INVESTMENT SUBADVISORY AGREEMENT
CCN: 1017621000-05
AMENDMENT No. 5 to
INVESTMENT SUBADVISORY AGREEMENT
This Amendment made as of ______, (the Effective Date) to the Investment Subadvisory Agreement made as of the 1st day of August 2006 between USAA INVESTMENT MANAGEMENT COMPANY, as transfen-ed to USAA ASSET MANAGEMENT COMPANY (AMCO) pursuant to the Transfer and Assumption Agreement dated December 31, 2011, each a c01poration organized under the laws of the state of Delaware and having its principal place of business in San Antonio, Texas and WELLINGTON MANAGEMENT COMPANY, LLP, a limited liability partnership organized under the laws of the Commonwealth of Massachusetts and having its principal place of business in Boston, Massachusetts (Wellington Management).
AMCO and Wellington Management agree to modify and amend the Investment Subadvisory Agreement described above (Agreement) as follows:
1.SCHEDULE B. Schedule B of the Agreement is deleted in its entirety and replaced with the Schedule B attached hereto.
2.MISCELLANEOUS. This Amendment may be executed in any number of counterparts, each of which will be deemed an original, but all of which taken together shall constitute one single agreement between the parties. Except as provided herein, this Amendment may not be amended or otherwise modified except in writing signed by all the parties hereto.
3.EFFECT OF AMENDMENT. All other terms and conditions set f01ih in the Agreement shall remain unchanged and in full force and effect. On and after the date hereof, each reference to the Agreement in the Agreement and all exhibits thereto shall mean and be a reference to the Agreement as amended by this Amendment. The parties agree that the Exhibits to the Agreement, as amended by this Amendment, form a part ofthe Agreement and shall have the same force and effect as if expressly set out in the body of the Agreement.
IN WITNESS WHEREOF, this Amendment has been duly executed by authorized representatives of the Pmiies hereto.
USAA ASSET MANAGEMENT COMPANY WELLINGTON MANAGEMENT COMPANY,LLP
By:_______________ By: _______________
Name: ______________ Name: ------------ ~
Title: _______________ Title: ______________
Date: _______________ Date: ______________
Confidential - USAA Information
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CCN: 1017621000-05 |
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SCHEDULER |
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FEES |
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Fund |
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Account Rate per annum of the average |
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dailv net assets of the Fund Account |
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Science & Technology Fund |
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First $100 Million-45 bps |
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Above $100 Million- 35 bps |
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International Fund |
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First $700 Million - 45 bps |
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Above $700 Million - 42.5 bos |
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Small Cap Fund |
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First $250Million - 65 bps |
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Next $250Million - 60 bps |
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Over $500Million - 55 bos |
Confidential - USAA Information