Second Amendment to the Selling and Services Agreement and Participation Agreement
Exhibit 24(b)(8.46)
Second Amendment to the Selling and Services Agreement and Participation Agreement
This Second Amendment dated as of November 11, 2020 by and between Voya Retirement Insurance and Annuity Company (“Voya Retirement”), ReliaStar Life Insurance Company (“ReliaStar”), ReliaStar Life Insurance Company of New York (“ReliaStar of NY”)(collectively “Insurers”), Voya Institutional Plan Services, LLC (“ING Institutional”), Voya Financial Partners, LLC (“Voya Financial”)(collectively “Voya”), and TCW Funds Distributors (“Distributor”), is made to the Selling and Services Agreement and fund Participation Agreement dated as of May 1, 2004 (the “Agreement”), as amended. Terms defined in the Agreement are used herein as therein defined.
WHEREAS, the parties wish to amend the following:
1. Schedule A is hereby deleted and replaced by Schedule A, attached hereto.
2. Schedule B, attached hereto, is hereby added to the Agreement.
IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the date first written above.
[Signatures appear on following page.]
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VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY |
TCW FUNDS DISTRIBUTORS |
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By: |
/s/ Xxxxx Xxxxxxx |
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By: |
/s/ Xxxxxx X. Xxxxxxx |
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Name: |
Xxxxx Xxxxxxx |
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Name: |
Xxxxxx X. Xxxxxxx |
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Title: |
Vice President |
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Title: |
Managing Director |
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VOYA FINANCIAL PARTNERS, LLC |
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By: |
/s/ Xxxxx Xxxxxxx |
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Name: |
Xxxxx Xxxxxxx |
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Title: |
Vice President |
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VOYA INSTITUTIONAL PLAN SERVICES, LLC |
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By: |
/s/ Xxxxx Xxxxxxx |
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Name: |
Xxxxx Xxxxxxx |
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Title: |
Vice President |
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RELIASTAR LIFE INSURANCE COMPANY |
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By: |
/s/ Xxxxx Xxxxxxx |
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Name: |
Xxxxx Xxxxxxx |
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Title: |
Vice President |
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RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK |
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By: |
/s/ Xxxxx Xxxxxxx |
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Name: |
Xxxxx Xxxxxxx |
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Title: |
Vice President |
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2
SCHEDULE A
List of Available Funds
All N Shares of TCW Funds
All I Shares of TCW Funds
All P Shares of TCW Funds
3
SCHEDULE B
Fee Schedule
As compensation for the services ING renders under the Agreement, Distributor will pay a fee to ING equal to on an annual basis the rate set forth below multiplied by the average daily value of the assets in ING accounts in the Funds.
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TCW Funds – “I” Shares |
Service Fees |
12b-1 Fees |
Total Fees |
Ticker Symbols |
Cusip Number |
|
TCW Artificial Intelligence Equity Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGFTX |
872365739 |
|
TCW Conservative Allocation Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGPCX |
00000X000 |
|
TCW Core Fixed Income Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGCFX |
87244N401 |
|
TCW Developing Markets Equity – “I” Share |
x.xx% |
N/A |
x.xx% |
TGDMX |
872365770 |
|
TCW Emerging Markets Income Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGEIX |
00000X000 |
|
TCW Emerging Markets Local Currency Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGWIX |
872365309 |
|
TCW Emerging Markets Multi-Asset Opportunities Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGMAX |
872365846 |
|
TCW Global Bond Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGGBX |
872365887 |
|
TCW Global Real Estate Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGREX |
872365796 |
|
TCW High Yield Bond Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGHYX |
00000X000 |
|
TCW New Americas Premier Equities Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGUSX |
872365754 |
|
TCW Relative Value Dividend Appreciation Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGDFX |
00000X000 |
|
TCW Relative Value Large Cap Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGDIX |
00000X000 |
|
TCW Relative Value Mid Cap Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGVOX |
00000X000 |
|
TCW Select Equities Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGCEX |
87244N302 |
|
TCW Short Term Bond Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGSMX |
00000X000 |
|
TCW Total Return Bond Fund – “I” Share |
x.xx% |
N/A |
x.xx% |
TGLMX |
00000X000 |
|
TCW Funds – “N” Shares |
Service Fees |
12b-1 Fees |
Total Fees |
Ticker Symbols |
Cusip Number |
|
TCW Artificial Intelligence Equity Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGINX |
872365721 |
|
TCW Conservative Allocation Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGPNX |
00000X000 |
|
TCW Core Fixed Income Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGFNX |
00000X000 |
|
TCW Developing Markets Equity – “N” Share |
x.xx% |
N/A |
x.xx% |
TGDPX |
872365762 |
|
TCW Emerging Markets Income Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGINX |
00000X000 |
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TCW Emerging Markets Local Currency Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGWNX |
872365408 |
|
TCW Emerging Markets Multi-Asset Opportunities Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGMEX |
872365838 |
|
TCW Global Bond Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGGFX |
872365879 |
|
TCW Global Real Estate Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGRYX |
872365788 |
|
TCW High Yield Bond Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGHNX |
00000X000 |
|
TCW New Americas Premier Equities Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGUNX |
872365747 |
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TCW Relative Value Dividend Appreciation Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGIGX |
00000X000 |
|
TCW Relative Value Large Cap Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGDVX |
00000X000 |
|
TCW Relative Value Mid Cap Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGVNX |
00000X000 |
|
TCW Select Equities Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGCNX |
00000X000 |
|
TCW Total Return Bond Fund – “N” Share |
x.xx% |
N/A |
x.xx% |
TGMNX |
00000X000 |
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TCW Funds – “P” Shares |
Service Fees |
12b-1 Fees |
Total Fees |
Ticker Symbols |
Cusip Number |
|
TCW Core Fixed Income Fund – “P” Share |
x.xx% |
N/A |
x.xx% |
TGCPX |
872365697 |
|
TCW Emerging Markets Income Fund – “P” Share |
x.xx% |
N/A |
x.xx% |
TGEPX |
872365713 |
|
TCW Total Return Bond Fund – “P” Share |
x.xx% |
N/A |
x.xx% |
TGLSX |
872365689 |
4
