separate Account 1 and became subject to the laws of the State of
Indiana;
Whereas, Indianapolis Life Insurance Company will merge with and into Aviva Life and Annuity
Company (“ALAC”) effective October 1, 2008, with ALAC as the surviving corporate entity; and
Whereas, in connection with the merger of ILICO into ALAC, ILICO Separate Account 1 will
change its name to ALAC Separate Account 1 and become subject to the laws of the State of Iowa;
Now, therefore, the Agreement as previously amended is hereby further amended by ALAC, Premier
VIT, and ALLIANZ GLOBAL INVESTORS LLC as follows:
1. All references to Indianapolis Life Insurance Company are hereby changed to “Aviva Life and
Annuity Company” to reflect the statutory merger of Indianapolis Life Insurance Company with and
into Aviva Life and Annuity Company.
2. All references to ILICO Separate Account 1 are hereby changed to “ALAC Separate Account 1”
to reflect the name change of the separate account in connection with the merger of ILICO with and
into ALAC.
3. All references to PIMCO Advisors VIT are hereby changed to “Premier VIT” to reflect the
name change of the Fund.
4. Article XI is hereby deleted in its entirety and replaced with the following Article XI:
Article XI
Notices
Notices
Any notice shall be deemed duly given only if sent by hand, evidenced by written receipt or by
certified mail, return receipt requested, to the other party at the address of such party set forth
below or at such other address as such party may from time to time specify in writing to the other
party. All notices shall be deemed given three business days after the date received or rejected by
the addressee.
If to the Fund:
Xx. Xxxxx Xxxxxxxx
President
Premier VIT
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
President
Premier VIT
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
If to the Company:
President
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
Aviva Life and Annuity Company
000 Xxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxx, XX 00000
and
Ameritas Life Insurance Corp.
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
0000 X Xxxxxx
Xxxxxxx, Xxxxxxxx 00000
Attention: Xxxxx Xxxxxx
If to the Underwriter:
Mr. Xxxx Xxxxxxx
Executive Vice President
Allianz Global Investors Distributors LLC
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Executive Vice President
Allianz Global Investors Distributors LLC
0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
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5. Schedule 1 is hereby deleted and replaced by the attached Schedule 1.
6. Schedule 2 is hereby deleted and replaced by the attached Schedule 2.
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IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to the Participation
Agreement to be executed in its name and behalf by its duly authorized representative as of , 2008.
Company: | ||||||
AVIVA LIFE AND ANNUITY COMPANY | ||||||
By: | /s/ Xxxxxxx X. Xxxxxx | |||||
Name: | Xxxxxxx X. Xxxxxx | |||||
Title: | Secretary | |||||
Fund: | ||||||
PREMIER VIT | ||||||
By: | /s/ Xxxxx Xxxxxxxx | |||||
Name: | Xxxxx Xxxxxxxx | |||||
Title: | President/CEO | |||||
Underwriter: | ||||||
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | ||||||
By: | /s/ Xxxxxx Xxxxxx | |||||
Name: | Xxxxxx Xxxxxx | |||||
Title: | Managing Director |
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Schedule 1
The following separate accounts of Aviva Life and Annuity Company are permitted in accordance with
the provisions of this Amendment to the Participation Agreement to invest in Portfolios of the Fund
shown in Schedule 2:
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Schedule 2
The separate account(s) shown on Schedule 1 may invest in the following Portfolios of Premier VIT:
OpCap Managed Portfolio
OpCap Small Cap Portfolio
OpCap Small Cap Portfolio
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