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AFFILIATED
FUND SECURITY TRADE PRINCIPAL EXECUTING PURCHASE SHARES/ COMMISSION PAID
NAME DESCRIPTION DATE UNDERWRITER BROKER PRICE PAR AMOUNT PER SHARE
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Diversified Duke Energy
Fixed Income Corp Wachovia Barclays
Portfolio 6.45% 04/1/2039 03/18/09 Securities Capital $99.71 65,000 $0.00
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Diversified TJX Companies
Fixed Income Inc. Xxxxx Fargo Banc of America
Portfolio 6.950% 04/15/2019 04/02/09 Securities Securities LLC $99.81 85,000 $0.00
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Diversified Wachovia
Fixed Income Qwest Corp. Capital XX Xxxxxx
Portfolio 8.375% 05/1/2016 04/07/09 Markets Securities Inc. $92.498 35,000 $0.00
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Diversified Portland Wachovia
Fixed Income General Electric Capital Deutsche Bank
Portfolio 6.100% 04/15/2019 04/13/09 Markets Securities, LLC $99.93 250,000 $0.00
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Diversified Credit Suisse
Fixed Income New York Xxxxx Fargo Credit Suisse
Portfolio 5.9 06/15/19 04/28/09 Securities First Boston $99.90 200,000 $0.00
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Diversified
Fixed Income ITT Corp. Xxxxx Fargo XX Xxxxxx
Portfolio 4.90 05/01/2014 04/28/09 Securities Securities Inc. $99.81 45,000 $0.00
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Diversified
Fixed Income ITT Corp. Xxxxx Fargo XX Xxxxxx
Portfolio 6.125 05/01/2019 04/28/09 Securities LLC Securities Inc. $99.86 60,000 $0.00
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Diversified Florida Gas Wachovia
Fixed Income Transmission Capital Goldman,
Portfolio 7.9 05/15/2019 04/29/09 Markets, LLC Sachs & Co. $99.82 40,000 $0.00
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Diversified Rockwell
Fixed Income Xxxxxxx Inc. Xxxxx Fargo XX Xxxxxx
Portfolio 5.25% 07/15/19 05/01/09 Securities LLC Securities Inc. $99.47 50,000 $0.00
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Diversified Bank of Wachovia
Fixed Income New York Mellon Capital Banc of America
Portfolio 4.3% 05/15/14 05/05/09 Markets, LLC Securities LLC $99.97 115,000 $0.00
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Diversified Wachovia
Fixed Income HOSPIRA INC Capital Banc of America
Portfolio 6.4% 05/15/15 05/05/09 Markets, LLC Securities LLC $99.80 45,000 $0.00
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Diversified Wachovia
Fixed Income All State Corp Capital Barclays
Portfolio 6.2% 05/16/14 05/11/09 Markets, LLC Capital Inc. $99.86 150,000 $0.00
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Diversified Wachovia
Fixed Income All State Corp Capital Barclays
Portfolio 7.45% 05/16/19 05/11/09 Markets, LLC Capital Inc. $99.73 150,000 $0.00
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Diversified Wachovia Xxxxxx
Fixed Income Microsoft Corp. Capital Xxxxxxx & Co.
Portfolio 2.95% 06/01/14 05/11/09 Markets, LLC Incorporated $99.90 190,000 $0.00
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Diversified Wachovia Xxxxxx
Fixed Income Microsoft Corp. Capital Xxxxxxx & Co.
Portfolio 4.2% 06/01/19 05/11/09 Markets, LLC Incorporated $99.95 175,000 $0.00
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Diversified Wachovia Xxxxxx
Fixed Income Microsoft Corp. Capital Xxxxxxx & Co.
Portfolio 5.2% 06/01/39 05/11/09 Markets, LLC Incorporated $99.79 110,000 $0.00
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Diversified Wachovia
Fixed Income EQT Corp Capital XX Xxxxxx
Portfolio 8.125% 06/01/19 05/12/09 Markets, LLC Securities Inc. $99.67 75,000 $0.00
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Diversified Occidental Wachovia
Fixed Income Petroleum Corp Capital XX Xxxxxx
Portfolio 4.125% 06/01/16 05/12/09 Markets, LLC Securities Inc. $99.29 150,000 $0.00
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Diversified XX Xxxxxx Wachovia
Fixed Income Chase & Co. Capital XX Xxxxxx
Portfolio 4.65% 06/01/14 05/13/09 Markets, LLC Securities Inc. $99.79 155,000 $0.00
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AFFILIATED
FUND SECURITY TRADE PRINCIPAL EXECUTING PURCHASE SHARES/ COMMISSION PAID
NAME DESCRIPTION DATE UNDERWRITER BROKER PRICE PAR AMOUNT PER SHARE
------------------------------------------------------------------------------------------------------------------------------------
Diversified EOG Wachovia
Fixed Income Resources Inc. Capital XX Xxxxxx
Portfolio 5.635% 06/1/19 05/18/09 Markets, LLC Securities Inc. $99.82 75,000 $0.00
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Diversified PPL Electric Wachovia Xxxxxx
Fixed Income Utilities Capital Xxxxxxx & Co.
Portfolio 6.25% 05/15/39 05/19/09 Markets, LLC Incorporated $99.40 45,000 $0.00
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Diversified Wachovia Banc of
Fixed Income Nordstrom Inc. Capital America
Portfolio 6.75% 06/01/14 05/20/09 Markets, LLC Securities LLC $99.63 60,000 $0.00
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Diversified Allegheny Wachovia Citigroup
Fixed Income Technologies Capital Global
Portfolio 9.375% 06/01/19 05/27/09 Markets, LLC Markets Inc. $99.20 150,000 $0.00
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Diversified Norfolk Wachovia Banc of
Fixed Income Southern Corp Capital America
Portfolio 5.9% 06/15/19 05/27/09 Markets, LLC Securities LLC $99.75 65,000 $0.00
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Diversified Ace INA Wachovia Xxxxxx
Fixed Income Holdings Capital Xxxxxxx & Co.
Portfolio 5.9 06/15/19 06/03/09 Markets, LLC Incorporated $99.05 40,000 $0.00
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Diversified Wachovia Deutsche
Fixed Income Dell Inc. Capital Bank
Portfolio 5 7/8 06/15/19 06/10/09 Markets, LLC Securities Inc. $99.93 50,000 $0.00
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Diversified Wachovia Banc of
Fixed Income Valspar Corp Capital America
Portfolio 7 1/4 06/15/19 06/16/09 Markets, LLC Securities LLC $99.57 100,000 $0.00
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Diversified Lorillard Wachovia
Fixed Income Tobacco Co. Capital Barclays
Portfolio 8 1/8 06/23/19 06/18/09 Markets, LLC Capital Inc. $100.00 155,000 $0.00
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Diversified General Wachovia Banc of
Fixed Income Dynamics Corp Capital America
Portfolio 1.8 07/15/11 06/19/09 Markets, LLC Securities LLC $99.55 35,000 $0.00
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Diversified Magellan Wachovia
Fixed Income Midstream Partners Capital XX Xxxxxx
Portfolio 6.55 07/15/19 06/19/09 Markets, LLC Securities Inc. $99.65 50,000 $0.00
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Diversified Omnicom Wachovia
Fixed Income Group Inc. Capital XX Xxxxxx
Portfolio 6 1/4 07/15/19 06/24/09 Markets, LLC Securities Inc. $99.34 200,000 $0.00
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Diversified Time Warner Wachovia Banc of
Fixed Income Cable Inc. Capital America
Portfolio 6 3/4 06/15/39 06/24/09 Markets, LLC Securities LLC $97.13 150,000 $0.00
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Diversified Wachovia
Fixed Income AUTOZONE INC Capital XX Xxxxxx
Portfolio 5 3/4 01/15/15 06/29/09 Markets, LLC Securities Inc. $99.96 150,000 $0.00
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Diversified MIDAMERICAN Wachovia
Fixed Income ENERGY HLDGS Capital XX Xxxxxx
Portfolio 3.15 07/15/12 07/01/09 Markets Securities Inc. $99.97 200,000 $0.00
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Diversified INTERSTATE POWER Banc of
Fixed Income & LIGHT Xxxxx Fargo America
Portfolio 6 1/4 07/15/39 07/07/09 Securities LLC Securities LLC $99.37 30,000 $0.00
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Diversified WISCONSIN POWER Banc of
Fixed Income & LIGHT Xxxxx Fargo America
Portfolio 5 07/15/19 07/07/09 Securities LLC Securities LLC $99.39 50,000 $0.00
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Diversified XXXXX
Fixed Income COMPANY INC Xxxxx Fargo XX Xxxxxx
Portfolio 5.65 08/01/14 07/20/09 Securities LLC Securities Inc. $99.83 15,000 $0.00
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AFFILIATED
FUND SECURITY TRADE PRINCIPAL EXECUTING PURCHASE SHARES/ COMMISSION PAID
NAME DESCRIPTION DATE UNDERWRITER BROKER PRICE PAR AMOUNT PER SHARE
------------------------------------------------------------------------------------------------------------------------------------
iversified XXXXX
Fixed Income COMPANY INC Xxxxx Fargo XX Xxxxxx
Portfolio 6.8 08/01/19 07/20/09 Securities LLC Securities Inc. $99.69 10,000 $0.00
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Diversified Xxxxxx Xxxxxxx
Fixed Income BOEING CO. Xxxxx Fargo & Co.
Portfolio 4.7/8 02/15/20 07/23/09 Securities LLC Incorporated $98.96 140,000 $0.00
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Diversified Xxxxxx Xxxxxxx
Fixed Income BOEING CO Xxxxx Fargo & Co.
Portfolio 5 7/8 02/15/40 07/23/09 Securities LLC Incorporated $97.68 30,000 $0.00
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Diversified BANK OF Banc of
Fixed Income AMERICA CORP Xxxxx Fargo America
Portfolio 6 1/2 08/01/16 07/23/09 Securities LLC Securities LLC $99.75 350,000 $0.00
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Diversified NORTHROP
Fixed Income GRUMMAN CORP Xxxxx Fargo Deutsche Bank
Portfolio 3.7 08/01/14 07/27/09 Securities LLC Securities Inc. $99.81 90,000 $0.00
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Diversified NORTHROP
Fixed Income GRUMMAN CORP Xxxxx Fargo XX Xxxxxx
Portfolio 5.05 08/01/19 07/27/09 Securities LLC Securities Inc. $99.84 85,000 $0.00
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Diversified
Fixed Income NEXEN INC Xxxxx Fargo Deutsche Bank
Portfolio 7 1/2 07/30/39 07/27/09 Securities LLC Securities Inc. $99.45 60,000 $0.00
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Diversified Banc of
Fixed Income NEXEN INC Xxxxx Fargo America
Portfolio 6.2 07/30/19 07/27/09 Securities LLC Securities LLC $99.80 80,000 $0.00
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Diversified INTL Banc of
Fixed Income PAPER CO Xxxxx Fargo America
Portfolio 7 1/2 08/15/21 08/03/09 Securities LLC Securities LLC $99.92 95,000 $0.00
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Diversified XXXX-XXXX
Fixed Income REALTY CORP Xxxxx Fargo Citigroup
Portfolio 7 3/4 08/15/19 08/05/09 Securities LLC Global Markets $99.15 65,000 $0.00
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Diversified HOSPITALITY Banc of
Fixed Income PROP TRUST Xxxxx Fargo America
Portfolio 7 7/8 08/15/14 08/07/09 Securities LLC Securities LLC $98.99 250,000 $0.00
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Diversified BUCKEYE
Fixed Income PARTNERS XX Xxxxx Fargo Barclays
Portfolio 5 1/2 08/15/19 08/11/09 Securities LLC Capital Inc. $99.35 150,000 $0.00
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Diversified
Fixed Income PROLOGIS Xxxxx Fargo XX Xxxxxx
Portfolio 7 5/8 08/15/14 08/11/09 Securities LLC Securities Inc. $99.49 100,000 $0.00
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Diversified RALCORP
Fixed Income HOLDINGS CORP Xxxxx Fargo XX Xxxxxx
Portfolio 6 5/8 08/15/39 08/11/09 Securities LLC Securities Inc. $99.70 100,000 $0.00
------------------------------------------------------------------------------------------------------------------------------------
Diversified BOARDWALK
Fixed Income PIPELINES LLC Xxxxx Fargo XX Xxxxxx
Portfolio 5 3/4 09/15/19 08/18/09 Securities LLC Securities Inc. $99.81 150,000 $0.00
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Diversified XXXXXX Banc of
Fixed Income PHARMACEUTICALS Xxxxx Fargo America
Portfolio 5 08/15/14 08/18/09 Securities LLC Securities LLC $99.59 125,000 $0.00
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Diversified XXXXXX Banc of
Fixed Income PHARMACEUTICALS Xxxxx Fargo America
Portfolio 6 1/8 08/15/19 08/18/09 Securities LLC Securities LLC $99.80 130,000 $0.00
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Diversified DONNELLEY Banc of
Fixed Income (R.R.) & SONS Xxxxx Fargo America
Portfolio 8.6 08/15/16 08/19/09 Securities LLC Securities LLC $98.60 100,000 $0.00
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Diversified REPUBLIC Banc of
Fixed Income SERVICES INC Xxxxx Fargo America
Portfolio 5 1/2 09/15/19 08/31/09 Securities LLC Securities LLC $99.29 40,000 $0.00
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