AMENDMENT TO SUBADVISORY AGREEMENT
Exhibit 99.(d)(iv)
AMENDMENT TO SUBADVISORY AGREEMENT
This AMENDMENT TO SUBADVISORY AGREEMENT is dated as of August 27, 2007, by and among AIG SUNAMERICA ASSET MANAGEMENT CORP., a Delaware Corporation (the “Adviser”), AIG SERIES TRUST, a Delaware statutory trust (the “Trust”) and TRAJECTORY ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Subadviser”).
WITNESSETH:
WHEREAS, the Adviser, Trust and the Subadviser are parties to a Subadvisory Agreement dated June 3, 2004, as amended, pursuant to which the Subadviser furnishes investment advisory services to certain series (the “Series”) of the Trust as listed on Schedule A of the Subadvisory Agreement;
WHEREAS, the parties desire to amend the Subadvisory Agreement to comply with the requirements of rules 17a-10, 10f-3, 12d3-1 and 17e-1 under the Investment Company Act of 1940, as amended, relating to certain exemptions available for transactions with subadvisory affiliates; and
WHEREAS, the Board of Trustees of the Trust has approved this Amendment to the Subadvisory Agreement and it is not required to be approved by the shareholders of the Series.
NOW, THEREFORE, it is hereby agreed between the parties hereto as follows:
1. The following provision is inserted after the last sentence in subparagraph (i) under Section 1(b) of the Subadvisory Agreement:
“The Subadviser also represents and warrants that in furnishing services hereunder, the Subadviser will not consult with any other subadviser of the Series or other series of the Trust, to the extent any other subadvisers are engaged by the Adviser, or any other subadvisers to other investments companies that are under common control with the Trust, concerning transactions of the Series in securities or other assets, other than for purposes of complying with the conditions of paragraphs (a) and (b) of rule 12d3-1 under the Act.”
2. The Subadvisory Agreement, as expressly amended hereto, shall continue in full force and effect.
IN WITNESS WHEREOF, the parties have caused their respective duly authorized officers to execute this Agreement as of the date first above written.
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AIG SUNAMERICA ASSET MANAGEMENT CORP. |
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Xxxxx X. Xxxxxxx |
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President & CEO |
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TRAJECTORY ASSET MANAGEMENT LLC |
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