EXHIBIT H (ii)
USAA Transfer Agency Company
0000 Xxxxxxxxxxxxxx Xxxx
Xxx Xxxxxxx, XX 00000
Gentlemen:
Pursuant to Section 1(b) of the Transfer Agency Agreement dated as of
November 13, 2002, as amended, between USAA Mutual Funds Trust (the Trust),
formerly known as USAA State Tax-Free Trust, and USAA Transfer Agency Company,
(the Transfer Agent) please be advised that the Trust has established
thirty-seven new series of its shares (each a New Fund and collectively the New
Funds) as set forth below:
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Aggressive Growth Fund Long-Term Fund
Balanced Strategy Fund Money Market Fund
Capital Growth Fund Nasdaq-100 Index Fund
California Bond Fund New York Bond Fund
California Money Market Fund New York Money Market Fund
Cornerstone Strategy Fund Precious Metals and Minerals Fund
Emerging Markets Fund S&P 500 Index Fund
Extended Market Index Fund Science & Technology Fund
First Start Growth Fund Short-Term Bond Fund
GNMA Trust Short-Term Fund
Growth & Income Fund Small Cap Stock Fund
Growth and Tax Strategy Fund Tax Exempt Money Market Fund
Growth Fund Treasury Money Market Trust
High-Yield Opportunities Fund Total Return Strategy Fund
Income Stock Fund Value Fund
Income Fund Xxxxxxxx Xxxx Fund
Intermediate-Term Bond Fund Virginia Money Market Fund
Intermediate-Term Fund World Growth Fund
International Fund
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Please be further advised that the Trust desires to retain the Transfer
Agent to render transfer agency services under the Transfer Agency Agreement to
the New Funds in accordance with the fee schedule attached hereto as Exhibit A.
Please state below whether you are willing to render such services in
accordance with the fee schedule attached hereto as Exhibit A.
USAA MUTUAL FUNDS TRUST
Attest: By:
------------------------------- -----------------------------------
Xxxx X. Xxxxxx Xxxxxxxxxxx X. Xxxxx
Secretary President
Dated: As of August 1, 2006
We are willing to render services to the New Funds in accordance with the
fee schedule attached hereto as Exhibit A.
USAA TRANSFER AGENCY COMPANY
Attest: By:
----------------------------- -----------------------------------
Xxxxxx X. Xxxxxx Xxxxx X. Xxxxxxxxx
Assistant Secretary Senior Vice President
Dated: As of August 1, 2006
USAA Transfer Agency Company
Fee Information for Services as
Plan, Transfer and Dividend Disbursing Agent
USAA MUTUAL FUNDS TRUST
(formerly known as USAA State Tax-Free Trust)
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Annual Maintenance Charges - The annual maintenance charge includes the
processing of all transactions and correspondence. The fee is billable on a
monthly basis at the rate of 1/12 of the annual fee. USAA Transfer Agency
Company will charge for each open account from the month the account is opened
through January of the year following the year all funds are redeemed from the
account.
Aggressive Growth Fund $23.00
Balanced Strategy Fund $23.00
Capital Growth Fund $23.00
California Bond Fund $25.50
California Money Market Fund $25.50
Cornerstone Strategy Fund $23.00
Emerging Markets Fund $23.00
Extended Market Index Fund $26.00
First Start Growth Fund $23.00
GNMA Trust $22.50
Growth & Income Fund $23.00
Growth and Tax Strategy Fund $25.50
Growth Fund $23.00
High-Yield Opportunities Fund $25.50
Income Stock Fund $23.00
Income Fund $25.50
Intermediate-Term Bond Fund $25.50
Intermediate-Term Fund $25.50
International Fund $23.00
Long-Term Fund $25.50
Money Market Fund $25.50
Nasdaq-100 Index Fund $26.00
New York Bond Fund $25.50
New York Money Market Fund $25.50
Precious Metals and Minerals Fund $23.00
S&P 500 Index Fund $20.00
Science & Technology Fund $23.00
Short-Term Bond Fund $25.50
Short-Term Fund $25.50
Small Cap Stock Fund $23.00
Tax Exempt Money Market Fund $25.50
Treasury Money Market Trust $25.50
Total Return Strategy Fund $23.00
Value Fund $23.00
Xxxxxxxx Xxxx Fund $25.50
Virginia Money Market Fund $25.50
World Growth Fund $23.00
USAA MUTUAL FUNDS TRUST USAA TRANSFER AGENCY COMPANY
By: By:
------------------------------------ ------------------------------------
Xxxxxxxxxxx X. Xxxxx Xxxxx X. Xxxxxxxxx
President Senior Vice President
Date: As of August 1, 2006 Date: As of August 1, 2006
EXHIBIT H(iv)
USAA Investment Management Company
0000 Xxxxxxxxxxxxxx Xxxx
Xxx Xxxxxxx, XX 00000
Gentlemen:
Pursuant to paragraph 1(b) of the Administration and Servicing Agreement
dated as of August 1, 2001, as amended, between USAA Mutual Funds Trust (the
Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment
Management Company (the Administrator), please be advised that the Trust has
established thirty-seven new series of its shares (each a New Fund and
collectively the New Funds) as set forth below, and please be further advised
that the Trust desires to retain the Administrator to render administration and
shareholder servicing services under the Administration and Servicing Agreement
to the New Funds at the fees stated below:
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Aggressive Growth Fund 0.25%
Balanced Strategy Fund 0.15%
Capital Growth Fund 0.15%
California Bond Fund 0.15%
California Money Market Fund 0.10%
Cornerstone Strategy Fund 0.15%
Emerging Markets Fund 0.15%
Extended Market Index Fund 0.38%*
First Start Growth Fund 0.15%
GNMA Trust 0.15%
Growth & Income Fund 0.15%
Growth and Tax Strategy Fund 0.15%
Growth Fund 0.15%
High-Yield Opportunities Fund 0.15%
Income Stock Fund 0.15%
Income Fund 0.15%
Intermediate-Term Bond Fund 0.15%
Intermediate-Term Fund 0.15%
International Fund 0.15%
Long-Term Fund 0.15%
Money Market Fund 0.10%
Nasdaq-100 Index Fund 0.35%
New York Bond Fund 0.15%
New York Money Market Fund 0.10%
Precious Metals and Minerals Fund 0.15%
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* The fee is computed daily and paid monthly, at an annual rate equal to 0.38%,
and up to 0.10% of this fee shall be paid to Xxxxxxx Xxxxx Quantitative Advisers
for subadministrative services. *
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S&P 500 Index Fund 0.06%
Science & Technology Fund 0.15%
Short-Term Bond Fund 0.15%
Short-Term Fund 0.15%
Small Cap Stock Fund 0.15%
Tax Exempt Money Market Fund 0.10%
Treasury Money Market Trust 0.10%
Total Return Strategy Fund 0.15%
Value Fund 0.15%
Xxxxxxxx Xxxx Fund 0.15%
Virginia Money Market Fund 0.10%
World Growth Fund 0.15%
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From time to time, the Administrator may voluntarily waive all or a portion
of the administration and servicing fee payable with respect to a New Fund or
pay expenses of a New Fund. In addition to any amounts otherwise payable to the
Administrator as an administration and servicing fee for current services under
the Administration and Servicing Agreement, the Total Return Strategy Fund shall
be obligated to pay the Administrator all amounts previously waived or expenses
paid by the Administrator with respect to the Total Return Strategy Fund,
provided that such additional payments are made not later than January 7, 2008
and provided further that the amount of such additional payment in any year,
together with all other expenses of the Total Return Strategy Fund, in the
aggregate, would not cause the Fund's expense ratio in such year to exceed 1.00%
of the average net assets of the Total Return Strategy Fund.
In addition, revised Exhibit A to the Administration and Servicing
Agreement reflecting the addition of the New Funds to the Administration and
Servicing Agreement is attached hereto as Exhibit A, and is hereby approved.
Please state below whether you are willing to render such services at the
fees stated above.
USAA MUTUAL FUNDS TRUST
Attest: By:
--------------------- -----------------------------------
Xxxx X. Xxxxxx Xxxxxxxxxxx X. Xxxxx
Secretary President
Date: As of August 1, 2006
We are willing to render services to the New Funds at the fees stated
above. In addition, we approve Exhibit A hereto as revised Exhibit A to the
Administration and Servicing Agreement.
USAA INVESTMENT MANAGEMENT COMPANY
Attest: By:
------------------------------ -----------------------------------
Xxxxxx X. Xxxxxx Xxxxxxxx X. Xxxxxxx
Assistant Secretary Senior Vice President
Dated: As of August 1, 2006
EXHIBIT A - LISTING OF FUNDS AND FEES
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Aggressive Growth Fund 0.15%
Balanced Strategy Fund 0.15%
Capital Growth Fund 0.15%
California Bond Fund 0.15%
California Money Market Fund 0.10%
Cornerstone Strategy Fund 0.15%
Emerging Markets Fund 0.15%
Extended Market Index Fund 0.38%*
First Start Growth Fund 0.15%
Florida Tax-Free Income Fund 0.15%
Florida Tax-Free Money Market Fund 0.10%
GNMA Trust 0.15%
Growth & Income Fund 0.15%
Growth and Tax Strategy Fund 0.15%
Growth Fund 0.15%
High-Yield Opportunities Fund 0.15%
Income Stock Fund 0.15%
Income Fund 0.15%
Intermediate-Term Bond Fund 0.15%
Intermediate-Term Fund 0.15%
International Fund 0.15%
Long-Term Fund 0.15%
Money Market Fund 0.10%
Nasdaq-100 Index Fund 0.35%
New York Bond Fund 0.15%
New York Money Market Fund 0.10%
Precious Metals and Minerals Fund 0.15%
S&P 500 Index Fund 0.06%
Science & Technology Fund 0.15%
Short-Term Bond Fund 0.15%
Short-Term Fund 0.15%
Small Cap Stock Fund 0.15%
Tax Exempt Money Market Fund 0.10%
Treasury Money Market Trust 0.10%
Total Return Strategy Fund 0.15%
Value Fund 0.15%
Xxxxxxxx Xxxx Fund 0.15%
Virginia Money Market Fund 0.10%
World Growth Fund 0.15%
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* The fee is computed daily and paid monthly, at an annual rate equal to 0.38%,
and up to 0.10% of this fee shall be paid to Xxxxxxx Xxxxx Quantitative Advisers
for subadministrative services.
(a) The Trust shall pay IMCO a fee for each Fund, payable monthly in
arrears, computed as a percentage of the average net assets of the Fund for such
month at the rate set forth in this Exhibit.
(b) The "average net assets" of the Fund for any month shall be equal to
the quotient produced by dividing (i) the sum of the net assets of such Fund,
determined in accordance with procedures established from time to time by or
under the direction of the Board of Trustees of the Trust, for each calendar day
of such month, by (ii) the number of such days.
