AMENDED AND RESTATED LETTER AMENDMENT July 26, 2018 State Street Bank and Trust Company
Exhibit 99.(g)(iv)
AMENDED AND RESTATED LETTER AMENDMENT
July 26, 0000
Xxxxx Xxxxxx Bank and Trust Company
Xxx Xxxxxxx Xxxxxx
Xxxxxx, XX 00000-0000
Attn: Vice President, Custody
Dear Sir or Madam:
This Amended and Restated Letter Amendment (the “Amended and Restated Letter Amendment”) amends and restates the Letter Amendment (the “Letter Amendment”) dated May 18, 2018 between Lord, Xxxxxx & Co. LLC (“Lord Xxxxxx”) on behalf of Lord Xxxxxx Securities Trust (the “Trust”) and Lord Xxxxxx Global Fund, Inc. (the “Company”), and State Street Bank and Trust Company (“State Street”).
On behalf of the Trust and the Company, Lord Xxxxxx, as a party to the Custodian and Investment Accounting Agreement between various Lord Xxxxxx-sponsored mutual funds and State Street dated November 1, 2001, as amended (the “Agreement”), requests an amendment to the Agreement pursuant to Section 17.
Section 17 of the Agreement provides that: “in the event that a Fund establishes one or more series with respect to which it desires to have State Street render services as custodian and recordkeeper under the terms of the Agreement, it shall so notify State Street in writing, and if State Street agrees in writing to provide such services, such series of Shares shall become a Portfolio under the terms of the Agreement.” This Amended and Restated Letter Amendment is to notify State Street that on April 19, 2018 the Trust’s Trustees executed an Amendment to the Declaration and Agreement of Trust to add Lord Xxxxxx Global Select Equity Fund as a series of the Trust and on May 4, 2018 the Company’s officers executed Articles Supplementary to the Articles of Incorporation establishing Lord Xxxxxx Global Bond Fund as a new series of the Company (each, the “Portfolio” or together, the Portfolios”). It is the Trust’s and the Company’s desire to have State Street render services as custodian and recordkeeper to the Portfolios under the terms of the Agreement; therefore, the Trust and the Company request that State Street agree, in writing, to provide such services to the Portfolios thereby making each Portfolio a Portfolio under the terms of the Agreement.
Attached is an Amended Exhibit A to the Agreement that shows the entity names and series of each Portfolio that participates in the Agreement effective as of the close of business on July 26, 2018.
It is currently anticipated that the registration statement for the Portfolios will become effective on August 1, 2018. Accordingly, we appreciate your prompt attention to this matter. Please indicate State Street’s acceptance by signing below.
Information Classification: Limited Access
On Behalf of :
Lord Xxxxxx Securities Trust
Lord Xxxxxx Global Fund, Inc.
/s/ Xxxx Xxxxxxxxxx
Xxxx Xxxxxxxxxx
Vice President and Assistant Secretary
Information Classification: Limited Access
Accepted:
/s/ Xxxxxx Xxxxxxxx
Xxxxxx Xxxxxxxx, Executive Vice President
State Street Bank and Trust Company
Enclosure
Information Classification: Limited Access
EXHIBIT A
Amended as of July 26, 20181
|
ENTITY AND SERIES |
TYPE OF ENTITY |
JURISDICTION |
| Lord Xxxxxx Affiliated Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Bond-Debenture Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Developing Growth Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Equity Trust | Statutory Trust | Delaware |
| Lord Xxxxxx Calibrated Large Cap Value Fund | ||
| Lord Xxxxxx Calibrated Mid Cap Value Fund | ||
| Lord Xxxxxx Global Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Emerging Markets Bond Fund | ||
| Lord Xxxxxx Emerging Markets Corporate Debt Fund | ||
| Lord Xxxxxx Global Bond Fund | ||
| Lord Xxxxxx Multi-Asset Global Opportunity Fund | ||
| Lord Xxxxxx Investment Trust | Statutory Trust | Delaware |
| Lord Xxxxxx Convertible Fund | ||
| Lord Xxxxxx Core Fixed Income Fund | ||
| Lord Xxxxxx Core Plus Bond Fund | ||
| Lord Xxxxxx Corporate Bond Fund | ||
| Lord Xxxxxx Floating Rate Fund | ||
| Lord Xxxxxx High Yield Fund | ||
| Lord Xxxxxx Income Fund | ||
| Lord Xxxxxx Inflation Focused Fund | ||
| Lord Xxxxxx Multi-Asset Balanced Opportunity Fund | ||
| Lord Xxxxxx Multi-Asset Growth Fund | ||
| Lord Xxxxxx Multi-Asset Income Fund | ||
| Lord Xxxxxx Short Duration Core Bond Fund | ||
| Lord Xxxxxx Short Duration Income Fund | ||
|
Lord Xxxxxx Total Return Fund Lord Xxxxxx Ultra Short Bond Fund |
||
| Lord Xxxxxx Mid Cap Stock Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Municipal Income Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx AMT Free Municipal Bond Fund | ||
| Lord Xxxxxx California Tax-Free Income Fund | ||
| Lord Xxxxxx High Yield Municipal Bond Fund | ||
| Lord Xxxxxx Intermediate Tax Free Fund | ||
| Lord Xxxxxx National Tax-Free Income Fund | ||
| Lord Xxxxxx New Jersey Tax-Free Income Fund | ||
| Lord Xxxxxx New York Tax-Free Income Fund | ||
| Lord Xxxxxx Short Duration High Yield Municipal Bond Fund | ||
| Lord Xxxxxx Short Duration Tax Free Fund |
1 As amended on July 26, 2018 to reflect the addition of Lord Xxxxxx Global Bond Fund, a series of Lord Xxxxxx Global Fund, Inc., and Lord Xxxxxx Global Select Equity Fund, a series of Lord Xxxxxx Securities Trust.
A-1
| Lord Xxxxxx Research Fund, Inc. | Corporation | Maryland |
| Lord Xxxxxx Calibrated Dividend Growth Fund | ||
| Lord Xxxxxx Growth Opportunities Fund | ||
| Small-Cap Value Series | ||
| Lord Xxxxxx Securities Trust | Statutory Trust | Delaware |
| Lord Xxxxxx Alpha Strategy Fund | ||
| Lord Xxxxxx Fundamental Equity Fund | ||
|
Lord Xxxxxx Global Equity Research Fund Lord Xxxxxx Global Select Equity Fund Lord Xxxxxx Growth Leaders Fund |
||
| Lord Xxxxxx International Dividend Income Fund | ||
| Lord Xxxxxx International Equity Fund | ||
| Lord Xxxxxx International Opportunities Fund | ||
| Lord Xxxxxx Micro-Cap Growth Fund | ||
| Lord Xxxxxx Micro-Cap Value Fund | ||
| Lord Xxxxxx Value Opportunities Fund | ||
| Lord Xxxxxx Series Fund, Inc. | Corporation | Maryland |
| Bond-Debenture Portfolio | ||
| Calibrated Dividend Growth Portfolio | ||
| Classic Stock Portfolio | ||
| Developing Growth Portfolio | ||
| Fundamental Equity Portfolio | ||
| Growth and Income Portfolio | ||
| Growth Opportunities Portfolio | ||
| International Equity Portfolio | ||
| International Opportunities Portfolio | ||
| Mid Cap Stock Portfolio | ||
| Short Duration Income Portfolio | ||
| Total Return Portfolio | ||
|
Lord Xxxxxx U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc. |
Corporation | Maryland |
A-2
