AMENDMENT NO. 11 AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(xxii)
AMENDMENT NO. 11
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Amendment No. 11, dated July 11, 2007 (“Amendment No. 11”) to the Amended and Restated Investment Management Agreement, dated as of May 1, 2000, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company, a New York stock life insurance company (“AXA Equitable” or “Manager”).
The Trust and AXA Equitable agree to modify and amend the Agreement as follows:
1. Removed Portfolios: The following portfolios of the Trust are hereby deleted in their entirety from the Agreement: EQ/Cap Guardian International Portfolio, EQ/Cap Guardian U.S. Equity Portfolio, EQ/FI Mid Cap Value Portfolio, EQ/ Janus Large Cap Growth Portfolio, EQ/MFS Investors Trust Portfolio, EQ/MFS Emerging Growth Companies Portfolio, EQ/Small Cap Value Portfolio and EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio;
2. Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which AXA Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto; and
3. Appendix B: Appendix B to the Agreement, which sets forth the fees payable to AXA Equitable with respect to each Portfolio, is hereby replaced in its entirety by Appendix B attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxx Xxxxx | By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and | Senior Vice President | |||||||
| Treasurer | ||||||||
APPENDIX A
AMENDMENT NO. 11
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
| EQ/AllianceBernstein Common Stock Portfolio EQ/AllianceBernstein Growth and Income Portfolio EQ/AllianceBernstein Value Portfolio EQ/AllianceBernstein Intermediate Government Securities Portfolio EQ/AllianceBernstein International Portfolio EQ/AllianceBernstein Large Cap Growth Portfolio EQ/AllianceBernstein Quality Bond Portfolio EQ/AllianceBernstein Small Cap Growth Portfolio EQ/Ariel Appreciation II Portfolio EQ/AXA Xxxxxxxxx Value Long/Short Equity Portfolio EQ/BlackRock Basic Value Equity Portfolio (formerly, EQ/Mercury Basic Value Equity) EQ/BlackRock International Value Portfolio (formerly, EQ/Mercury International Value) EQ/Xxxxxxx Socially Responsible Portfolio EQ/Capital Guardian Growth Portfolio EQ/Capital Guardian Research Portfolio EQ/Xxxxx New York Venture Portfolio EQ/Equity 500 Index Portfolio EQ/Evergreen International Bond Portfolio EQ/Evergreen Omega Portfolio EQ/FI Mid Cap Portfolio EQ/Franklin Income Portfolio EQ/Franklin Small Cap Value Portfolio EQ/International ETF Portfolio EQ/JPMorgan Core Bond Portfolio |
EQ/JPMorgan Value Opportunities Portfolio EQ/Xxxx Xxxxx Value Equity Portfolio EQ/Lord Xxxxxx Growth and Income Portfolio EQ/Lord Xxxxxx Large Cap Core Portfolio EQ/Lord Xxxxxx Mid Cap Value Portfolio EQ/Xxxxxxx Focus Portfolio
EQ/Money Market Portfolio EQ/Mutual Shares Portfolio EQ/Xxxxxxxxxxx Global Portfolio EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio EQ/Small Company Index Portfolio EQ/Xxxxxxxxx Growth Portfolio EQ/Xxx Xxxxxx Xxxxxxxx Portfolio EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio EQ/Xxx Xxxxxx Mid Cap Growth Portfolio EQ/Xxx Xxxxxx Real Estate Portfolio MarketPLUS International Core Portfolio (formerly, EQ/Capital Guardian International Portfolio) MarketPLUS Large Cap Core Portfolio (formerly, EQ/MFS Investors Trust Portfolio) MarketPLUS Large Cap Growth Portfolio (formerly, EQ/MFS Emerging Growth Companies Portfolio) MarketPLUS Mid Cap Value Portfolio (formerly EQ/FI Mid Cap Value Portfolio) |
APPENDIX B
AMENDMENT NO. 11
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
| (as a percentage of average daily net assets) (fee on all assets) | ||
| Index Portfolios |
||
| EQ/Equity 500 Index |
0.250% | |
| EQ/Small Company Index |
0.250% | |
| (as a percentage of average daily net assets) | ||||||||||
| Debt Portfolios | First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter | |||||
| EQ/AllianceBernstein Intermediate Government Securities |
0.500% | 0.475% | 0.450% | 0.430% | 0.420% | |||||
| EQ/AllianceBernstein Quality Bond |
0.525% | 0.500% | 0.475% | 0.455% | 0.445% | |||||
| EQ/Evergreen International Bond |
0.700% | 0.675% | 0.650% | 0.630% | 0.620% | |||||
| EQ/JPMorgan Core Bond |
0.450% | 0.425% | 0.400% | 0.380% | 0.370% | |||||
| EQ/Money Market |
0.350% | 0.325% | 0.280% | 0.270% | 0.250% | |||||
| (as a percentage of average daily net assets) | ||||||||||
| Equity Portfolios | First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||
| EQ/AllianceBernstein Common Stock |
0.550% | 0.500% | 0.475% | 0.450% | 0.425% | |||||
| EQ/AllianceBernstein Growth and Income |
0.600% | 0.550% | 0.525% | 0.500% | 0.475% | |||||
| EQ/AllianceBernstein International |
0.750% | 0.700% | 0.675% | 0.650% | 0.625% | |||||
| EQ/AllianceBernstein Large Cap Growth |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/AllianceBernstein Small Cap Growth |
0.750% | 0.700% | 0.675% | 0.650% | 0.625% | |||||
| EQ/Ariel Appreciation II |
0.750% | 0.700% | 0.675% | 0.650% | 0.625% | |||||
| EQ/AXA Xxxxxxxxx Value Long/Short Equity |
1.400% | 1.350% | 1.325% | 1.300% | 1.275% | |||||
| EQ/AllianceBernstein Value |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/BlackRock Basic Value Equity (formerly, EQ/Mercury Basic Value Equity) |
0.600% | 0.550% | 0.525% | 0.500% | 0.475% | |||||
| EQ/BlackRock International Value (formerly, EQ/Mercury International Value) |
0.850% | 0.800% | 0.775% | 0.750% | 0.725% | |||||
| EQ/Xxxxxxx Socially Responsible |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Capital Guardian Growth |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Capital Guardian Research |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| (as a percentage of average daily net assets) | ||||||||||
| Equity Portfolios | First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||
| EQ/Xxxxx New York Venture |
0.850% | 0.800% | 0.775% | 0.750% | 0.725% | |||||
| EQ/Evergreen Omega |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/FI Mid Cap |
0.700% | 0.650% | 0.625% | 0.600% | 0.575% | |||||
| EQ/Franklin Income |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/Franklin Small Cap Value |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/International ETF |
0.400% | 0.400% | 0.400% | 0.400% | 0.400% | |||||
| EQ/JPMorgan Value Opportunities |
0.600% | 0.550% | 0.525% | 0.500% | 0.475% | |||||
| EQ/Xxxx Xxxxx Value Equity |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Lord Xxxxxx Growth and Income |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Lord Xxxxxx Mid Cap Value |
0.700% | 0.650% | 0.625% | 0.600% | 0.575% | |||||
| EQ/Lord Xxxxxx Large Cap Core |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Xxxxxxx Focus |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/Mutual Shares |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/Xxxxxxxxxxx Global |
0.950% | 0.900% | 0.875% | 0.850% | 0.825% | |||||
| XX/Xxxxxxxxxxx Xxxx Xxxxxx Opportunity |
0.850% | 0.800% | 0.775% | 0.750% | 0.725% | |||||
| XX/Xxxxxxxxxxx Xxxx Xxxxxx Small Cap |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| EQ/Xxxxxxxxx Growth |
0.950% | 0.900% | 0.875% | 0.850% | 0.825% | |||||
| EQ/Xxx Xxxxxx Xxxxxxxx |
0.650% | 0.600% | 0.575% | 0.550% | 0.525% | |||||
| EQ/Xxx Xxxxxx Emerging Markets Equity |
1.150% | 1.100% | 1.075% | 1.050% | 1.025% | |||||
| EQ/Xxx Xxxxxx Mid Cap Growth |
0.700% | 0.650% | 0.625% | 0.600% | 0.575% | |||||
| EQ/Xxx Xxxxxx Real Estate |
0.900% | 0.850% | 0.825% | 0.800% | 0.775% | |||||
| (as a percentage of average daily net assets) | ||||||||||
| MarketPLUS Portfolios | First $2 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||
| MarketPLUS International Core Portfolio (formerly, EQ/Capital Guardian International) |
0.600% | 0.550% | 0.525% | 0.500% | 0.475% | |||||
| MarketPLUS Mid Cap Value Portfolio (formerly, EQ/FI Mid Cap Value) |
0.550% | 0.500% | 0.475% | 0.450% | 0.425% | |||||
| MarketPLUS Large Cap Growth Portfolio (formerly, EQ/MFS Emerging Growth Companies) |
0.500% | 0.450% | 0.425% | 0.400% | 0.375% | |||||
| MarketPLUS Large Cap Core Portfolio (formerly, EQ/MFS Investors Trust) |
0.500% | 0.450% | 0.425% | 0.400% | 0.375% | |||||
