Exhibit 10.10.1
AMENDMENT NO. 1 TO THE
RIGHTS AGREEMENT
Amendment No. 1, dated as of March 8, 2002 (this "Amendment"), to
the Rights Agreement, dated as of January 26, 2000 (the "Rights Agreement"),
between Xxxx Xxxxxxx Financial Services, Inc., a Delaware corporation (the
"Company"), and EquiServe Trust Company, N.A., a national banking association
(the "Rights Agent"). Unless otherwise defined herein, capitalized terms used
herein shall have the same meanings as those set forth in the Rights Agreement.
WHEREAS, the Company desires to amend the Rights Agreement in
accordance with this Amendment;
WHEREAS, the Company deems this Amendment to be appropriate and
desirable and in the best interests of the holders of Common Stock and has duly
approved this Amendment;
WHEREAS, Section 27 of the Rights Agreement permits the Company to
amend the Rights Agreement in the manner provided herein;
WHEREAS, Section 27 of the Rights Agreement provides that the Rights
Agent shall execute this Amendment upon delivery of a certificate from an
appropriate officer of the Company which states that this Amendment is in
compliance with the terms of Section 27 of the Rights Agreement (the "Officer's
Certificate"); and
WHEREAS, the Officer's Certificate is being delivered to the Rights
Agent concurrently with this Amendment.
NOW, THEREFORE, the Company hereby amends the Rights Agreement as
follows:
1. Amendment to Section 7(b). Section 7(b) is hereby amended by deleting
the Purchase Price of "$76.50" and replacing it with "$170.00".
2. Amendment to Exhibit B. Exhibit B to the Rights Agreement is hereby
amended by deleting the Purchase Price of "$76.50" in the first sentence and
replacing it with "170.00".
3. Amendment to Exhibit C. Exhibit C to the Rights Agreement is hereby
amended by deleting the Purchase Price of "$76.50" in the first sentence of the
second paragraph and replacing it with "170.00".
4. No Other Effect. The Rights Agreement shall not otherwise be
supplemented or amended by virtue of this Amendment, but shall remain in full
force and effect as amended hereby.
5. Delaware Contract. This Amendment shall be deemed to be a contract made
under the laws of the State of Delaware and for all purposes shall be governed
by and construed and enforced in accordance with the laws of such state
applicable to contracts to be made and performed entirely within such state .
6. Counterparts. This Amendment may be executed in any number of
counterparts and each of such counterparts shall for all purposes be deemed to
be an original, and all such counterparts shall together constitute but one and
the same instrument.
IN WITNESS WHEREOF, the Company and the Rights Agent have executed
this Amendment as of the date and year first written above.
Attest: XXXX XXXXXXX FINANCIAL
SERVICES, INC.
By: ___________________________ By: ___________________________
Name: Name:
Title: Title:
Attest: EQUISERVE TRUST COMPANY, N.A.
By: ___________________________ By: ___________________________
Name: Name:
Title: Title:
