PARTICIPATION AGREEMENT AMENDMENT NO. 2 December 31, 2003
EXHIBIT (8g)(i)
AMENDMENT NO. 2
December 31, 2003
This Agreement, made and entered into as of the 1st day of April, 2002 and amended on September 30, 2002 and December 31, 2003 (the "Agreement") by and among SUN LIFE ASSURANCE COMPANY OF CANADA (U.S.), a life insurance company organized as a corporation under the laws of the State of Delaware, on its own behalf and on behalf of the separate account of the Company set forth on Schedule D hereto as may be amended from time to time (such account hereinafter referred to as the "Account"), STEINROE VARIABLE INVESTMENT TRUST (hereinafter the "Trust"), a Massachusetts business trust, and LIBERTY FUNDS DISTRIBUTOR, INC. (hereinafter the "Underwriter"), a Massachusetts corporation, is hereby amended as follows:
1. Schedule B, Schedule C, Schedule D and Schedule E are hereby deleted in their entirety and replaced with the following:
Schedule B
Accounts of the Company
1. |
Name: |
Sun Life of Canada U.S. Variable Account F |
|
Date Established: |
July 13, 1989 |
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SEC Registration Number: |
811-05846 |
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2. |
Name: |
Keyport Variable Account A |
|
Date Established: |
January 30, 1996 |
||
SEC Registration Number: |
811-07543 |
||
3. |
Name: |
KMA Variable Account |
|
Date Established: |
January 9, 1980 |
||
SEC Registration Number: |
811-02990 |
||
4. |
Name: |
Keyport Variable Account I |
|
Date Established: |
September 2, 1982 |
||
SEC Registration Number: |
811-03930 |
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4. |
Name: |
Keyport Separate Account M |
|
Date Established: |
March 26, 2001 |
||
SEC Registration Number: |
None |
||
5. |
Name: |
Keyport Separate Account N |
|
Date Established: |
March 26, 2001 |
||
SEC Registration Number: |
None |
Schedule C
Available Portfolios and Classes of Shares of the Trust
SteinRoe Variable Investment Trust
Xxxxx Xxx Money Market Fund, Variable Series Class A
Liberty Federal Securities Fund, Variable Series Class A
Liberty Federal Securities Fund, Variable Series Class B
Liberty Asset Allocation Fund, Variable Series Class A
Liberty Asset Allocation Fund, Variable Series Class B
Xxxxx Xxx Growth Stock Fund, Variable Series Class A
Xxxxx Xxx Growth Stock Fund, Variable Series Class B
Liberty Small Company Growth Fund, Variable Series Class A
Liberty Small Company Growth Fund, Variable Series Class B
Schedule D
Contracts of the Company
Contract 1 |
Contract 2 |
Contract 3 |
Contract 4 |
|
Contract/Product Name |
All-Star |
All-Star Traditions |
All-Star Freedom |
All-Star Extra |
Registered |
Yes |
Yes |
Yes |
Yes |
SEC Registration Number |
333-74844 |
333-83516 |
333-83364 |
333-83362 |
Representative Form Numbers |
RFFII-IND-MVA-02 |
RCHII-IND-MVA-02 |
FIIII-IND-MVA-02 |
FAII-IND-MVA-02 |
Separate Account Name/Date Established |
Sun Life of Canada U.S. Variable Account F July 13, 1989 |
Sun Life of Canada U.S. Variable Account F July 13, 1989 |
Sun Life of Canada U.S. Variable Account F July 13, 1989 |
Sun Life of Canada U.S. Variable Account F July 13, 1989 |
SEC Registration Number |
811-05846 |
811-05846 |
811-05846 |
811-05846 |
Xxxxxxxx 0 |
Xxxxxxxx 0 |
Xxxxxxxx 0 |
Xxxxxxxx 0 |
|
Contract/Product Name |
Keyport Advisor Charter Keyport Charter |
Keyport Advisor |
Keyport Advisor Optima |
KeyLife |
Registered |
Yes |
Yes |
Yes |
Yes |
SEC Registration Number |
333-75729 |
333-01043 |
333-75747 |
002-98384 |
Representative Form Numbers |
DVA(1)/CERT |
DVA(1)/CERT |
DVA(1)/CERT |
VLI(85) |
Separate Account Name/Date Established |
Keyport Variable Account A January 30, 1996 |
Keyport Variable Account A January 30, 1996 |
Keyport Variable Account A January 30, 1996 |
Keyport Variable Account I September 2, 1982 |
SEC Registration Number |
811-07543 |
811-07543 |
811-07543 |
811-03930 |
Schedule D
Contracts of the Company
(continued)
Contract 9 |
Contract 10 |
Contract 11 |
Contract 12 |
|
Contract/Product Name |
Keyport Latitude |
Xxxxx Xxx Variable Annuity |
Preferred Advisor |
Variable Immediate Annuity |
Registered |
Yes |
Yes |
Yes |
Yes |
SEC Registration Number |
333-43706 |
333-84701 |
002-66388 |
333-56306 |
Representative Form Numbers |
BVA(1)/CERT |
DVA(2)/SR |
FLEX-I |
VIA(1)/CERT |
Separate Account Name/Date Established |
Keyport Variable Account A January 30, 1996 |
Keyport Variable Account A January 30, 1996 |
KMA Variable Account January 9, 1980 |
Keyport Variable Account A January 30, 1996 |
SEC Registration Number |
811-07543 |
811-07543 |
811-02990 |
811-07543 |
Xxxxxxxx 00 |
Xxxxxxxx 00 |
Xxxxxxxx 00 |
Xxxxxxxx 00 |
|
Contract/Product Name |
Private Placement VUL |
Private Placement VA |
||
Registered |
No |
No |
||
SEC Registration Number |
None |
None |
||
Representative Form Numbers |
VULPP 2002 |
VAPP 2002 |
||
Separate Account Name/Date Established |
Keyport Separate Account N March 26, 2001 |
Keyport Separate Account P March 26, 2001 |
||
SEC Registration Number |
None |
None |
Schedule E
Rule 12b-1 Plans
Compensation Schedule
Each Portfolio named below shall pay the following amounts pursuant to the terms and conditions referenced below under its Class B Rule 12b-1 Distribution Plan, stated as a percentage per year of Class B's average daily net assets represented by shares of Class B.
Portfolio Name |
Maximum Annual Payment Rate |
Liberty Federal Securities Fund, Variable Series Class B |
0.25% |
Liberty Asset Allocation Fund Fund, Variable Series Class B |
0.25% |
Xxxxx Xxx Growth Stock Fund, Variable Series Class B |
0.25% |
Liberty Small Company Growth Fund, Variable Series Class B |
0.25% |
Agreement Provisions
If the Company, on behalf of any Account, purchases Trust Portfolio shares ("Eligible Shares") which are subject to a Rule 12b-1 plan adopted under the 1940 Act (the "Plan"), the Company may participate in the Plan.
Any obligation assumed by the Trust pursuant to this Agreement shall be limited in all cases to the assets of the Trust and no person shall seek satisfaction thereof from shareholders of the Trust.
The provisions of the Plans shall control over the provisions of the Participation Agreement, including this Schedule E, in the event of any inconsistency.
You agree to provide complete disclosure as required by all applicable statutes, rules and regulations of all rule 12b-1 fees received from us in the prospectus of the Contracts.
IN WITNESS WHEREOF, each of the parties have caused their duly authorized officers to execute this Agreement.
The Company: |
Sun Life Assurance Company of Canada (U.S.) |
By: ____________________________________ |
|
Name: Xxxxxx X. Xxxx |
|
Title: Assistant Vice President and Senior Counsel |
|
By: ____________________________________ |
|
Name: Xxxxxx X. Xxxxxxxxxxx |
|
Title: Vice President, Annuities Division |
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The Trust: |
SteinRoe Variable Investment Trust |
By: ____________________________________ |
|
Name: |
|
Title: |
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The Underwriter: |
Liberty Funds Distributor, Inc. |
By: ____________________________________ |
|
Name: |
|
Title: |