To Transfer Agency and Service Agreement Between Morgan Stanley Mutual Funds And Boston Financial Data Services, Inc.
Exhibit 99.(h)(4)
AMENDMENT
Between
Xxxxxx Xxxxxxx Mutual Funds
And
Boston Financial Data Services, Inc.
This amendment, made as of this 23rd day of May 2017, (the “Amendment”) amends the Transfer Agency and Service Agreement dated April 1, 2013 and effective July 1, 2013, (the “Agreement”) between Boston Financial Data Services, Inc. and each of the entities, individually and not jointly, as listed on Schedule A to the Agreement. In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
| 1. |
Money Market Reform(MMR). The following Section 1.1(dd) shall be added to the Agreement immediately following Section 1.1(cc):
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“1.1 (dd) Money Market Reform(MMR). With respect to the Funds designated as money market funds, the Transfer Agent shall provide the services outlined in this Section 1.1 in accordance with certain internal operating procedures mutually agreed upon with the Funds (the “MMR Procedures”). The MMR Procedures include but are not limited to: (i) the number and times at which the NAV for certain money market funds will be calculated; (ii) the process for changes in such NAV calculation times; (iii) the implementation or modification of liquidity fees when requested by the Fund; and (iv) the imposition of ‘redemption gates’ when directed by the Fund and the rejection of trades when such gates are in place. The parties shall work together to update such MMR Procedures from time to time as they determine necessary in order to maintain compliance with the laws, rules and regulations applicable to money market funds. The Transfer Agent and the Fund shall mutually agree on any additional reporting that may be provided with respect to the servicing of the money market funds.”
| 2. |
Schedule 3.1 (Fees and Expenses). Schedule 3.1 (“Fees and Expenses”) to the Agreement is hereby amended to add the following new section immediately after “XXX Custodial Fees”:
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Implementation Fee1
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Waived
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Annual Base Fee
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$150,000 per year
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Institutional CUSIP Fee2
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Funds with three NAV strikes
Funds with one NAV strike
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$18,000 per year
$6,000 per year
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Per Event Fees
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Event Minimum
Per Associate Fee
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$15,000 per event
$500 per day
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1 Standard implementation fees are waived; any request for client specific testing will be billed at existing technical support rate.
2 The CUSIP fee applies to any CUSIP for which Transfer Agent will support a floating NAV requiring same day settlement.
| 3. |
All defined terms in the Agreement shall be the same in this amendment (the “Amendment”) except as specifically revised by this Amendment.
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| 4. |
Except as specifically set forth in this Amendment, all other terms and conditions of the Agreement shall remain in full force and effect.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
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EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A
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BOSTON FINANCIAL DATA SERVICES, INC.
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By: /s/ Xxxxxxx X. Xxxxx
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By: /s/ Xxxxxx X. Xxxxxxx
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Name: Xxxxxxx X. Xxxxx
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Name: Xxxxxx X. Xxxxxxx
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Title: Treasurer
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Title: Vice President
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SCHEDULE A
(as of May 1, 2017)
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Type of Entity:
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Jurisdiction
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Xxxxxx Xxxxxxx Institutional Fund Trust – 9 underlying funds:
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Trust
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PA
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1
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Xxxxxx Xxxxxxx Institutional Fund Trust – Global Strategist Portfolio
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Trust
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PA
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2
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Xxxxxx Xxxxxxx Institutional Fund Trust – Core Plus Fixed Income Portfolio
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Trust
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PA
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3
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Xxxxxx Xxxxxxx Institutional Fund Trust – Corporate Bond Portfolio
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Trust
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PA
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4
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Xxxxxx Xxxxxxx Institutional Fund Trust – Global Multi-Asset Income Portfolio
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Trust
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PA
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5
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Xxxxxx Xxxxxxx Institutional Fund Trust – High Yield Portfolio
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Trust
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PA
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6
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Xxxxxx Xxxxxxx Institutional Fund Trust – Short Duration Income Portfolio
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Trust
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PA
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7
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Xxxxxx Xxxxxxx Institutional Fund Trust – Mid Cap Growth Portfolio
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Trust
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PA
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8
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Xxxxxx Xxxxxxx Institutional Fund Trust – Strategic Income Portfolio
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Trust
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PA
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9
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Xxxxxx Xxxxxxx Institutional Fund Trust – Ultra-Short Income Portfolio
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – 30 underlying funds:
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||||||
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Fund
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MD
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1
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Active International Allocation Portfolio
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Fund
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MD
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2
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Advantage Portfolio
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Fund
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MD
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3
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Asia Opportunity Portfolio
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Fund
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MD
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4
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Emerging Markets Breakout Nations Portfolio
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Fund
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MD
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5
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Emerging Markets Fixed Income Opportunities Portfolio
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Fund
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MD
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6
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Emerging Markets Leaders Portfolio
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Fund
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MD
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7
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Emerging Markets Portfolio
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Fund
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MD
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8
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Emerging Markets Small Cap Portfolio
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Fund
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MD
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9
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Frontier Emerging Markets Portfolio
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Fund
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MD
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10
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Fundamental Multi-Cap Core Portfolio
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Fund
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MD
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11
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Advantage Portfolio
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Fund
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MD
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12
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Xxxxxx Xxxxxxx Institutional Fund, Inc.– Global Concentrated Portfolio
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Fund
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MD
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13
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Xxxxxx Xxxxxxx Institutional Fund, Inc.– Global Core Portfolio
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Fund
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MD
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14
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Discovery Portfolio
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Fund
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MD
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15
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Franchise Portfolio
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Fund
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MD
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16
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Infrastructure Portfolio
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Fund
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MD
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17
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Insight Portfolio
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Fund
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MD
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18
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Opportunity Portfolio
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Fund
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MD
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19
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Quality Portfolio
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Fund
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MD
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20
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Global Real Estate Portfolio
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Fund
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MD
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21
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Growth Portfolio
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Fund
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MD
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22
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Insight Portfolio
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Fund
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MD
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23
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – International Advantage Portfolio
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Fund
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MD
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24
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – International Equity Portfolio
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Fund
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MD
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25
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – International Opportunity Portfolio
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Fund
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MD
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26
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – International Real Estate Portfolio
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Fund
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MD
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27
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Multi-Asset Portfolio
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Fund
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MD
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28
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – Small Company Growth Portfolio
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Fund
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MD
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29
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – US Core Portfolio
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Fund
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MD
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30
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Xxxxxx Xxxxxxx Institutional Fund, Inc. – U.S. Real Estate Portfolio
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – 11 underlying funds:
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Fund
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MD
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1
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Core Plus Fixed Income Portfolio
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Fund
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MD
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2
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Emerging Markets Debt Portfolio
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Fund
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MD
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3
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Emerging Markets Equity Portfolio
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Fund
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MD
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4
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Global Franchise Portfolio
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Fund
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MD
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5
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Global Infrastructure Portfolio
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Fund
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MD
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6
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Global Real Estate Portfolio
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Fund
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MD
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7
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Global Strategist Portfolio
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Fund
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MD
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8
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Growth Portfolio
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Fund
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MD
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9
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – Mid Cap Growth Portfolio
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Fund
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MD
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11
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Xxxxxx Xxxxxxx Variable Insurance Fund, Inc. – U.S. Real Estate Portfolio
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Fund
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MD
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Xxxxxx Xxxxxxx European Equity Fund Inc.
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Fund
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MD
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Xxxxxx Xxxxxxx Liquid Asset Fund Inc.
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SCHEDULE A
(as of May 1, 2017)
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Type of Entity:
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Jurisdiction
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – 7 underlying funds:
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Trust
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MA
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1
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Government Portfolio
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Trust
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MA
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2
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Government Securities Portfolio
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Trust
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MA
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3
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Money Market Portfolio
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Trust
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MA
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4
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Prime Portfolio
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Trust
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MA
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5
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Tax-Exempt Portfolio
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Trust
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MA
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6
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Treasury Portfolio
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Trust
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MA
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7
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Xxxxxx Xxxxxxx Institutional Liquidity Funds – Treasury Securities Portfolio
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Trust
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MA
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Xxxxxx Xxxxxxx Select Dimensions Investment Series – Mid Cap Growth Portfolio
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Xxxxxx Xxxxxxx Variable Investments Series – 4 underlying funds:
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||||||
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Trust
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MA
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1
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Xxxxxx Xxxxxxx Variable Investment Series – European Equity Portfolio
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Trust
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MA
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2
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Xxxxxx Xxxxxxx Variable Investment Series – Income Plus Portfolio
|
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Trust
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MA
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3
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Xxxxxx Xxxxxxx Variable Investment Series – Limited Duration Portfolio
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Trust
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MA
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4
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Xxxxxx Xxxxxxx Variable Investment Series – Multi Cap Growth Portfolio
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Trust
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MA
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Active Assets Government Trust
|
||||
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Trust
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MA
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|||||
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Trust
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MA
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Xxxxxx Xxxxxxx Mortgage Securities Trust
|
||||
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Trust
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MA
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Xxxxxx Xxxxxxx California Tax-Free Daily Income Trust
|
||||
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Trust
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MA
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Xxxxxx Xxxxxxx Global Fixed Income Opportunities Fund
|
||||
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Trust
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MA
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Xxxxxx Xxxxxxx Multi Cap Growth Trust
|
||||
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Trust
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MA
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Xxxxxx Xxxxxxx New York Municipal Money Market Trust
|
||||
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Trust
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MA
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Xxxxxx Xxxxxxx Tax-Free Daily Income Trust
|
||||
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Trust
|
MA
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Xxxxxx Xxxxxxx U.S. Government Money Market Trust
|
||||
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Trust
|
MA
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Xxxxxx Xxxxxxx U.S. Government Securities Trust
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