Amendment No. 1 to Amended and Restated Investor Rights Agreement
Exhibit 4.2
Amendment No. 1 to
Amended and Restated Investor Rights Agreement
This Amendment No. 1, dated November 13, 2000 amends that certain
Amended and Restated Investor Rights Agreement, dated as of May 2, 2000 (with
subsequent closings on May 12 and 18, 2000) (the "Agreement"), of Plumtree
Software, Inc. (the "Company").
Certain defined terms used but not defined herein shall have the
respective meanings assigned to such terms in the Agreement.
The Agreement is hereby amended to add the following section:
"Section 2.14 Limitation of Rights. Notwithstanding anything to the
contrary in this Agreement, the provisions of Section 2.3, including, without
limitation, all registration rights set forth therein, shall not apply to the
Company's proposed Initial Offering approved by the Company's Board of Directors
on September 7, 2000."
The parties have caused this Amendment No. 1 to Amended and Restated
Investor Rights Agreement to be duly executed as of the day and year first
written above.
COMPANY INVESTORS:
Plumtree Software, Inc. Xxxxxx OTC And Emerging Growth Fund
Xxxxxx Emerging Information Sciences
Trust
By: /s/ Xxxx Xxxxx
-------------------------
Xxxx Xxxxx By: /s/ Xxxx Xxxxxx
Chief Executive Officer ----------------------------------
Name: Xxxx Xxxxxx
--------------------------------
Title: Senior Vice President
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Aman Ventures
By: /s/ Xxxxxxx Xxxx
----------------------------------
Name: Xxxxxxx Xxxx
--------------------------------
Title: Managing Partner
-------------------------------
The Procter & Xxxxxx Company
By: /s/ X.X. Xxxxxx
----------------------------------
Name: X.X. Xxxxxx
--------------------------------
Title: Vice President and Comptroller
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SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
CSFB Technology Holdings 2000, LLC
By: /s/ Xxxxxxx X.X. Xxxxx
----------------------------------
Name: Xxxxxxx X.X. Xxxxx III
--------------------------------
Title: Vice President
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SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Sybat LLC
By: /s/ Xxxxxxxx Xxxxxx
----------------------------------
Name: Xxxxxxxx Xxxxxx
--------------------------------
Title:
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Project Capital Special Reserve
Partners
By: /s/ Xxxxx Xxxxx
----------------------------------
Name: Xxxxx Xxxxx
--------------------------------
Title: Managing Partner
-------------------------------
Xxxxxxx X. Xxxxx
By:
----------------------------------
Title:
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
J.M.J. Capital Partners
By: __________________________________
Name: ________________________________
Title: _______________________________
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Xxxxxx Xxxxxx
By:
----------------------------------
Name:
--------------------------------
Title:
-------------------------------
Xxxx Xxxxxxxx
By: /s/ X.X. Xxxxxxxx Xx.
----------------------------------
Name: X.X. Xxxxxxxx Xx.
--------------------------------
Title:
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Xxxxxx Xxxxxxxx
By: /s/ Xxxxxx Xxxxxxxx
----------------------------------
Name: Xxxxxx Xxxxxxxx
--------------------------------
Title:
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Sequoia Capital VII
Sequoia Technology Partners VII
Sequoia International Partners
Sequoia 1995 LLC
SQP 1997
Sequoia 1997 LLC
By: /s/ Xxxxxx Xxxxxx
-----------------------------------
Title:
-------------------------------
Xxxxxx Xxxxxx
By: /s/ Xxxxxx Xxxxxx
-----------------------------------
Xxxx Xxxxxx
By: /s/ Xxxx Xxxxxx
-----------------------------------
Xxxxxxxx Xxxxx
By: /s/ Xxxxxxxx Xxxxx
-----------------------------------
Xxxxxx Xxxxxx
By:
-----------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
H&Q Plumtree Investors, L.P.
By: /s/ Xxxxxx Xxxxxxxxxxxx
----------------------------------
Name: Xxxxxx Xxxxxxxxxxxx
--------------------------------
Title: Attorney-in-Fact
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Xxxxxxxxx & Xxxxx Employee Venture
Fund II., X.X.
Xxxxxxxxx & Xxxxx Employee Venture
Fund 2000
By: /s/ Xxxxxx Xxxxxxxxx
----------------------------------
Name: Xxxxxx Xxxxxxxxx
--------------------------------
Title: Attorney-in-Fact
-------------------------------
Xxxx US Ventures LLC
By: /s/ Xxxxxx Xxxxxxxxxxxx
----------------------------------
Name: Xxxxxx Xxxxxxxxxxxx
--------------------------------
Title: Attorney-in-Fact
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Red Rock Ventures L.P.
By: /s/ X.X. Xxxxx
----------------------------------
Name: X.X. Xxxxx
--------------------------------
Title: Member
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Mitsui & Co. (USA), Inc.
By: /s/ Xxxxxxxx Xxxx
----------------------------------
Name: Xxxxxxxx Xxxx
--------------------------------
Title: General Manager
-------------------------------
Cambridge Technology Capital
Fund I, L.P.
By: /s/ Xxxxx X. Xxxxxxxxx
----------------------------------
Name: Xxxxx X. Xxxxxxxxx
--------------------------------
Title: Managing Director
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Intel corporation
By: /s/ Xxxx Xxxxx
----------------------------------
Name: Xxxx Xxxxx
--------------------------------
Title: Assistant Treasurer
-------------------------------
Ford Motor Company
By: /s/ Xxxxxxx X. Xxxxxxx
----------------------------------
Name: Xxxxxxx X. Xxxxxxx
--------------------------------
Title: Assistant Secretary
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Janus Investment Fund on behalf of
Janus Venture fund
By: /s/ Xxxxx Xxxxxx
----------------------------------
Name: Xxxxx Xxxxxx, Vice President
--------------------------------
Title:
-------------------------------
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Itochu Techno-Science Corporation
Itochu Corporation
By: /s/ Xxxxx Xxxxx
----------------------------------
Name: Xxxxx Xxxxx
--------------------------------
Title: General Manager
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SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Xxxxxxx Xxxxxxxxx
By: /s/ Xxxxxxx Xxxxxxxxx
----------------------------------
Xxxxx Xxxxxxxxx
By: /s/ Xxxxx Xxxxxxxxx
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SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
Silicon Valley Bank
By: /s/ [SIGNATURE ILLEGIBLE]
----------------------------------
Treasurer
WXI/SAN Realty, L.L.C.
By:__________________________________
Lighthouse Capital Partners II, L.P.
By: Lighthouse Management
Partners II, L.P.,
its general partner
Lighthouse Capital
Partners II, L.P.,
its general partner
By: /s/ Xxxxxxx X. Xxxxxxxxxxxx
----------------------------------
Xxxxxxx X. Xxxxxxxxxxxx
Lighthouse Capital Partners III, L.P.
By: Lighthouse Management
Partners III, L.L.C.,
its general partner
By: /s/ Xxxxxxx X. Xxxxxxxxxxxx
----------------------------------
Xxxxxxx X. Xxxxxxxxxxxx
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
SHAREHOLDER
By: _________________________________
Name: _______________________________
Title: ______________________________
SIGNATURE PAGE TO AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTOR RIGHTS
AGREEMENT
