EX-99.B8C
CUSTODY AGREEMENT
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This Custody Agreement is dated as of May 14, 1996 between XXXXXX
XXXXXXX TRUST COMPANY, a New York State chartered trust company (the
"Custodian"), and CORESTATES BANK, N.A., a national banking association, on its
own behalf and for the benefit of its affiliates (the "Client").
1. Appointment and Acceptance: Accounts. (a) The Client hereby
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appoints the Custodian as a custodian of Property (as defined below) owned or
under the control of the Client that are delivered to the Custodian, or any
Subcustodian as appointed below, from time to time to be held in custody for the
benefit of the Client. The Custodian agrees to act as such custodian upon the
terms and conditions hereinafter provided.
(b) Prior to the delivery of any Property by the Client to the
Custodian, the Client shall deliver to the Custodian each document and other
item listed in Appendix 1. In addition, the Client shall deliver to the
Custodian any additional documents or items as the Custodian may deem necessary
for the performance of its duties under this Agreement.
(c) The Client instructs the Custodian to establish on the books and
records of the Custodian accounts listed in Appendix 2 (the "Accounts") in the
name of the Client. Upon receipt of Authorized Instructions (as defined below)
and appropriate documentation, the Custodian shall open additional Accounts for
the Client. Upon the Custodian's confirmation to the Client of the opening of
such additional Accounts, or of the closing of Accounts, Appendix 2 shall be
deemed automatically amended or supplemented accordingly. The Custodian shall
record in the Accounts and shall have general responsibility for the safekeeping
of all securities ("Securities"), cash, cash equivalents and other property (all
such Securities, cash, cash equivalents and other property being collectively
the "Property") of the Client that are delivered to the Custodian for custody.
(d) The procedures the Custodian and the Client will use in
performing activities in connection with this Agreement are set forth in a
client services guide provided to the Client by the Custodian, as such guide may
be amended from time to time by the Custodian by written notice to the Client
(the "Client Services Guide").
2. Subcustodians. The Property may be held in custody and deposit
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accounts that have been established by the Custodian with one or more domestic
or foreign banks that qualify as "Eligible Foreign Custodians" (as such term is
defined in Rule 17f-5 of the Investment Company Act of 1940 (the "Act")) or
other institutions as listed on Exhibit A (the "Subcustodians"), as such Exhibit
may be amended from time to time by the Custodian by written notice to the
Client, or through the facilities of one or more securities depositories or
clearing agencies. The Custodian shall hold Property through a Subcustodian,
securities depository or clearing agency only if (a) such Subcustodian and any
securities depository or clearing agency in which such Subcustodian or the
Custodian holds Property, or any of their creditors, may not assert any right,
charge, security interest, lien, encumbrance or other claim of any kind to such
Property except a claim of payment for its safe custody or administration and
(b) beneficial ownership of such Property may be freely transferred without the
payment of money or value other than for safe custody or administration. Any
Subcustodian may hold Property in a securities depository and may utilize a
clearing agency, subject to the limitation in subsection (a) above.
3. Records. With respect to Property held by a Subcustodian:
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(a) The Custodian may hold Property for all of its customers with a
Subcustodian in a single account identified as belonging to the Custodian
for the benefit of its customers;
(b) The Custodian shall identify on its books as belonging to the
Client any Property held by a Subcustodian for the Custodian's account;
(c) The Custodian shall require that Property held by the
Subcustodian for the Custodian's account be identified on the
Subcustodian's books as separate from any other property held by the
Subcustodian other than property of the Custodian's customers held solely
for the benefit of customers of the Custodian; and
(d) In the event the Subcustodian holds Property in a securities
depository or clearing agency, such Subcustodian shall be required by its
agreement with the Custodian to identify on its books such Property as
being held for the account of the Custodian as custodian for its customers
or in such other manner as is required by local law or market practice.
4. Access to Records. The Custodian shall allow the Client's
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accountants reasonable access to the Custodian's records relating to the
Property held by the Custodian as such accountants may reasonably require in
connection with their examination of the Client's affairs. The Custodian shall
also obtain from any Subcustodian (and shall require each Subcustodian to use
reasonable efforts to obtain from any securities depository or clearing agency
in which it deposits Property) an undertaking, to the extent consistent with
local practice and the laws of the jurisdiction or jurisdictions to which such
Subcustodian, securities depository or clearing agency is subject, to permit
independent public accountants such reasonable access to the records of such
Subcustodian, securities depository or clearing agency as may be reasonably
required in connection with the examination of the Client's affairs or to take
such other action as the Custodian in its judgment may deem sufficient to ensure
such reasonable access.
5. Reports. The Custodian shall provide such reports and other
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information to the Client and to such persons as the Client directs as the
Custodian and the Client may agree from time to time.
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6. Payment of Monies. The Custodian shall make, or cause any
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Subcustodian to make, payments from monies being held in the Accounts only in
accordance with Authorized Instructions or as provided in Sections 9, 13 and 17.
The Custodian may act as the Client's agent or act as a principal in
foreign exchange transactions at such rates as are agreed from time to time
between the Client and the Custodian.
7. Transfer of Securities. The Custodian shall make, or cause any
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Subcustodian to make, transfers, exchanges or deliveries of Securities only in
accordance with Authorized Instructions or as provided in Sections 9, 13 and 17.
8. Corporate Action. (a) The Custodian shall notify the Client of
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details of all corporate actions affecting the Client's Securities within 24
hours, or sooner if immediate action is required, upon its receipt of such
information.
(b) The Custodian shall take, or cause any Subcustodian to take, such
corporate action only in accordance with Authorized Instructions or as provided
in this Section 8 or Section 9.
(c) In the event the Client does not provide timely Authorized
Instructions to the Custodian, the Custodian shall act in accordance with the
default option provided by local market practice and/or the issuer of the
Securities.
(d) Fractional shares resulting from corporate action activity shall
be treated in accordance with local market practices.
9. General Authority. In the absence of Authorized Instructions to
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the contrary, the Custodian may, and may authorize any Subcustodian to:
(a) make payments to itself or others for expenses of handling
Property or other similar items relating to its duties under this
Agreement, provided that all such payments shall be accounted for to the
Client;
(b) receive and collect all income and principal with respect to
Securities and to credit cash receipts to the Accounts;
(c) exchange Securities when the exchange is purely ministerial
(including, without limitation, the exchange of interim receipts or
temporary securities for securities in definitive form and the exchange of
warrants, or other documents of entitlement to securities, for the
securities themselves);
(d) surrender Securities at maturity or when called for redemption
upon receiving payment therefor;
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(e) execute in the Client's name such ownership and other certificates
as may be required to obtain the payment of income from Securities;
(f) pay or cause to be paid, from the Accounts, any and all taxes and
levies in the nature of taxes imposed on Property by any governmental
authority in connection with custody of and transactions in such Property;
(g) endorse for collection, in the name of the Client, checks, drafts
and other negotiable instruments;
(h) take non-discretionary action on mandatory corporate actions; and
(i) in general, attend to all nondiscretionary details in connection
with the custody, sale, purchase, transfer and other dealings with the
Property.
10. Authorized Instructions; Authorized Persons. (a) Except as
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otherwise provided in Sections 6 through 9, 13 and 17, all payments of monies,
all transfers, exchanges or deliveries of Property and all responses to
corporate actions shall be made or taken only upon receipt by the Custodian of
Authorized Instructions; provided that such Authorized Instructions are timely
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received by the Custodian. "Authorized Instructions" of the Client means
-----------------------
instructions from an Authorized Person received by telecopy, tested telex,
electronic link or other electronic means or by such other means as may be
agreed in writing between the Client and the Custodian.
(b) "Authorized Person" means each of the persons or entities
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identified on Appendix 3 as amended from time to time by written notice from the
Client to the Custodian. The Client represents and warrants to the Custodian
that each Authorized Person listed in Appendix 3, as amended from time to time,
is authorized to issue Authorized Instructions on behalf of the Client. Prior to
the delivery of the Property to the Custodian, the Custodian shall provide a
list of designated system user ID numbers and passwords that the Client shall be
responsible for assigning to Authorized Persons. The Custodian shall assume
that an electronic transmission received and identified by a system under ID
number and password was sent by an Authorized Person. The Custodian agrees to
provide additional designed system user ID numbers and passwords as needed by
the Client. The Client authorizes the Custodian to issue new system user ID
numbers upon the request of a previously existing Authorized Person. Upon the
issuance of additional system user ID numbers by the Custodian to the Client,
Appendix 3 shall be deemed automatically amended accordingly. The Client
authorizes the Custodian to receive, act and rely upon any Authorized
Instructions received by the Custodian which the Custodian reasonably believe to
have been issued by an Authorized Person.
(c) Any Authorized Person may cancel/correct or otherwise amend any
Authorized Instruction received by the Custodian, but the Client agrees to
indemnify the Custodian for any liability, loss or expense incurred by the
Custodian and its Subcustodians as a result of their having relied upon or acted
on any prior Authorized Instruction. An amendment or cancellation of
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an Authorized Instruction to deliver or receive any security or funds in
connection with a trade will not be processed once the trade has settled.
11. Registration of Securities. (A) In the absence of Authorized
--------------------------
Instructions to the contrary, Securities which must be held in registered form
shall be registered in the name of the Custodian or the Custodian's nominee or,
in the case of Securities in the custody of an entity other than the Custodian,
in the name of the Custodian, its Subcustodian or any such entity's nominee. The
Custodian may, without notice to the Client, cause any Securities to be
registered or re-registered in the name of the Client.
(b) Where the Custodian has been instructed by the Client to hold any
Securities in the name of any person or entity other than the Custodian, its
Subcustodian or any such entity's nominee, the Custodian shall not be
responsible for the collection of any dividends or other income or participation
in any corporate action with respect to such Securities; provided, however, that
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the Custodian shall use reasonable efforts to (i) provide the Client with
information on any such dividends income or corporate actions for which the
Custodian receives actual notice and (ii) assist the Client in the collection of
such dividends or other income or participation in any such corporate action.
12. Deposit Accounts. All cash received by the Custodian for the
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Accounts shall be held by the Custodian as a short-term credit balance in favor
of the Client, and the Custodian and the Client have agreed in writing that such
credit balances shall earn interest at rates and times as agreed between the
Custodian and the Client. The Client acknowledges that any such credit balances
shall not be accompanied by the benefit of any governmental insurance.
13. Short-term Credit Extensions. (a) From time to time, the
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Custodian may extend or arrange short-term credit for the Client which is (i)
necessary in connection with payment and clearance of securities and foreign
exchange transactions or (ii) pursuant to an agreed schedule, as and if set
forth in the Client Services Guide, of credits for dividends and interest
payments on Securities. All such extensions of credit shall be repayable by the
Client on demand.
(b) The Custodian shall be entitled to charge the Client interest for
any such credit extension at rates to be agreed upon from time to time or, if
such credit is arranged by the Custodian with a third party on behalf of the
Client, the Client shall reimburse the Custodian for any interest charge. In
addition to any other remedies available, the Custodian shall be entitled to a
right to set-off against the Property to satisfy the repayment of such credit
extensions and the payment of, or reimbursement for, accrued interest thereon.
14. Representations and Warranties. (a) The Client represents and
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warrants that (i) the execution, delivery and performance of this Agreement
(including, without limitation, the ability to obtain the short-term extensions
of credit in accordance with Section 13) are within the Client's power and
authority and have been duly authorized by all requisite action (corporate or
otherwise) of the client and of the beneficial owner of the Property, if other
than the Client, and (ii)
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this Agreement and each extension of short-term credit extended to or arranged
for the benefit of the Client in accordance with Section 13 shall at all times
constitute a legal, valid and binding obligation of the Client enforceable
against the Client in accordance with their respective terms, except as may be
limited by bankruptcy, insolvency or other similar laws affecting the
enforcement of creditors' rights in general and subject to the effect of general
principles of equity (regardless of whether considered in a proceeding in equity
or at law).
(b) The Custodian represents and warrants that (i) the execution,
delivery and performance of this Agreement are within the Custodian's power and
authority and have been duly authorized by all requisite action (corporate or
otherwise) of the Custodian and (ii) this Agreement constitutes the legal, valid
and binding obligation of the Custodian enforceable against the Custodian in
accordance with its terms, except as may be limited by bankruptcy, insolvency or
other similar laws affecting the enforcement of creditors' rights in general and
subject to the effect of general principles of equity (regardless of whether
considered in a proceeding in equity or at law).
15. Standard of Care; Indemnification. (a) The Custodian shall be
---------------------------------
responsible for the performance of only such duties as are set forth in this
Agreement or contained in Authorized Instructions given to the Custodian which
are not contrary to the provisions of any relevant law or regulation. The
Custodian shall be liable to the Client for any loss, liability or expense
incurred by the Client in connection with this Agreement to the extent that any
such loss, liability or expense results from the negligence or willful
misconduct of the Custodian or any Subcustodian.
(b) The Client acknowledges that the Property may be physically held
outside the United States. The Custodian shall not be liable for any loss,
liability or expense resulting from events beyond the reasonable control of the
Custodian, including, but not limited to, force majeure.
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(c) In addition, the Client shall indemnify the Custodian and
Subcustodians and any nominee for, and hold each of them harmless from, any
liability, loss or expense (including attorneys' fees and disbursements)
incurred in connection with this Agreement, including without limitation, (i) as
a result of the Custodian having acted or relied upon any Authorized
Instructions or (ii) arising out of any such person acting as a nominee or
holder of record of Securities, pursuant to Authorized Instructions.
16. Fees; Liens. The Client shall pay to the Custodian from time to
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time such compensation for its services pursuant to this Agreement as may be
mutually agreed upon as well as the Custodian's out-of-pocket and incidental
expenses. The Client shall hold the Custodian harmless from any liability or
loss resulting from any taxes or other governmental charges, and any expenses
related thereto, which may be imposed or assessed with respect to the Accounts
or any Property held therein. The Custodian is, and any Subcustodians are,
authorized to charge the Accounts for such items and the Custodian shall have a
lien, charge and security interest on any and all Property for any amount owing
to the Custodian from time to time under this Agreement.
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17. Termination. This Agreement may be terminated by the Client or
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the Custodian by 60 days written notice to the other, sent by registered mail.
If notice of termination is given, the Client shall, within 30 days following
the giving of such notice, deliver to the Custodian a statement in writing
specifying the successor custodian or other person to whom the Custodian shall
transfer the Property. In either event, the Custodian, subject to the
satisfaction of any lien it may have, shall transfer the Property to the person
so specified. If the Custodian does not receive such statement the Custodian,
at its election, may transfer the Property to a bank or trust company
established under the laws of the United States or any state thereof to be held
and disposed of pursuant to the provisions of this Agreement or may continue to
hold the Property until such a statement is delivered to the Custodian. In such
event the Custodian shall be entitled to fair compensation for its services
during such period as the Custodian remains in possession of any Property and
the provisions of this Agreement relating to the duties and obligations of the
Custodian shall remain in full force and effect; provided, however, that the
Custodian shall have no obligation to settle any transactions in Securities for
the Accounts. The provisions of Sections 15 and 16 shall survive termination of
this Agreement.
18. Investment Advice. The Custodian shall not supervise, recommend
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or advise the Client relative to the investment, purchase, sale, retention or
other disposition of any Property held under this Agreement.
19. Confidentiality. (a) The Custodian, its agents and employees
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shall maintain the confidentiality of information concerning the Property held
in the Client's account, including in dealings with affiliates of the Custodian.
In the event the Custodian or any Subcustodian is requested or required to
disclose any confidential information concerning the Property, the Custodian
shall, to the extent practicable and legally permissible, promptly notify the
Client of such request or requirement so that the client may seek a protective
order or waive any objection to the Custodian's or such Subcustodian's
compliance with this Section 19. In the absence of such a waiver, if the
Custodian or such Subcustodian is compelled, in the opinion of its counsel, to
disclose any confidential information, the Custodian or such Subcustodian may
disclose such information to such persons as, in the opinion of counsel, is so
required.
(b) The Client shall maintain the confidentiality of, and not provide
to any third parties absent the written permission of the Custodian, any
computer software, hardware or communications facilities made available to the
Client or its agents by the Custodian.
20. Notices. Any notice or other communication from the Client to
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the Custodian, unless otherwise provided by this Agreement or the Client
Services Guide, shall be sent by certified or registered mail to Xxxxxx Xxxxxxx
Trust Company, Xxx Xxxxxxxxxx Xxxxx, Xxxxxxxx, Xxx Xxxx, 00000, Attention:
President, and any notice from the Custodian to the Client is to be mailed
postage prepaid, addressed to the Client at the address appearing below, or as
it may hereafter be changed on the Custodian's records in accordance with
written notice from the Client.
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21. Assignment. This contract may not be assigned by either party
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without the prior written approval of the other.
22. Miscellaneous. (a) This Agreement shall bind the successors and
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assigns of the Client and the Custodian.
(b) This Agreement shall be governed by and construed in accordance
with the internal laws of the State of New York without regard to its conflicts
of law rules and to the extent not preempted by the federal law. The Custodian
and the Client hereby irrevocably submit to the exclusive jurisdiction of any
New York State court or any United States District Court located in the State of
New York in any action or proceeding arising out of this Agreement and hereby
irrevocably waive any objection to the venue of any such action or proceeding
brought in any such court or any defense of an inconvenient forum.
In witness whereof, the parties hereto have set their hands as of the
date first above written.
CORESTATES BANK, N.A.
By /s/ Xxxx Xxxxx
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Name: Xxxx Xxxxx
Title: V.P.
Address for record: 000 Xxxxxx Xxxxxx
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FC 1-9-81-48
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Xxxxxxxxxxxx, XX 00000
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Accepted:
XXXXXX XXXXXXX TRUST COMPANY
By /s/ G Federicco
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Authorized Signature
8
APPENDIX 1
Account Documentation
REQUIRED DOCUMENTATION FOR CORE CUSTODIAL SERVICES (INCLUDING TAX RECLAIMS):
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CUSTODY AGREEMENT
CLIENT SERVICES GUIDE (INCLUDING APPENDICES)
FEE SCHEDULE/BILLING GUIDE
GENERAL ACCOUNT INFORMATION
US TAX AUTHORITY DOCUMENTATION
LOCAL TAX OFFICE LETTER/APPLICATION LETTER
(NON-UNITED STATES-RESIDENT BENEFICIAL OWNERS, ONLY)
FORM 6166/REQUEST FOR FOREIGN CERTIFICATION FORM
(UNITED STATES-RESIDENT BENEFICIAL OWNERS, ONLY)
CERTIFICATION OF BENEFICIAL OWNERSHIP, LEGAL NAME, LEGAL RESIDENCY, TAX STATUS
AND TAX IDS
TAX RECLAIM POWER OF ATTORNEY
PREVIOUS TAX RECLAIM FILING INFORMATION
(PREVIOUS FILERS, ONLY)
UK TAX AUTHORITY DOCUMENTATION
SOPHISTICATED INVESTOR (ACCREDITED INVESTOR) LETTER
(UNITED STATES-RESIDENT BENEFICIAL OWNERS, ONLY)
DOCUMENTATION THAT IS REQUIRED FROM AN ENTITY CLASSIFIED AS TAX-EXEMPT BY ITS
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LOCAL TAX AUTHORITY:
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UK FORM 4338
(EXEMPT NON-UNITED KINGDOM-RESIDENT BENEFICIAL OWNERS, ONLY)
0
XX XXXX 000X
(XXXXXX XXXXXX XXXXXX-XXXXXXXX BENEFICIAL OWNERS, ONLY)
FOREIGN EXEMPTION LETTERS/APPLICATION FOR AUSTRALIAN EXEMPTION LETTER
(EXEMPT BENEFICIAL OWNERS, ONLY)
DOCUMENTATION THAT IS REQUIRED ONLY IF YOU WILL USE THE PROXY VOTING SERVICE:
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VOTING POWER OF ATTORNEY
DOCUMENTATION THAT IS REQUIRED ONLY IF YOU WILL DEAL IN CERTAIN SECURITIES:
--------------------------------------------------------------------------
JGB INDEMNIFICATION LETTER
KOREAN SECURITIES POWER OF ATTORNEY
NEW ZEALAND `APPROVED ISSUER LEVY' LETTER
SPANISH POWER OF ATTORNEY WITH APOSTILE
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[CoreStates Bank Letterhead]
April 24, 1996
Xxxxxx Xxxxxxx Trust company
Xxx Xxxxxxxxxx Xxxxx (0xx Xxxxx)
Xxxxxxxx, XX 00000
Attention: Xxxxx Xxxxx
Dear Xxxxx:
Please accept this letter as your authorization to receive instructions from the
following CoreStates personnel:
X.X. Xxxxxxx /s/ X.X. Xxxxxxx
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Xxxxxxx Xxxxxxx /s/ Xxxxxxx Xxxxxxx
------------------------------------
Xxxx X. Xxxxxxx /s/ Xxxx X. Xxxxxxx
------------------------------------
Xxxxx XxXxxxxx /s/ Xxxxx XxXxxxxx
------------------------------------
Xxxx Xxxxx /s/ Xxxx Xxxxx
------------------------------------
Xxxxx XxXxxxx /s/ Xxxxx XxXxxxx
------------------------------------
Xxxx Xxxxxxxxxxxx /s/ Xxxx Xxxxxxxxxxxx
------------------------------------
Xxxxx Xxxxxxxx /s/ Xxxxx Xxxxxxxx
------------------------------------
Xxxxxx Xxxxxx /s/ Xxxxxx Xxxxxx
------------------------------------
Xxxxxxx Xxxxx /s/ Xxxxxxx Xxxxx
------------------------------------
Xxx X'Xxxxxxx /s/ Xxx X'Xxxxxxx
------------------------------------
Xxxxx Xxxxxxxxx /s/ Xxxxx Xxxxxxxxx
------------------------------------
Please contact Xxxx Xxxxx if additional information is needed.
Thank you.
Sincerely,
/s/ Xxxx Xxxxx
Xxxx Xxxxx
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REMBRANDT FUND
AUTHORIZED SIGNERS FOR CASH TRANSACTIONS
Effective April 15, 1996
SEI Funds Accounting SEI Transfer Agency
--------------------------------------------------------------------------------
Xxxxx Xxx Xxxxx Xxx
Xxxxxxx Xxxxx Xxxxxx Xxxxxxx
Xxxxxx XxxxxXxxxx Xxxxx X Xxxxxxxx
Xxxxxxx X Xxxxx
Xxxx Xxxxxxxxx
Xxxxx XxXxxxxxx
Xxxx Xxxxxxxxxx
Xxxxx Xxxxxxxxxx
Xxxxx Xxxxxx
Xxxxxx Xxxxx
Xxxxx Xxxx
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SEI SIGNATURE SPECIMENS
/s/ Xxxxx Xxx /s/ Xxxxx Xxxxxxxxxx
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Xxxxx Xxx Xxxxx Xxxxxxxxxx
/s/ Xxxxxxx X Xxxxx
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Xxxxxxx X Xxxxx
/s/ Xxxxxxx X Xxxxx /s/ Xxxxxxxxxxx Xxxxx
--------------------------- --------------------------------
Xxxxxxx X Xxxxx Xxxxxxxxxxx Xxxxx
/s/ Xxxxxx X Xxxxxx /s/ Xxxxx XxXxxxxxx
--------------------------- --------------------------------
Xxxxxx X Xxxxxx Xxxxx XxXxxxxxx
/s/ Xxxx Xxxxxxxxx /s/ Xxxxxx Xxxxxxx
--------------------------- --------------------------------
Xxxx Xxxxxxxxx Xxxxxx Xxxxxxx
/s/ Xxxxx Xxxxxx /s/ Xxxxxxx Xxxxxxx
--------------------------- --------------------------------
Xxxxx Xxxxxx Xxxxxxx Xxxxxxx
/s/ Xxxxxx XxxxxXxxxx /s/ Xxxxx X Xxxxxxxx
--------------------------- --------------------------------
Xxxxxx XxxxxXxxxx Xxxxx X Xxxxxxxx
/s/ Xxxxx Xxxxxxx /s/ Xxxxxxxxxxx X Xxxxxxx
--------------------------- --------------------------------
Xxxxx Xxxxxxx Xxxxxxxxxxx X Xxxxxxx
/s/ Xxxx Xxxxxxxxxx /s/ Xxxx Xxxxxxx
--------------------------- --------------------------------
Xxxx Xxxxxxxxxx Xxxx Xxxxxxx
/s/ Xxxxxxx Xxxxx /s/ Xxxxxx Xxxxx
--------------------------- --------------------------------
Xxxxxxx Xxxxx Xxxxxx Xxxxx
/s/ Xxxxx X Xxxx /s/ Xxxxxxx Xxxxxx
--------------------------- --------------------------------
Xxxxx X Xxxx Xxxxxxx Xxxxxx
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Part II - System User ID's
The Custodian is directed to accept and act upon Authorized Instructions
transmitted electronically and identified with the following mnemonics and
system user ID's for the following activities:
This is the revised list which includes authorized levels for trade and cash
input.
Workstation Account Workstation Sessions
User I.D. Mnemonic Number TE TCC SL FE CM MA TD
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ECU1484 CSOM 00042903(5) N N N N N N N
CSMR 00042904(3) N N N N N N N
CSVG 00042905(0) N N N N N N N
CSLZ 00042906(8) N N N N N N N
CSMF 00042907(6) N N N N N N N
CSPM 00042908(4) N N N N N N N
CSIO 00042909(2) N N N N N N N
CSCM 00042910(0) N N N N N N N
CSRL 00042911(8) N N N N N N N
CSRA 00042912(6) N N N N N N N
CSRF 00042913(4) N N N N N N N
CSRI 00042914(2) N N N N N N N
CSGF 00042915(9) N N N N N N N
CSIT 00042916(7) N N N N N N N
CSRU 00042917(5) N N N N N N N
CSGB 00042918(3) N N N N N N N
ECU1485 CSOM 00042903(5) N N N N N N N
CSMR 00042904(3) N N N N N N N
CSVG 00042905(0) N N N N N N N
CSLZ 00042906(8) N N N N N N N
CSMF 00042907(6) N N N N N N N
CSPM 00042908(4) N N N N N N N
CSIO 00042909(2) N N N N N N N
CSCM 00042910(0) N N N N N N N
CSRL 00042911(8) N N N N N N N
CSRA 00042912(6) N N N N N N N
CSRF 00042913(4) N N N N N N N
CSRI 00042914(2) N N N N N N N
CSGF 00042915(9) N N N N N N N
CSIT 00042916(7) N N N N N N N
CSRU 00042917(5) N N N N N N N
CSGB 00042918(3) N N N N N N N
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Workstation Account Workstation Sessions
User I.D. Mnemonic Number TE TCC SL FE CM MA TD
------------------------------------------------------------------------------------------------------------------------------
ECU1486 CSOM 00042903(5) N N N N N N N
CSMR 00042904(3) N N N N N N N
CSVG 00042905(0) N N N N N N N
CSLZ 00042906(8) N N N N N N N
CSMF 00042907(6) N N N N N N N
CSPM 00042908(4) N N N N N N N
CSIO 00042909(2) N N N N N N N
CSCM 00042910(0) N N N N N N N
CSRL 00042911(8) N N N N N N N
CSRA 00042912(6) N N N N N N N
CSRF 00042913(4) N N N N N N N
CSRI 00042914(2) N N N N N N N
CSGF 00042915(9) N N N N N N N
CSIT 00042916(7) N N N N N N N
CSRU 00042917(5) N N N N N N N
CSGB 00042918(3) N N N N N N N
ECU1487 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) Y Y N Y Y N N
ECU1488 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) X X X X X X X
00
Xxxxxxxxxxx Account Workstation Sessions
User I.D. Mnemonic Number TE TCC SL FE CM MA TD
------------------------------------------------------------------------------------------------------------------------------
ECU1489 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) Y Y N Y Y N N
ECU1490 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) Y Y N Y Y N N
ECU1491 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) X X X X X X X
00
Xxxxxxxxxxx Account Workstation Sessions
User I.D. Mnemonic Number TE TCC SL FE CM MA TD
------------------------------------------------------------------------------------------------------------------------------
ECU1492 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) Y Y N Y Y N N
ECU1493 CSOM 00042903(5) Y Y N Y Y N N
CSMR 00042904(3) Y Y N Y Y N N
CSVG 00042905(0) Y Y N Y Y N N
CSLZ 00042906(8) Y Y N Y Y N N
CSMF 00042907(6) Y Y N Y Y N N
CSPM 00042908(4) Y Y N Y Y N N
CSIO 00042909(2) Y Y N Y Y N N
CSCM 00042910(0) Y Y N Y Y N N
CSRL 00042911(8) Y Y N Y Y N N
CSRA 00042912(6) Y Y N Y Y N N
CSRF 00042913(4) Y Y N Y Y N N
CSRI 00042914(2) Y Y N Y Y N N
CSGF 00042915(9) Y Y N Y Y N N
CSIT 00042916(7) Y Y N Y Y N N
CSRU 00042917(5) Y Y N Y Y N N
CSGB 00042918(3) Y Y N Y Y N N
_______________________________
TE Trade Entry
TCC Trade Cancel/Correct
SL Securities Lending
FE Foreign Exchange
CM Cash Movement
MA Mass Authorization
TD Time Deposit
17
