AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT
Amendment No. 4 (this "AMENDMENT NO. 4"), dated as of May 3, 2017, by and
between Atlantic Shareholder Services, LLC, a Delaware limited liability company
(the "ATLANTIC"), and The Advisors' Inner Circle Fund III, a statutory trust
organized under the laws of the State of Delaware (the "TRUST").
W I T N E S S E T H :
WHEREAS, effective as of August 18, 2015, Atlantic and the Trust entered
into a Transfer Agency Services Agreement (the "ORIGINAL AGREEMENT");
WHEREAS, the Original Agreement was amended pursuant to an Amendment, dated
as of November 3, 2015, and Amendment No. 2, dated as of October 1, 2016, and
Amendment No. 3, dated as of February 22, 2017 (the Original Agreement, as
amended, the "AGREEMENT")
WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and
the Trust desires that the Agreement be amended in accordance with the terms and
conditions of this Amendment.
NOW, THEREFORE, in consideration of the premises and mutual agreements
herein set forth, and intending to be legally bound hereby, the parties hereto
agree that the Agreement shall be and hereby is amended as follows:
Section 1. DEFINED TERMS. Capitalized terms used but not defined herein
shall have the meanings ascribed thereto in the Agreement.
Section 2. AMENDMENT OF APPENDIX A. Appendix A to the Agreement is amended
and restated to read in its entirety as set forth in the Appendix A attached
hereto.
Section 3. AGREEMENT AS AMENDED. The term "Agreement" as used in the
Agreement shall be deemed to refer to the Agreement as amended hereby and this
Amendment No. 4 shall be effective as of the date first above written.
Section 4. FULL FORCE AND EFFECT. If any term, provision, covenant or
restriction of this Amendment No. 4 is held by a court of competent jurisdiction
or other authority to be invalid, void or unenforceable, the remainder of the
terms, provisions, covenants and restrictions of this Amendment No. 4, and the
Agreement, shall remain in full force and effect and shall in no way be
affected, impaired or invalidated.
Section 5. GOVERNING LAW. This Amendment No. 4 shall be deemed to be a
contract made under the laws of the State of Delaware without giving effect to
the principles of conflicts of law thereof.
Section 6. EXECUTION IN COUNTERPARTS. This Amendment No. 4 may be executed
in any number of counterparts and each of such counterparts shall for all
purposes be deemed to be an original, and all such counterparts shall together
constitute but one and the same instrument.
Section 7. RATIFICATION, ADOPTION AND APPROVAL. In all respects not
inconsistent with the terms and provisions of this Amendment No. 4, the
Agreement is hereby ratified, adopted, approved and confirmed.
[REMAINDER OF PAGE INTENTIONALLY BLANK]
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 4 to
be executed in their names and on their behalf by and through their duly
authorized officers, as of the day and year first above written.
ATLANTIC SHAREHOLDER SERVICES, LLC
By: /s/ Xxxxxxxxxxx Xxxxx
---------------------
Name: Xxxxxxxxxxx Xxxxx
Title: Senior Vice President
THE ADVISORS' INNER CIRCLE FUND III
By: /s/ Xxxxxx Xxxxxxxxxx
---------------------
Name: Xxxxxx Xxxxxxxxxx
Title: VP & Secretary
APPENDIX A: FUNDS OF THE TRUST
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FUND NAME CLASS NAME CUSIP SYMBOL APPLICABLE
FEE
SCHEDULE
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Amundi Xxxxx Xxxxxxx Institutional Class 0077IX591 Schedule A
Total Return Bond Fund Shares
Retirement Class 0077Ix617
Shares
-----------------------------------------------------------------------------------------------
PineBridge Dynamic Asset Institutional Class 0077IX575 PDAIX Schedule A
Allocation Fund Shares
Investor Servicing 0077IX567 PDAVX
Shares
-----------------------------------------------------------------------------------------------
Chiron Capital Allocation Class I Shares 0077IX583 CCAPX Schedule A
Fund
-----------------------------------------------------------------------------------------------
Xxxxxxx Strategic European Institutional Class 00000X000 CHEUX Schedule B
Equities Fund Shares
-----------------------------------------------------------------------------------------------
BNP Paribas AM Absolute Institutional Shares 00000X000 BNPFX Schedule A
Return Fixed Income Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Absolute Investor Shares 00000X000 BNPGX Schedule A
Return Fixed Income Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Absolute Retail Shares 00000X000 BNPHX Schedule A
Return Fixed Income Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Global Institutional Shares 00000X000 BNPIX Schedule A
Inflation-Linked Bond
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Global Investor Shares 00000X000 BNPJX Schedule A
Inflation-Linked Bond
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Global Retail Shares 00000X000 BNPKX Schedule A
Inflation-Linked Bond
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Institutional Shares 00000X000 BNPLX Schedule A
Emerging Markets Debt
-----------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------
BNP Paribas AM Investor Shares 00000X000 BNPMX Schedule A
Emerging Markets Debt
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Retail Shares 00000X000 BNPNX Schedule A
Emerging Markets Debt
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Institutional Shares 00000X000 BNPOX Schedule A
Emerging Markets Equity
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Investor Shares 00000X000 BNPPX Schedule A
Emerging Markets Equity
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM Retail Shares 00000X000 BNPQX Schedule A
Emerging Markets Equity
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM MBS Institutional Shares 00000X000 BNPRX Schedule A
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM MBS Investor Shares 00000X000 BNPSX Schedule A
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM MBS Retail Shares 00000X000 BNPTX Schedule A
Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM U.S. Institutional Shares 00000X000 BNPUX Schedule A
Small Cap Equity Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM U.S. Investor Shares 00000X000 BNPVX Schedule A
Small Cap Equity Fund
-----------------------------------------------------------------------------------------------
BNP Paribas AM U.S. Retail Shares 00000X000 BNPWX Schedule A
Small Cap Equity Fund
-----------------------------------------------------------------------------------------------
MFG Low Carbon Global Institutional Shares 00000X000 MGEGX Schedule A
Fund
-----------------------------------------------------------------------------------------------
MFG Low Carbon Global Service Shares 00000X000 MGKGX Schedule A
Fund
-----------------------------------------------------------------------------------------------
MFG Low Carbon Global Class Y Shares 00000X000 MGYGX Schedule A
Fund
-----------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------
MFG Infrastructure Fund Institutional Shares 00000X000 MGESX Schedule A
-----------------------------------------------------------------------------------------------
MFG Infrastructure Fund Service Shares 00000X000 MGKSX Schedule A
-----------------------------------------------------------------------------------------------
MFG Infrastructure Fund Class Y Shares 00000X000 MGYSX Schedule A
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