Addendum No. 2 to the
Underwriting Agreement Dated December 14, 2000
Between AmeriPrime Advisors Trust and
Unified Financial Securities, Inc.
This Addendum No. 2 shall serve as an amendment to that certain
Underwriting Agreement, dated as of December 14, 2000, and as amended by
Addendum No. 1 (together, the "Agreement"), between Unified Financial
Securities, Inc. ("Distributor") and AmeriPrime Advisors Trust (the "Trust").
Distributor, the Trust and the adviser listed below (the "Adviser") hereby
acknowledge and agree that effective upon the execution of this Addendum No. 2,
the following Fee Schedule shall apply with respect to the services provided by
Distributor to the Trust and the portfolios thereof.
FEE SCHEDULE
For performing its services under this Agreement, the Adviser will pay a
fee to the Distributor as set forth below for each portfolio within the Trust
for which the Adviser serves as the investment adviser. The Adviser shall
promptly reimburse the Distributor for any expenses incurred on behalf of such
portfolios in the Trust for which the Adviser serves as the adviser, as set
forth below.
The fees contained herein shall be effective for twelve months from the
execution date of this Addendum No. 2 to the Agreement. Thereafter, the fees may
be changed by Distributor from time to time upon prior written notice to the
Adviser. All fees shall be billed monthly and are payable upon receipt.
I Standard Fees
$100.00 per month per portfolio
II Additional Services
- Sales literature & document review (including websites) $75 per hour, plus NASD
filing fees.
- NASD and other filing fees Pass thru
- Annual Licensing and Compliance Fees $500 per Registered Representative
(of pre-approved RR's) Site visits charged as out of pocket expenses.
- Travel Expenses and Out-of-Pockets Pass thru
- Other duties as agreed upon Negotiable
Other than as amended hereby, the Agreement shall remain in full force and
effect. This Addendum No. 2 to the Agreement may be executed in several
counterparts, each of which shall be deemed the original, but all of which
together constitute one and the same instrument.
IN WITNESS WHEREOF, the Trust, the Distributor and the Adviser have each
executed this Addendum No. 2 to the Agreement as of the 19th day of January
2003.
AMERIPRIME ADVISORS TRUST
By: /s/ Xxxxx X. Xxxxxxxxx
-----------------------
Name:/s/ Xxxxx X. Xxxxxxxxx
-----------------------
Title: Asst. Secretary
-----------------------
UNIFIED FINANCIAL SECURITIES, INC.
By: /s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Name:/s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Title: President & CEO
-----------------------
IRON FINANCIAL MANAGEMENT, INC.
By: /s/ Xxxxx X. Xxxxxxxxx
------------------------
Name:/s/ Xxxxx X. Xxxxxxxxx
------------------------
Title:__President___________
Addendum No. 2 to the
Underwriting Agreement Dated December 14, 2000
Between AmeriPrime Advisors Trust and
Unified Financial Securities, Inc.
This Addendum No. 2 shall serve as an amendment to that certain
Underwriting Agreement, dated as of December 14, 2000, and as amended by
Addendum No. 1 (together, the "Agreement"), between Unified Financial
Securities, Inc. ("Distributor") and AmeriPrime Advisors Trust (the "Trust").
Distributor, the Trust and the adviser listed below (the "Adviser") hereby
acknowledge and agree that effective upon the execution of this Addendum No. 2,
the following Fee Schedule shall apply with respect to the services provided by
Distributor to the Trust and the portfolios thereof.
FEE SCHEDULE
For performing its services under this Agreement, the Adviser will pay a
fee to the Distributor as set forth below for each portfolio within the Trust
for which the Adviser serves as the investment adviser. The Adviser shall
promptly reimburse the Distributor for any expenses incurred on behalf of such
portfolios in the Trust for which the Adviser serves as the adviser, as set
forth below.
The fees contained herein shall be effective for twelve months from the
execution date of this Addendum No. 2 to the Agreement. Thereafter, the fees may
be changed by Distributor from time to time upon prior written notice to the
Adviser. All fees shall be billed monthly and are payable upon receipt.
I Standard Fees
$100.00 per month per portfolio
II Additional Services
- Sales literature & document review (including websites) $75 per hour, plus NASD
filing fees.
- NASD and other filing fees Pass thru
- Annual Licensing and Compliance Fees $500 per Registered Representative
(of pre-approved RR's) Site visits charged as out of pocket expenses.
- Travel Expenses and Out-of-Pockets Pass thru
- Other duties as agreed upon Negotiable
Other than as amended hereby, the Agreement shall remain in full force and
effect. This Addendum No. 2 to the Agreement may be executed in several
counterparts, each of which shall be deemed the original, but all of which
together constitute one and the same instrument.
IN WITNESS WHEREOF, the Trust, the Distributor and the Adviser have each
executed this Addendum No. 2 to the Agreement as of the 1st day of January
2003.
AMERIPRIME ADVISORS TRUST
By: /s/ Xxxxx X. Xxxxxxxxx
-----------------------
Name:/s/ Xxxxx X. Xxxxxxxxx
-----------------------
Title: Asst. Secretary
-----------------------
UNIFIED FINANCIAL SECURITIES, INC.
By: /s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Name:/s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Title: President & CEO
-----------------------
ROOSEVELT INVESTMENT GROUP
By: /s/ Xxxxxx Sheer
------------------------
Name:/s/ Xxxxxx Sheer
------------------------
Title:__President___________
Addendum No. 2 to the
Underwriting Agreement Dated December 14, 2000
Between AmeriPrime Advisors Trust and
Unified Financial Securities, Inc.
This Addendum No. 2 shall serve as an amendment to that certain
Underwriting Agreement, dated as of December 14, 2000, and as amended by
Addendum No. 1 (together, the "Agreement"), between Unified Financial
Securities, Inc. ("Distributor") and AmeriPrime Advisors Trust (the "Trust").
Distributor, the Trust and the adviser listed below (the "Adviser") hereby
acknowledge and agree that effective upon the execution of this Addendum No. 2,
the following Fee Schedule shall apply with respect to the services provided by
Distributor to the Trust and the portfolios thereof.
FEE SCHEDULE
For performing its services under this Agreement, the Adviser will pay a
fee to the Distributor as set forth below for each portfolio within the Trust
for which the Adviser serves as the investment adviser. The Adviser shall
promptly reimburse the Distributor for any expenses incurred on behalf of such
portfolios in the Trust for which the Adviser serves as the adviser, as set
forth below.
The fees contained herein shall be effective for twelve months from the
execution date of this Addendum No. 2 to the Agreement. Thereafter, the fees may
be changed by Distributor from time to time upon prior written notice to the
Adviser. All fees shall be billed monthly and are payable upon receipt.
I Standard Fees
$100.00 per month per portfolio
II Additional Services
- Sales literature & document review (including websites) $75 per hour, plus NASD
filing fees.
- NASD and other filing fees Pass thru
- Annual Licensing and Compliance Fees $500 per Registered Representative
(of pre-approved RR's) Site visits charged as out of pocket expenses.
- Travel Expenses and Out-of-Pockets Pass thru
- Other duties as agreed upon Negotiable
Other than as amended hereby, the Agreement shall remain in full force and
effect. This Addendum No. 2 to the Agreement may be executed in several
counterparts, each of which shall be deemed the original, but all of which
together constitute one and the same instrument.
IN WITNESS WHEREOF, the Trust, the Distributor and the Adviser have each
executed this Addendum No. 2 to the Agreement as of the 11th day of June
2003.
AMERIPRIME ADVISORS TRUST
By: /s/ Xxxxx X. Xxxxxxxxx
-----------------------
Name:/s/ Xxxxx X. Xxxxxxxxx
-----------------------
Title: Asst. Secretary
-----------------------
UNIFIED FINANCIAL SECURITIES, INC.
By: /s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Name:/s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Title: President & CEO
-----------------------
XXXXX YORK CAPITAL MANAGEMENT
GROUP, LLC
By: /s/ Xxxxxxxx X. York
------------------------
Name:/s/ Xxxxxxxx X. York
------------------------
Title:__President___________
Addendum No. 2 to the
Underwriting Agreement Dated December 14, 2000
Between AmeriPrime Advisors Trust and
Unified Financial Securities, Inc.
This Addendum No. 2 shall serve as an amendment to that certain
Underwriting Agreement, dated as of December 14, 2000, and as amended by
Addendum No. 1 (together, the "Agreement"), between Unified Financial
Securities, Inc. ("Distributor") and AmeriPrime Advisors Trust (the "Trust").
Distributor, the Trust and the adviser listed below (the "Adviser") hereby
acknowledge and agree that effective upon the execution of this Addendum No. 2,
the following Fee Schedule shall apply with respect to the services provided by
Distributor to the Trust and the portfolios thereof.
FEE SCHEDULE
For performing its services under this Agreement, the Adviser will pay a
fee to the Distributor as set forth below for each portfolio within the Trust
for which the Adviser serves as the investment adviser. The Adviser shall
promptly reimburse the Distributor for any expenses incurred on behalf of such
portfolios in the Trust for which the Adviser serves as the adviser, as set
forth below.
The fees contained herein shall be effective for twelve months from the
execution date of this Addendum No. 2 to the Agreement. Thereafter, the fees may
be changed by Distributor from time to time upon prior written notice to the
Adviser. All fees shall be billed monthly and are payable upon receipt.
I Standard Fees
$100.00 per month per portfolio
II Additional Services
- Sales literature & document review (including websites) $75 per hour, plus NASD
filing fees.
- NASD and other filing fees Pass thru
- Annual Licensing and Compliance Fees $500 per Registered Representative
(of pre-approved RR's) Site visits charged as out of pocket expenses.
- Travel Expenses and Out-of-Pockets Pass thru
- Other duties as agreed upon Negotiable
Other than as amended hereby, the Agreement shall remain in full force and
effect. This Addendum No. 2 to the Agreement may be executed in several
counterparts, each of which shall be deemed the original, but all of which
together constitute one and the same instrument.
IN WITNESS WHEREOF, the Trust, the Distributor and the Adviser have each
executed this Addendum No. 2 to the Agreement as of the 1st day of January
2003.
AMERIPRIME ADVISORS TRUST
By: /s/ Xxxxx X. Xxxxxxxxx
-----------------------
Name:/s/ Xxxxx X. Xxxxxxxxx
-----------------------
Title: Asst. Secretary
-----------------------
UNIFIED FINANCIAL SECURITIES, INC.
By: /s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Name:/s/ Xxxxxxx X. Xxxxxxxxx Xx.
-----------------------
Title: President & CEO
-----------------------
NASHVILLE CAPITAL CORPORATION
By: /s/ Xxxxx Xxxxxxx
------------------------
Name:/s/ Xxxxx Xxxxxxx
------------------------
Title:_Managing Principal__
