AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
Exhibit d.ii.b
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
This Amendment (“Amendment”) is to the Investment Sub-Advisory Agreement (defined below), is effective as of April 1, 2018, by and among Lattice Strategies LLC, a Delaware limited liability company located at 000 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 (“Advisor”), and BNY Mellon Asset Management North America Corporation (formerly known as Mellon Capital Management Corporation), a Delaware corporation located at 000 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 (“Sub-Advisor”). Any term not defined in this Amendment shall have the meaning ascribed to it in the Agreement.
WHEREAS, the Advisor and Sub-Advisor entered into an Investment Sub-Advisory Agreement dated July 29, 2016, (the “Agreement”) for the Lattice Strategies Trust, a Delaware statutory trust located at 000 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 (“Trust”), is an open-end management investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”); and
WHEREAS, each of the Funds named in Appendix A hereto (each, a “Fund”, and collectively, “Funds”) is a separate series of the Trust having separate assets and liabilities; and
WHEREAS, the Advisor and the Sub-Advisor desire to amend the Agreement as set forth below.
NOW THEREFORE, in consideration of the promises and covenants contained herein, it is agreed among the parties hereto as follows:
1. | Appendix A (Names of Funds) and Schedule A (Sub-Advisory Fees) to the Agreement are hereby deleted and replaced with the new Appendix A (Names of Funds) and Schedule A (Sub-Advisory Fees) attached to this Amendment. |
2. | All other provisions of the Agreement remain in full force and effect. |
3. | Unless otherwise defined in this Amendment, all terms used in this Amendment shall have the same meaning given to them in the Agreement. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the day and year set forth above.
BNY MELLON ASSET MANAGEMENT | ||||
LATTICE STRATEGIES, LLC | NORTH AMERICA CORPORATION | |||
By: | /s/ Xxxxx X. Xxxxxxxxxx | By: | /s/ Xxxx Xxxxxxx-Xxxxx | |
Name: Xxxxx X. Xxxxxxxxxx | Name: Xxxx Xxxxxxx-Xxxxx | |||
Title: Vice President | Title: Managing Director | |||
APPENDIX A
to the
INVESTMENT SUB-ADVISORY AGREEMENT
NAMES OF FUNDS
FUND NAME | INCEPTION DATE |
HARTFORD MULTIFACTOR DEVELOPED MARKETS (ex-US) ETF | April 1, 2018* |
HARTFORD MULTIFACTOR EMERGING MARKETS ETF | April 1, 2018* |
HARTFORD MULTIFACTOR REIT ETF | April 1, 2018* |
HARTFORD MULTIFACTOR US EQUITY ETF | April 1, 2018* |
HARTFORD MULTIFACTOR GLOBAL SMALL CAP ETF | April 1, 2018* |
HARTFORD MULTIFACTOR LOW VOLATILITY INTERNATIONAL EQUITY ETF | April 1, 2018* |
HARTFORD MULTIFACTOR LOW VOLATILITY US EQUITY ETF | April 1, 2018* |
*Deemed Inception Date for fee calculation purposes.
SCHEDULE A
to the
INVESTMENT SUB-ADVISORY AGREEMENT
SUB-ADVISORY FEES
[REDACTED]